SUMMARY OF BOARD DECISIONS
Summary of Board decisions are provided for the information and
convenience of constituents who want to follow the Board’s deliberations. All of
the conclusions reported are tentative and may be changed at future Board
meetings. Decisions are included in an Exposure Draft for formal comment only
after a formal written ballot. Decisions in an Exposure Draft may be (and often
are) changed in redeliberations based on information provided to the Board in
comment letters, at public roundtable discussions, and through other
communication channels. Decisions become final only after a formal written
ballot to issue an Accounting Standards Update.
June 1, 2010 FASB/IASB Joint Videconference Board
Meeting
Insurance
contracts. At this meeting the Boards discussed:
- Transition
- The measurement of insurance contracts assumed in a portfolio transfer and
in a business combination.
The discussion was in the context of the
tentative decisions made by the Boards in May when, by a narrow margin, the IASB
tentatively selected an approach that includes a risk adjustment plus a residual
margin and, by a narrow margin, the FASB tentatively selected an approach that
includes a single composite margin.
Transition
The Boards
tentatively decided that, at the beginning of the earliest period presented, for
each portfolio of insurance contracts that already exists at that date, an
insurer:
- Should measure that portfolio at the expected present value of cash flows
arising from the portfolio of contracts plus a risk adjustment. The risk
adjustment would be included not only when using the approach that uses a
separate risk adjustment (the IASB's approach), but also in the approach that
uses a single composite margin (the FASB's approach).
- Should recognize in opening retained earnings the difference between that
measurement and the measurement under the insurer's previous accounting
policies.
- Should not include a residual margin.
- For the approach that uses a single composite margin, the insurer should
treat the risk adjustment determined at the beginning of the earliest period
as the composite margin at that date. The insurer should disclose the
subsequent run-off of that composite margin separately from disclosure of the
run-off of composite margins arising after transition.
- Should derecognize any intangible assets arising from insurance contracts
assumed in previously recognized business combinations, with a corresponding
adjustment to retained earnings. (That adjustment would not affect intangible
assets, such as customer relationships and customer lists, which relate to
possible future contracts.) Similarly, an insurer should derecognize any
existing balances of deferred acquisition costs, with a corresponding
adjustment to retained earnings. The Boards noted that previously recognized
intangible assets and deferred acquisition costs could both be viewed as
corrections for a previous overstatement of the insurance liability, and so
their elimination is likely to coincide with a reduction in the measurement of
the insurance liability.
The Boards also addressed the disclosure
requirements on transition date and tentatively decided:
- To exempt an insurer from disclosing previously unpublished information
about claims development that occurred earlier than five years before the end
of the first fiscal year in which it applies the proposed standard.
- Not to require specific disclosures about transition beyond those already
required by IAS 8, Accounting Policies, Changes in Accounting Estimates
and Errors, and FASB Accounting Standards Codification™ Topic
250, Accounting Changes and Error Corrections.
The Boards also
tentatively decided that an entity issuing insurance contracts should be
permitted, when it adopts the future insurance contracts standard, to
redesignate a financial asset as measured at fair value through profit or loss
at the start of the earliest period presented, if doing so would eliminate or
significantly reduce an inconsistency in measurement or recognition. The entity
should recognize the cumulative effect of that redesignation as an adjustment to
opening retained earnings of the earliest period presented and remove any
related balances from accumulated other comprehensive income.
Finally,
the IASB tentatively decided that first-time adopters of IFRSs should be subject
to the same transitional arrangements as proposed for entities that already
apply IFRSs.
The Boards did not discuss the effective date or whether to
permit early adoption. The Boards plan to consider those matters collectively
for standards to be completed by June 30, 2011. The staff reminded the Boards
that in developing the requirements published on November 2009 in IFRS 9,
Financial Instruments, the IASB noted that it would consider delaying
the effective date of IFRS 9 if the new IFRS on insurance contracts had a
mandatory effective date later than 2013, so that an insurer would not have to
face two rounds of changes in a short period.
Portfolio Transfers and
Business Combinations
The IASB tentatively decided that, on the date
of the transfer, for each portfolio of insurance contracts assumed, an insurer
should:
- Determine the expected present value of the cash flows [plus the risk
adjustment, in the model that uses such an adjustment].
- Compare that amount with the consideration received for those contracts
(after adjusting the consideration for any other assets and liabilities
acquired in the same transaction, such as financial assets and customer
relationships), treating the difference as follows:
- If the consideration is the higher amount, the insurer should treat the
difference as the [residual margin] [composite margin] at that date.
- If the consideration is the lower amount, the insurer should recognize
that difference in profit or loss at that date.
The FASB
tentatively decided that, on the date of the transfer, for each portfolio of
insurance contracts assumed, an insurer should:
- Determine the expected present value of the cash flows [plus the risk
adjustment, in the model that uses such an adjustment].
- Compare that amount with the consideration received (after adjusting the
consideration for any other assets and liabilities acquired in the same
transaction, such as financial assets and customer relationships), treating
the difference as the residual or composite margin at that date.
The
boards also addressed the measurement of insurance contracts that were assumed
in a business combination and tentatively decided that an insurer should:
- Compare the expected present value of the cash flows from those contracts
[plus the risk adjustment, in the model that uses such an adjustment] with the
fair value of those contracts, treating the difference as follows:
- If the fair value is the higher amount, the insurer should treat the
difference as the [residual margin] [composite margin] at that date.
- If the fair value is the lower amount, the insurer should measure the
contracts initially at the expected present value of the cash flows [plus
the risk adjustment, in the model that uses such an adjustment], rather than
their fair value. This exception from the general requirement in IFRS 3,
Business Combinations, and Accounting Standards Codification Topic
805, Business Combinations, would increase the initial carrying amount of
goodwill recognized in the business combination.
Next
Steps
The Boards will continue their discussion of this project at
the joint Board meeting in June.
Consolidation.
The Boards discussed the disclosure requirements for consolidated subsidiaries
and unconsolidated structured entities. The Boards tentatively decided that the
final disclosure requirements should include a list of disclosure objectives.
Specifically, the Boards decided that a reporting entity should disclose
information that helps users of financial statements understand:
- The significant judgments and assumptions (and changes to those judgments
and assumptions) made by the reporting entity in determining whether it
controls (or does not control) another entity and/or the reporting entity’s
involvement with structured entities
- The interest that the noncontrolling interests have in the group’s
activities
- The effect of restrictions on the reporting entity’s ability to access and
use assets or settle liabilities of consolidated entities, as a result of
where the assets or liabilities are held in the group
- The nature of, and changes in, the risks associated with the reporting
entity’s control of consolidated structured entities or involvement with
unconsolidated structured entities.
To achieve these objectives, in
addition to the disclosures discussed at previous meetings, the Boards
tentatively decided that:
- When a reporting entity has an arrangement that could require the
reporting entity to provide financial support to a consolidated structured
entity (for example, liquidity arrangements and obligations to purchase
assets), the reporting entity should disclose the terms of the arrangement,
including events or circumstances that could expose the reporting entity to a
loss.
- When a reporting entity is involved with unconsolidated structured
entities, the reporting entity should disclose:
- The carrying amount of the assets and liabilities recognized in the
reporting entity’s consolidated financial statements relating to the
involvement
- The line items in the consolidated statement of financial position in
which those assets and liabilities are recognized
- The amount that best represents the reporting entity’s maximum exposure
to loss from that involvement, including how the maximum exposure to loss is
determined (if a reporting entity cannot quantify its maximum exposure to
loss from its involvement with unconsolidated structured entities, it must
disclose that fact)
- A comparison of the carrying amount of the assets and liabilities of the
reporting entity that relate to the reporting entity’s involvement with
unconsolidated structured entities and the reporting entity’s maximum
exposure to loss.
The Boards asked the staff to conduct
further research on the scope of these disclosure requirements for involvement
with structured entities and to determine whether the disclosures required for
involvement with structured entities should apply to involvement with all
entities.