SUMMARY OF BOARD DECISIONS
Summary of Board decisions are provided for the information and
convenience of constituents who want to follow the Board´s deliberations. All of
the conclusions reported are tentative and may be changed at future Board
meetings. Decisions are included in an Exposure Draft for formal comment only
after a formal written ballot. Decisions in an Exposure Draft may be (and often
are) changed in redeliberations based on information provided to the Board in
comment letters, at public roundtable discussions, and through other
communication channels. Decisions become final only after a formal written
ballot to issue an Accounting Standards Update.
September 24, 2012 Joint FASB/IASB Videoconference Board
Meeting
Insurance
contracts. The FASB and the IASB continued their joint discussions
on insurance contracts and discussed the accounting for acquisition costs in the
pre-coverage period and transition requirements.
Acquisition Costs in
the Pre-Coverage Period
The Boards tentatively decided that
acquisition costs incurred before a contract´s coverage period begins should be
recognized as part of the insurance contracts liability for the portfolio of
contracts where the contract will be recognized once the coverage period
begins.
Transition
Requirements
Measurement
The Boards
tentatively decided that when an insurer first applies the new insurance
contracts standard, the insurer should:
- At the beginning of the earliest period presented:
- Measure the present value of the fulfilment cash flows using current
estimates at the date of transition (that is, as of the earliest period
presented).
- Account for the acquisition costs in accordance with the Board´s
existing tentative decisions for acquisition costs and derecognize any
existing balances of deferred acquisition costs.
- Determine the single or residual margin at the beginning of the earliest
period presented, as follows:
- Determine the margin through retrospective application of the new
accounting principle to all prior periods, unless it is impracticable to do
so.
- If it is impracticable to determine the cumulative effect of applying
that change in accounting principle retrospectively to all prior periods,
the insurer should apply the new policy to all contracts issued after the
start of the earliest period for which retrospective application is
practicable (that is, apply retrospectively as far back as is
practicable).
- For contracts issued in earlier periods for which retrospective
application would normally be considered impracticable because it would
require significant estimates that are not based solely on objective
information, an insurer should estimate what the margin would have been had
the insurer been able to apply the new standard retrospectively. In such
cases, an insurer need not undertake exhaustive efforts to obtain objective
information but should take into account all objective information that is
reasonably available.
- If it is impracticable to apply the new accounting policies
retrospectively for other reasons, an insurer should apply the general
requirements of FASB Accounting Standards Codification® Subtopic
250-10/ IAS 8 that are relevant to situations in which there are limitations
on retrospective application (that is, measure the margin by reference to
the carrying value before transition).
The Boards asked the
staff to consider developing a constraint or set of constraints on the estimated
amount of the single or residual margin. In addition, the FASB Board asked the
staff to explore a practical expedient that may allow insurers to determine the
margin based on the definition of portfolios during the retrospective
period.
Determining the Discount Rate
The Boards
tentatively decided that, for those periods for which it would be impracticable
to determine the discount rate that would reflect the characteristics of the
liability, an insurer should determine the discount rate as follows:
- Calculate the discount rate in accordance with the standard for a minimum
of three years and, if possible, determine an observable rate that
approximates the calculated rates. If there is not an observable rate that
approximates the calculated rate, then determine the spread between the
calculated rate and an observable rate.
- Use the same observable reference point to determine the rate (plus or
minus the spread determined in (1) if applicable) to be applied at the
contract inception for contracts that were issued in the retrospective
period.
- Apply the yield curve corresponding to that rate to the expected cash
flows for contracts recognized in the retrospective period to determine the
single or residual margin at contract inception.
- Use the rate from the reference yield curve reflecting the duration of the
liability for recognizing interest expense on the liability.
- Recognize in other comprehensive income the cumulative effect of the
difference between that rate and the discount rate determined at the
transition date.
Transition Disclosures
The Boards
tentatively decided that an insurer should make the disclosures required by
Subtopic 250-10/IAS 8. In addition, an insurer should make the following more
specific disclosures:
- If full retrospective application is impracticable, the earliest
practicable date to which the insurer applied the guidance
retrospectively
- The method used to estimate the expected remaining residual or single
margin for insurance contracts issued before that earliest practicable date
including the extent to which the insurer has used information that is
objective and separately, the extent to which the insurer has used information
that is not objective, in determining the margin
- The method and assumptions used in determining the initial discount rate
during the retrospective period.
In addition, the FASB Board asked the
FASB staff to consider whether all the disclosures in Subtopic 250-10 should be
required.
The Boards also tentatively decided that an insurer need not
disclose previously unpublished information about claims development that
occurred earlier than five years before the end of the first financial year in
which it first applies the new guidance. Furthermore, if it is impracticable
when an insurer first applies the guidance to prepare information about the
claims development that occurred before the beginning of the earliest period for
which the insurer presents full comparable information, it should disclose that
fact. (This decision confirms the proposal in the IASB´s ED.)
Next
Steps
The IASB will continue its discussions on the Insurance
Contracts project at an IASB meeting on September 26, 2012, when it will
consider the accretion of interest on the residual margin, disclosures, and
whether to publish a review draft or a Re-exposure Draft.
The FASB will
continue its discussion on insurance contracts in the week beginning October 1,
2012.
The IASB and the FASB will continue joint discussions at their
joint meeting in October 2012.
Revenue
recognition. The IASB and the FASB discussed the following topics
as they continued their redeliberations on the revised Exposure Draft, Revenue
from Contracts with Customers (2011 ED):
- Constraining the cumulative amount of revenue recognized
- Collectibility, including accounting for contracts with customers that
contain nonrecourse, seller-based financing.
Constraining the
Cumulative Amount of Revenue Recognized
The Boards tentatively
decided that, consistent with the proposal in the 2011 ED, an entity should
evaluate whether to constrain the cumulative amount of revenue recognized if the
amount of consideration to which an entity expects to be entitled is variable.
Paragraph 53 of the 2011 ED identified examples of variable consideration. The
Boards tentatively decided to clarify the meaning of variable consideration to
indicate that the constraint should apply to a fixed price contract in which
there is uncertainty about whether the entity would be entitled to that
consideration after satisfying the related performance
obligation.
Additionally, the Boards discussed the application of the
constraint in the revenue proposals and asked the staff to perform further
analysis and bring the topic back to a future meeting.
Collectibility
The Boards tentatively decided:
- To not reestablish a collectibility recognition threshold for contracts
with customers that contain nonrecourse, seller-based financing
- To provide additional guidance in the standard on determining whether a
contract with a customer exists based on the customer´s commitment to perform
its obligations under the contract.
The Boards also discussed whether
the revenue standard should have a collectibility recognition threshold for all
other contracts with customers. IASB members expressed support for not including
a collectability recognition threshold. The FASB will decide on that issue
together with the issues relating to the presentation of revenue and impairment
losses arising from contracts with customers. On those issues relating to the
presentation of revenue and impairment losses, the Boards requested the staff to
prepare illustrative examples of presentation alternatives for further
discussion at the joint Board meeting on Thursday, September 27, 2012.