Tentative Board Decisions
Tentative Board decisions are provided for those interested in following
the Board's deliberations. All of the reported decisions are tentative and may
be changed at future Board meetings.
Wednesday, April 3, 2019
FASB Board Meeting
Financial instruments—credit losses
implementation. The Board discussed a proposal submitted by a group of
regional banks and feedback
received at its January 2019 public roundtable on the credit losses
standard. The Board also discussed implementation questions on vintage
disclosures.
The Board decided that the proposed alternative submitted by
a group of regional banks on November 5, 2018, and their follow-up letter, which was
submitted on January 11, 2019, would not result in incremental
improvements to the accounting for expected credit losses. Therefore, the Board
did not add a project to its technical agenda to explore modifying the
accounting for expected credit losses by requiring that an entity bifurcate
expected credit losses in net income and other comprehensive income, as
recommended in the proposal.
The Board also decided that the intent of
what is required as it relates to credit quality disclosures in paragraphs
326-20-50-4 through 50-9 and what is illustrated in Example 15 of paragraph
326-20-55-79 is unclear. Therefore, the Board decided that an entity should
apply the guidance in paragraphs 326-20-50-4 through 50-9 when preparing credit
quality disclosures and that an entity is not required to disclose gross
writeoffs and gross recoveries by vintage, as illustrated in Example
15.
Next Steps
The Board directed the staff to conduct
additional outreach and research on the costs and benefits of disclosing gross
writeoffs and gross recoveries in the vintage disclosure table.
Distinguishing
liabilities from equity (including convertible debt). The Board deliberated
consequential amendments and technical corrections for convertible instruments
and decided to:
- Clarify the difference between a convertible debt and a debt instrument
that could be converted to a variable number of shares with an aggregate fair
value equal to a fixed monetary amount (such as share-settled debt) to improve
application of the guidance.
- Define or redefine the scope of the guidance on convertible debt
instruments in Subtopic 470-20, Debt—Debt with Conversion and Other Options,
and on convertible preferred shares in Topic 505, Equity.
- Remove the word conventional from the term conventional
convertible debt instrument used in Subtopic 815-40, Derivatives
and Hedging—Contracts in Entity's Own Equity.
- Amend paragraph 470-20-25-2 to clarify that an entity should consider the
guidance in Topic 480, Distinguishing Liabilities from Equity, and Topic 815
for the classification of the detachable stock purchase warrant.
The
Board deliberated consequential amendments and technical corrections for the
derivatives scope exception and decided to:
- Expand the scope of the subsequent fair value measurement guidance in
paragraph 815-40-35-4 to include instruments that failed the indexation
criterion under the scope and scope exceptions Section of Subtopic 815-40 and
do not meet the definition of a derivative.
- Modify the disclosure requirement in paragraph 815-40-50-5(d) about the
fair value of settlement alternatives to parallel the disclosure requirement
in paragraph 480-10-50-2(a) through (b).
- Retain the disclosure requirement in paragraph 815-40-15-5(e), which
requires that an entity provide certain disclosures if an instrument within
the scope of Subtopic 815-40 is classified as temporary equity.
- Remove the embedded written put options and forward purchase contracts
table in paragraph 815-40-55-11 (and the related paragraphs 815-40-55-8
through 55-10).
- Modify the reassessment guidance in the subsequent measurement Section of
Subtopic 815-40 as follows:
- Clarify that the reassessment guidance in paragraph 815-40-35-8 applies
to the same scope as the indexation and settlement criterion. That is, the
reassessment requirement of the derivatives scope exception applies to both
freestanding instruments and embedded features (similar to the scope as
written in paragraph 815-40-15-5).
- Add a cross-reference in Section 815-40-35 to the guidance in Subtopic
815-15, Derivatives and Hedging—Embedded Derivatives, on the accounting for
embedded features upon a change in assessment of the derivatives scope
exception.
The Board deliberated other consequential
amendments and decided to:
- Expand the scope of the down rounds EPS adjustment in Topic 260, Earnings
Per Share, to include equity-classified convertible preferred shares.
- Exclude liability-classified stock-based payment arrangements from the
Board's February 2019 decision about the diluted EPS calculation for contracts
that may be settled in cash or shares, resulting in no change in the diluted
EPS calculation or those instruments.
- Align the post-vesting classification of convertible instrument awards
with other financial instrument awards under Topic 718, Compensation—Stock
Compensation, by requiring that convertible instrument awards continue to be
accounted for under Topic 718 after they are fully vested rather than being
accounted for under guidance in other Topics.
The Board deliberated
transition and decided to:
- Require the modified retrospective transition approach, and allow an
option for full retrospective approach, for the derivatives scope exception
and convertible instrument amendments. Under the modified retrospective
approach, an entity would apply the proposed guidance to transactions
outstanding as of the beginning of the year in which the standard is adopted
and record a cumulative-effect adjustment to the opening balance of retained
earnings at the date of adoption.
- Provide a transition expedient for an entity to assess at the date of
adoption whether the adjustment, or settlement, features are remote rather
than requiring an entity to assess likelihood and reassessments from the
contract inception to the date of adoption.
- Require full retrospective transition for the amendments to EPS guidance
on cash versus share settlement and require that an entity apply the
if-converted method as of the date of adoption for the amendments to the EPS
guidance on convertible instruments, unless the entity chooses the full
retrospective option for transition for the convertible instrument
amendments.
- Require disclosures in Topic 250, Accounting Changes and Error Corrections
(except for the disclosures in paragraph 250-10-50-1(b)(2), which would be
required only for an entity that elects full retrospective transition, and
paragraph 250-10-50-3).
- Require an entity to apply any transition expedients consistently to all
contracts within all reporting periods presented and to require an entity to
disclose the following information:
- The expedients that have been used
- To the extent reasonably possible, a qualitative assessment of the
estimated effect of applying each of those expedients.
The
Board also decided to allow entities that have not yet adopted the amendments in
Accounting Standards Update No. 2017-11, Earnings per Share (Topic 260),
Distinguishing Liabilities from Equity (Topic 480), Derivatives and Hedging
(Topic 815): (Part I) Accounting for Certain Financing Instruments with Down
Round Features, (Part II) Replacement of the Indefinite Deferral for Mandatorily
Redeemable Financial Instruments of Certain Nonpublic Entities and Certain
Mandatorily Redeemable Noncontrolling Interests with a Scope Exception, to
early adopt the amendments to the convertible instruments guidance for a
convertible instrument that includes a down round feature.
Next
Steps
The Board directed the staff to draft a proposed
Accounting Standards Update and distribute that staff draft for external review.
Following external review, the staff will bring back any additional issues and
an analysis of costs and benefits.