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Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews (IA-6773)Conforming Amendments to Commission Rules and Forms (33-11325)Covered Cleared Agency Resilience and Recovery and Orderly Wind-Down Plans (34-101446)Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (34-101070)Adoption of Updated EDGAR Filer Manual (33-11304)Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs (IC-35308)Qualifying Venture Capital Funds Inflation Adjustment (IC-35305)Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments (33-11294)Adoption of Updated EDGAR Filer Manual (33-11293)Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; Correction (34-100155A) Special Purpose Acquisition Companies, Shell Companies, and Projections; Correction (33-11265A; 34-99418A)Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (34-100155)Exemption for Certain Investment Advisers Operating Through the Internet (IA-6578)Share Repurchase Disclosure Modernization (34-99778)Adoption of Updated EDGAR Filer Manual (33-11277)Disclosure of Order Execution Information (34-99679)The Enhancement and Standardization of Climate-Related Disclosures for Investors (33-11275)Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (IA-6546)Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers (34-99477)Special Purpose Acquisition Companies, Shell Companies, and Projections (33-11265)202320222021202020192018 and Earlier
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews (IA-6773)Conforming Amendments to Commission Rules and Forms (33-11325)Covered Cleared Agency Resilience and Recovery and Orderly Wind-Down Plans (34-101446)Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (34-101070)Adoption of Updated EDGAR Filer Manual (33-11304)Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs (IC-35308)Qualifying Venture Capital Funds Inflation Adjustment (IC-35305)Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments (33-11294)Adoption of Updated EDGAR Filer Manual (33-11293)Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; Correction (34-100155A) Special Purpose Acquisition Companies, Shell Companies, and Projections; Correction (33-11265A; 34-99418A)Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (34-100155)Exemption for Certain Investment Advisers Operating Through the Internet (IA-6578)Share Repurchase Disclosure Modernization (34-99778)Adoption of Updated EDGAR Filer Manual (33-11277)Disclosure of Order Execution Information (34-99679)The Enhancement and Standardization of Climate-Related Disclosures for Investors (33-11275)Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (IA-6546)Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers (34-99477)Special Purpose Acquisition Companies, Shell Companies, and Projections (33-11265)202320222021202020192018 and Earlier