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Prohibition Against Conflicts of Interests in Certain Securitizations (33-11254)Clearing Agency Governance and Conflicts of Interest (34-98959)Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities (34-98845)Short Position and Short Activity Reporting by Institutional Investment Managers (34-98738)Reporting of Securities Loans (34-98737)Modernization of Beneficial Ownership Reporting (33-11253; 34-98704)Exemptions to Facilitate Intrastate and Regional Securities Offerings (33-10238A)Investment Company Names (33-11238 and 33-11238A)The Commission's Privacy Act Regulations (34-98437)Adoption of Updated EDGAR Filer Manual (33-11235)Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews (IA-6383)Exemption for Certain Exchange Members (34-98202)Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (33-11216)Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A (33-11211)Adoption of Updated EDGAR Filer Manual (33-11205)Removal of References to Credit Ratings from Regulation M (34-97657)Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers (34-97656)Technical Amendments to Commission Rules and Forms (33-11197)Technical Amendments to Form BD and Form BDW (34-97478)Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting (IA-6297)Share Repurchase Disclosure Modernization (34-97424) Adoption of Updated EDGAR Filer Manual (33-11168)Extending Form 144 EDGAR Filing Hours (33-11159)Shortening the Securities Transaction Settlement Cycle (34-96930)Adjustments to Civil Monetary Penalty Amounts (33-11143)20222021202020192018 and Earlier
Prohibition Against Conflicts of Interests in Certain Securitizations (33-11254)Clearing Agency Governance and Conflicts of Interest (34-98959)Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities (34-98845)Short Position and Short Activity Reporting by Institutional Investment Managers (34-98738)Reporting of Securities Loans (34-98737)Modernization of Beneficial Ownership Reporting (33-11253; 34-98704)Exemptions to Facilitate Intrastate and Regional Securities Offerings (33-10238A)Investment Company Names (33-11238 and 33-11238A)The Commission's Privacy Act Regulations (34-98437)Adoption of Updated EDGAR Filer Manual (33-11235)Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews (IA-6383)Exemption for Certain Exchange Members (34-98202)Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (33-11216)Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A (33-11211)Adoption of Updated EDGAR Filer Manual (33-11205)Removal of References to Credit Ratings from Regulation M (34-97657)Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers (34-97656)Technical Amendments to Commission Rules and Forms (33-11197)Technical Amendments to Form BD and Form BDW (34-97478)Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting (IA-6297)Share Repurchase Disclosure Modernization (34-97424) Adoption of Updated EDGAR Filer Manual (33-11168)Extending Form 144 EDGAR Filing Hours (33-11159)Shortening the Securities Transaction Settlement Cycle (34-96930)Adjustments to Civil Monetary Penalty Amounts (33-11143)20222021202020192018 and Earlier