SEC Amends Reporting Requirements for Registered Investment Companies

The SEC has released a final rule that amends the requirements related to the information that registered investment companies (e.g., registered open-end funds, registered closed-end funds, unit investment trusts) report on Forms N-PORT and N-CEN. Specifically, the amendments “require more frequent reporting of monthly portfolio holdings and related information to the Commission and the public, amend certain reporting requirements relating to entity identifiers, and require open-end funds to report information about service providers used to comply with liquidity risk management program requirements.”

For more information, see the press release and fact sheet — as well as the statements by SEC Chair Gary Gensler and Commissioners Hester Peirce, Caroline Crenshaw, Mark Uyeda, and Jaime Lizárraga — on the SEC’s Web site.