DRAFT EDGAR Submission Type SH-ER Information Table Fillable PDF Form (Version 2.0)

Implementation Date: May 18, 2009

On May 18, 2009, EDGAR is being upgraded to Release 9.15.1.e.4 to validate the Submission Type SH-ER Information Table XML documents against the schema (see Draft Submission Type SH-ER Information Table XML Technical Specification (Version 2.0) for schema files) and will suspend the SH-ER submission if the XML document violates the schema.

In addition, the schema and the Submission Type SH-ER Information Table fillable PDF form have been modified to allow for short sale data to be provided for more than one CIK within the information table.

The following specific changes have been made to the Submission Type SH-ER Information Table Fillable PDF Form (Version 2.0):

*Known Bug: There is a known bug associated with the [REMOVE CIK] and [REMOVE RECORD] buttons. Currently, the filer cannot select a particular short sale record or CIK data block to delete. Instead, if you click the [REMOVE CIK] button, it will delete the last CIK data set entered; and, if you click the [REMOVE RECORD] button, it will delete the last short sale record in the list for a particular day.

We are working to rectify this issue.