Jane Norberg Named Chief of SEC Whistleblower Office
FOR IMMEDIATE RELEASE
2016-201
Washington D.C.,
Sept. 28, 2016
—
The Securities and Exchange Commission today announced that Jane
Norberg has been promoted to chief of the SEC's Office of the
Whistleblower.
Ms. Norberg joined the SEC in 2012 as the first deputy chief of the
Office of the Whistleblower and helped establish the office, which
intakes and reviews whistleblower tips received by the agency, evaluates
whistleblower award claims, and makes recommendations on whether
claimants have satisfied eligibility requirements to receive an award.
Ms. Norberg has served as acting chief since the departure of the office's inaugural chief Sean McKessy.
"In its short history, our whistleblower program has had a
transformative impact on our agency, and Jane has played a significant
role as deputy of the Office of the Whistleblower," said Andrew J.
Ceresney, Director of the SEC's Enforcement Division. "I am proud
of the program's accomplishments, and I know that Jane will continue to
ensure the program is a game changer for years to come."
Ms. Norberg said, "It has been an honor serving in the roles of
deputy and acting chief and working with staff extremely dedicated to
the mission. I am honored and humbled by the opportunity to
continue the work of the office and remain committed to making
whistleblowers feel welcome and protected in reporting to the
Commission."
Since Ms. Norberg has been with the SEC's Whistleblower Office, the Commission's awards to whistleblowers have
surpassed the $100 million mark
and enforcement actions resulting from whistleblower tips have resulted
in order for more than $500 million in financial remedies, much of
which has been returned to harmed investors. In addition, the
office has received more than 14,000 whistleblower tips from individuals
in every state in the country as well as the District of Columbia and
95 foreign countries. The SEC also has brought actions to ensure
that employees feel secure in reporting wrongdoing to the SEC without
fear of reprisal from their employers, including its first settled
enforcement action
under the anti-retaliation provisions of the Dodd-Frank Act and
five settled enforcement actions against companies for violating Rule
21F-17 that prohibits anyone from taking any action to impede
communications with the SEC about possible securities law violations,
including one case
announced earlier today.
Before joining the SEC, Ms. Norberg was in private law practice,
including at Shearman & Sterling LLP. Ms. Norberg previously
served as a special agent for the U.S. Secret Service, where her duties
included providing protection to the President, Vice President and
visiting foreign dignitaries as well as conducting criminal
investigations into federal crimes. Ms. Norberg earned her law
degree with honors from St. John's University School of Law and her
bachelor's degree in sociology and criminal justice from Bloomsburg
University of Pennsylvania.