SUMMARY OF BOARD DECISIONS
Summary of Board decisions are provided for the information and
convenience of constituents who want to follow the Board’s deliberations. All of
the conclusions reported are tentative and may be changed at future Board
meetings. Decisions are included in an Exposure Draft for formal comment only
after a formal written ballot. Decisions in an Exposure Draft may be (and often
are) changed in redeliberations based on information provided to the Board in
comment letters, at public roundtable discussions, and through other
communication channels. Decisions become final only after a formal written
ballot to issue an Accounting Standards Update.
June 23, 2010 FASB/IASB Joint Videconference Board
Meeting
Insurance
contracts. At this meeting the Boards discussed:
- Cash flows, including acquisition costs and participating contracts
- Follow-up on unbundling
- Presentation of the statement of comprehensive income
- Interest accretion for residual and composite margins.
Cash
Flows
The Boards decided tentatively that the measurement of a
portfolio of insurance contracts should include the expected present value of
the incremental cash flows arising from that portfolio. In addition, the cash
flow guidance will clarify:
- That, at initial recognition, the measurement will include all cash flows
arising from the existing contracts over the lives of those contracts. For
subsequent reporting periods, the measurement will include the remaining
future cash flows at that reporting date.
- That cash flows should reflect the perspective of the insurer.
- How to distinguish between (a) cash flows that are incremental at the
portfolio level, but need to be allocated to individual portfolios (for
example, salaries of staff working on more than one portfolio) and (b) general
overheads that do not relate to activities under the contracts. For this
purpose, staff was asked to use existing cost guidance from other standards.
The Boards noted that, under the above principle, the following cash
flows would be included in the measurement of the insurance contract:
- The participating benefits an insurer expects to pay to policyholders of
participating insurance contracts (that is, on an expected value basis)
- The incremental costs of selling, underwriting, and initiating an
insurance contract, (acquisition costs), but only for those contracts that are
actually issued. The Boards tentatively decided that an insurer should
determine at the level of an individual contract whether those costs are
incremental.
Unbundling
The staff proposed an unbundling principle
based on an assessment of whether there is significant interdependence between
components of an insurance contract. However, the Boards questioned the clarity
of the notion of significant interdependence.
Instead, the Boards asked
the staff to develop an unbundling principle that uses as a starting point
whether a component can introduce variability in the overall cash flows of the
insurance contract for risks that are not considered part of the provision of
insurance protection and, further, may consider factors such as:
- The policyholder’s ability to obtain some or all of the contract value
through withdrawal or redemption
- The nature of the risks that are transferred by a component (for example,
primarily financial or not).
The Boards tentatively decided that if
development of an unbundling principle based on such a notion is not achievable,
the forthcoming Exposure Draft will include an unbundling principle based on
significant interdependence.
The Boards further decided that the
forthcoming Exposure Draft should include guidance to help insurers understand
when to unbundle a component of an insurance contract. That guidance will
provide factors for consideration and examples.
Presentation
The Boards tentatively decided that an insurer should present
income and expense for insurance contracts using a margin presentation, broadly
showing the following items:
- The change in the risk adjustment during the period [in the IASB’s model
that includes such an adjustment] and the release of the residual or composite
margin during the period
- The difference between the expected and the actual cash flows
- Changes in estimates (remeasurements)
- Interest on insurance liabilities (ideally presented or disclosed in a way
that highlights its relationship with interest on assets backing those
liabilities).
Consequently, an insurer should treat:
- All premiums in the same way as deposits
- All claims expenses, claims handling expenses, and other contract-related
expenses in the same way as repayments of deposits.
This margin
presentation (summarized margin presentation) will be supplemented by
disclosures of those premiums and expenses.
The Boards acknowledged the
importance of the presentation of the statement of comprehensive income, and the
forthcoming Exposure Draft will ask respondents to provide specific input on
this issue.
Interest Accretion for Residual or Composite
Margins
The Boards discussed whether interest should be accreted on
residual and composite margins and, if so, which interest rate should be
used.
The IASB affirmed its tentative decision to accrete interest on
residual and composite margins and tentatively decided to use an interest rate
that is locked in at inception of the contract.
The FASB affirmed its
tentative decision not to accrete interest on residual and composite margins.
Next Steps
The IASB plans to publish an Exposure Draft
in late July. The FASB plans to decide in July the best means for obtaining
stakeholder input on the IASB proposal (for example, by publishing it as an
Exposure Draft or in some other way).