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Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Randolph Green — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Russell Hodge — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow John James — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Chad Kokenge — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Eric Schuppenhauer — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Gregory Faucette — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow D. Douglas Alkema — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Robert Comerford — 12/11/03)SEC Releases Guidance Regarding MD&ASEC Chief Accountant Welcomes Actions by FASB and IASBRemarks Before the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Chief Accountant Donald Nicolaisen — 12/11/03)Remarks Before the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Deputy Chief Accountant Scott Taub — 12/11/03)SEC Adopts Rules on Disclosure of Nominating Committee Functions and Communications Between Security Holders and Boards of DirectorsSEC Approves NYSE, NASDAQ Strengthening of Corporate Governance Standards for Listed CompaniesSEC Announces IOSCO Unveiling of Multilateral Agreement on Enforcement CooperationCommission Reappoints Charles D. Niemeier to Public Company Accounting Oversight BoardRemarks on Governance Reforms and the Role of Directors Before the National Association of Corporate Directors (Commissioner Cynthia Glassman — 10/20/03)SEC Proposes Rules to Increase Proxy Access by ShareholdersIOSCO Annual Conference: Public Discussion Panel on Combating Financial Crime Globally (Director, Office of International Affairs Ethiopis Tafara — 10/17/03)SEC Chairman Donaldson Releases Staff Report on Hedge FundsSEC Issues Policy Statement on Business Continuity Planning for Trading MarketsRemarks Before the Foreign Policy Association (Chairman William Donaldson — September 25, 2003)SEC Amends Mutual Fund Advertising Rules, Proposes New Rules and Amendments for Fund of Funds InvestmentsRemarks Before Government-Business Forum on Small Business Capital Formation (Commissioner Cynthia Glassman — 09/22/03)Financial Reform: Relevance and Reality in Financial Reporting (Commissioner Cynthia Glassman — 09/16/03)SEC Adopts Adviser Custody Rule; Proposes Foreign Bank Exemption and Revision of Registration Form for American Depositary ReceiptsObstacles to Good Financial Reporting (Commissioner Cynthia Glassman — 09/03/03)Letter to NYSE Regarding NYSE Executive Compensation (Including List of Questions for the NYSE)Implications of the Growth of Hedge Funds (SEC Staff Report)Donald Nicolaisen Named SEC Chief AccountantOffice of the Chief Accountant: Application of the January 2003 Rules on Auditor Independence Frequently Asked QuestionsSEC Staff Responds to Frequently Asked Questions Regarding Auditor IndependenceSEC Proposes Disclosure Requirements Related to Director Nominations and Shareholder CommunicationsSEC to Host Forum on Small Business Capital FormationRemarks to the National Press Club (Chairman William Donaldson — 07/30/03)SEC Study on Adoption by the U.S. Financial Reporting System of a Principles-Based Accounting SystemRemarks Before the Exchequer Club (Commissioner Cynthia Glassman — 07/16/03)U.S. Perspective on Accountancy Regulation and Reforms (Acting Director, Office of International Affairs Ethiopis Tafara — 07/08/03)SEC Publishes Staff Report On Proxy Process ReviewNew Rules Require Shareholder Approval of Equity CompensationRecent Experience With Corporate Governance in the USA (Commissioner Paul Atkins — 06/26/03)SEC Chairman Donaldson Lauds Passage of Legislation to Speed Hiring of Accountants, Economists, Compliance ExaminersSusan Markel Named Chief Accountant of the Division of EnforcementEmbracing International Business in the Post-Enron Era (Commissioner Roel Campos — 06/11/03)Remarks Before the New York Financial Writers Association (Chairman William Donaldson — 06/05/03)The SEC's Internal Control Report Rules and Thoughts on the Sarbanes-Oxley Act (Deputy Chief Accountant Scott Taub — May 29, 2003)SEC Implements Internal Control Provisions of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe HarborSEC Unanimously Approves William J. McDonough as Chairman of Public Company Accounting Oversight BoardOffice of Chief Accountant and Division of Corporation Finance Release Staff Accounting Bulletin 103Solicitation of Public Views Regarding Possible Changes to the Proxy RulesSecurities and Exchange Commission Reaffirms Status of Pronouncements of the Financial Accounting Standards BoardSEC Determines PCAOB Appropriately OrganizedSEC Votes to Mandate Electronic Filing of Ownership Reports; Prohibit Improper Influence of AuditorsStatement of the Commission Regarding the Selection of the Chairperson of the Public Company Accounting Oversight Board (PCAOB)Commission to Review Current Proxy Rules and Regulations to Improve Corporate DemocracyImproving Corporate Disclosure — Improving Shareholder Value (Commissioner Cynthia Glassman — April 10, 2003)SEC Implementation of Sarbanes-Oxley: The New Corporate Governance (Commissioner Cynthia Glassman — April 7, 2003)Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System (Release No. 34-47638)Remarks Before the Council of Institutional Investors (Commissioner Paul Atkins — 03/27/03)The Sarbanes-Oxley Act of 2002: Goals, Content, and Status of Implementation (Commissioner Paul Atkins — 03/25/03)SEC Requires Exchange Listing Standards for Audit CommitteesJackson M. Day, Acting Chief Accountant, to Leave SECSEC Provides Guidance for Filers Reporting Pension Fund Blackout Periods, Non-GAAP Financial DataSpeech by SEC Chairman: Remarks at the 2003 Washington Economic Policy Conference (Chairman William Donaldson — 03/24/03)Commission Proposes Amendments Regarding CEO, CFO Certification Under Sarbanes-OxleyStatement Regarding Selection Process for Chairperson for the Public Company Accounting Oversight Board (PCAOB)The Sarbanes-Oxley Act of 2002: Goals, Content, and Status of Implementation (Commissioner Paul Atkins — 02/05/03)Alan B. Levenson Keynote Address (Chairman Harvey Pitt — 01/29/03)Remarks Before the New York State Society of Certified Public Accountants (Acting Chief Accountant Jackson Day — 01/28/03)SEC Study of Enforcement Actions (July 31, 1997 — July 30, 2002) Mandated by Section 704 of the Sarbanes-Oxley ActSEC Adopts Attorney Conduct Rule Under Sarbanes-Oxley ActSecurities and Exchange Commission Requires Proxy Voting Policies, Disclosure by Investment Companies and Investment AdvisersSEC Adopts Rules on Retention of Records Relevant to Audits and ReviewsSEC Adopts Rules on Disclosure of Off-Balance Sheet Arrangements and Aggregate Contractual ObligationsCommission Adopts Rules Strengthening Auditor IndependenceSEC Adopts Measures to Certify Management Investment Company Shareholder ReportsSEC Adopts Rules on Provisions of Sarbanes-Oxley ActRemarks at Advanced ALI-ABA Course of Study (Commissioner Paul Atkins — 01/09/03)Remarks at Mutual Fund Directors Forum (Chairman Harvey Pitt — 01/08/03)Commission Announces Acting Chairman of Public Company Accounting Oversight BoardSEC Proposes Listing Standards Rule, Adopts Investment Company Exemptive Provisions
Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Randolph Green — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Russell Hodge — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow John James — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Chad Kokenge — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Eric Schuppenhauer — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Gregory Faucette — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow D. Douglas Alkema — 12/11/03)Remarks at the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Professional Accounting Fellow Robert Comerford — 12/11/03)SEC Releases Guidance Regarding MD&ASEC Chief Accountant Welcomes Actions by FASB and IASBRemarks Before the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Chief Accountant Donald Nicolaisen — 12/11/03)Remarks Before the 2003 Thirty-First AICPA National Conference on Current SEC Developments (Deputy Chief Accountant Scott Taub — 12/11/03)SEC Adopts Rules on Disclosure of Nominating Committee Functions and Communications Between Security Holders and Boards of DirectorsSEC Approves NYSE, NASDAQ Strengthening of Corporate Governance Standards for Listed CompaniesSEC Announces IOSCO Unveiling of Multilateral Agreement on Enforcement CooperationCommission Reappoints Charles D. Niemeier to Public Company Accounting Oversight BoardRemarks on Governance Reforms and the Role of Directors Before the National Association of Corporate Directors (Commissioner Cynthia Glassman — 10/20/03)SEC Proposes Rules to Increase Proxy Access by ShareholdersIOSCO Annual Conference: Public Discussion Panel on Combating Financial Crime Globally (Director, Office of International Affairs Ethiopis Tafara — 10/17/03)SEC Chairman Donaldson Releases Staff Report on Hedge FundsSEC Issues Policy Statement on Business Continuity Planning for Trading MarketsRemarks Before the Foreign Policy Association (Chairman William Donaldson — September 25, 2003)SEC Amends Mutual Fund Advertising Rules, Proposes New Rules and Amendments for Fund of Funds InvestmentsRemarks Before Government-Business Forum on Small Business Capital Formation (Commissioner Cynthia Glassman — 09/22/03)Financial Reform: Relevance and Reality in Financial Reporting (Commissioner Cynthia Glassman — 09/16/03)SEC Adopts Adviser Custody Rule; Proposes Foreign Bank Exemption and Revision of Registration Form for American Depositary ReceiptsObstacles to Good Financial Reporting (Commissioner Cynthia Glassman — 09/03/03)Letter to NYSE Regarding NYSE Executive Compensation (Including List of Questions for the NYSE)Implications of the Growth of Hedge Funds (SEC Staff Report)Donald Nicolaisen Named SEC Chief AccountantOffice of the Chief Accountant: Application of the January 2003 Rules on Auditor Independence Frequently Asked QuestionsSEC Staff Responds to Frequently Asked Questions Regarding Auditor IndependenceSEC Proposes Disclosure Requirements Related to Director Nominations and Shareholder CommunicationsSEC to Host Forum on Small Business Capital FormationRemarks to the National Press Club (Chairman William Donaldson — 07/30/03)SEC Study on Adoption by the U.S. Financial Reporting System of a Principles-Based Accounting SystemRemarks Before the Exchequer Club (Commissioner Cynthia Glassman — 07/16/03)U.S. Perspective on Accountancy Regulation and Reforms (Acting Director, Office of International Affairs Ethiopis Tafara — 07/08/03)SEC Publishes Staff Report On Proxy Process ReviewNew Rules Require Shareholder Approval of Equity CompensationRecent Experience With Corporate Governance in the USA (Commissioner Paul Atkins — 06/26/03)SEC Chairman Donaldson Lauds Passage of Legislation to Speed Hiring of Accountants, Economists, Compliance ExaminersSusan Markel Named Chief Accountant of the Division of EnforcementEmbracing International Business in the Post-Enron Era (Commissioner Roel Campos — 06/11/03)Remarks Before the New York Financial Writers Association (Chairman William Donaldson — 06/05/03)The SEC's Internal Control Report Rules and Thoughts on the Sarbanes-Oxley Act (Deputy Chief Accountant Scott Taub — May 29, 2003)SEC Implements Internal Control Provisions of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe HarborSEC Unanimously Approves William J. McDonough as Chairman of Public Company Accounting Oversight BoardOffice of Chief Accountant and Division of Corporation Finance Release Staff Accounting Bulletin 103Solicitation of Public Views Regarding Possible Changes to the Proxy RulesSecurities and Exchange Commission Reaffirms Status of Pronouncements of the Financial Accounting Standards BoardSEC Determines PCAOB Appropriately OrganizedSEC Votes to Mandate Electronic Filing of Ownership Reports; Prohibit Improper Influence of AuditorsStatement of the Commission Regarding the Selection of the Chairperson of the Public Company Accounting Oversight Board (PCAOB)Commission to Review Current Proxy Rules and Regulations to Improve Corporate DemocracyImproving Corporate Disclosure — Improving Shareholder Value (Commissioner Cynthia Glassman — April 10, 2003)SEC Implementation of Sarbanes-Oxley: The New Corporate Governance (Commissioner Cynthia Glassman — April 7, 2003)Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System (Release No. 34-47638)Remarks Before the Council of Institutional Investors (Commissioner Paul Atkins — 03/27/03)The Sarbanes-Oxley Act of 2002: Goals, Content, and Status of Implementation (Commissioner Paul Atkins — 03/25/03)SEC Requires Exchange Listing Standards for Audit CommitteesJackson M. Day, Acting Chief Accountant, to Leave SECSEC Provides Guidance for Filers Reporting Pension Fund Blackout Periods, Non-GAAP Financial DataSpeech by SEC Chairman: Remarks at the 2003 Washington Economic Policy Conference (Chairman William Donaldson — 03/24/03)Commission Proposes Amendments Regarding CEO, CFO Certification Under Sarbanes-OxleyStatement Regarding Selection Process for Chairperson for the Public Company Accounting Oversight Board (PCAOB)The Sarbanes-Oxley Act of 2002: Goals, Content, and Status of Implementation (Commissioner Paul Atkins — 02/05/03)Alan B. Levenson Keynote Address (Chairman Harvey Pitt — 01/29/03)Remarks Before the New York State Society of Certified Public Accountants (Acting Chief Accountant Jackson Day — 01/28/03)SEC Study of Enforcement Actions (July 31, 1997 — July 30, 2002) Mandated by Section 704 of the Sarbanes-Oxley ActSEC Adopts Attorney Conduct Rule Under Sarbanes-Oxley ActSecurities and Exchange Commission Requires Proxy Voting Policies, Disclosure by Investment Companies and Investment AdvisersSEC Adopts Rules on Retention of Records Relevant to Audits and ReviewsSEC Adopts Rules on Disclosure of Off-Balance Sheet Arrangements and Aggregate Contractual ObligationsCommission Adopts Rules Strengthening Auditor IndependenceSEC Adopts Measures to Certify Management Investment Company Shareholder ReportsSEC Adopts Rules on Provisions of Sarbanes-Oxley ActRemarks at Advanced ALI-ABA Course of Study (Commissioner Paul Atkins — 01/09/03)Remarks at Mutual Fund Directors Forum (Chairman Harvey Pitt — 01/08/03)Commission Announces Acting Chairman of Public Company Accounting Oversight BoardSEC Proposes Listing Standards Rule, Adopts Investment Company Exemptive Provisions