PART 274 — FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
Authority:
15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 78n, 78o(d), 80a–8,
80a–24, 80a–26, 80a–29, and 80a–37 unless otherwise noted.
Section 274.128 is also issued under 15 U.S.C. 78j-1, 7202, 7233, 7241, 7264, and 7265; and 18 U.S.C. 1350.
Source:
33 FR 19003, Dec. 20, 1968, unless otherwise noted.
274.0-1 — Availability of forms.
(a) This part identifies and describes the forms prescribed for use under the Investment Company Act of 1940.
(b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices)
[46 FR 17757, Mar. 20, 1981, as amended at 47 FR 26820, June 22, 1982; 59 FR 5946, Feb. 9, 1994; 73 FR 32228, June 5, 2008]