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Selected PCAOB Speeches, Statements, and Press Releases

2015

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PCAOB Adopts Rules Requiring Disclosure of the Engagement Partner and Other Accounting Firms Participating in an Audit — December 15, 2015Statement on Adoption of Rules to Require Disclosure of Engagement Partner and Other Firms Participating in an Audit (James R. Doty, Chairman — December 15, 2015)Statement on Adoption of Rules to Require Disclosure of Engagement Partner and Other Firms Participating in an Audit (Lewis H. Ferguson, Board Member — December 15, 2015)Statement on Adoption of Rules to Require Disclosure of Engagement Partner and Other Firms Participating in an Audit (Jeanette M. Franzel, Board Member — December 15, 2015)Statement on Adoption of Rules to Require Disclosure of Engagement Partner and Other Firms Participating in an Audit (Jay D. Hanson, Board Member — December 15, 2015)Statement on Adoption of Rules to Require Disclosure of Engagement Partner and Other Firms Participating in an Audit (Steven B. Harris, Board Member — December 15, 2015)The State of Audit Quality (Helen A. Munter, Director, Division of Registration and Inspections — December 11, 2015)PCAOB Standard-Setting Update (Jay D. Hanson, Board Member — December 10, 2015)PCAOB Schedules Open Meeting to Consider Requiring Naming the Engagement Partner and Other Accounting Firms Participating in an Audit — December 10, 2015PCAOB Announces Seven New and Reappointed Standing Advisory Group Members — December 9, 2015Protecting the Investing Public’s Interest in Informative, Accurate, and Independent Audit Reports (James R. Doty, Chairman — December 9, 2015)PCAOB Concludes Ninth Annual International Institute on Audit Regulation — December 7, 2015Audit Quality, Firm Independence, and the Firm Business Model (Steven B. Harris, Board Member — December 2, 2015)PCAOB Approves 2016 Budget and 2015-2019 Strategic Plan — November 24, 2015Statement on Proposed 2016 Budget and 2015-2019 Strategic Plan (James R. Doty, Chairman — November 24, 2015)Statement on Proposed 2016 Budget and 2015-2019 Strategic Plan (Jeanette M. Franzel, Board Member — November 24, 2015)Statement on Proposed 2016 Budget and 2015-2019 Strategic Plan (Lewis H. Ferguson, Board Member — November 24, 2015)Statement on Proposed 2016 Budget and 2015-2019 Strategic Plan (Jay D. Hanson, Board Member — November 24, 2015)Statement on Proposed 2016 Budget and 2015-2019 Strategic Plan (Steven B. Harris, Board Member — November 24, 2015)PCAOB to Consider 2016 Budget and Strategic Plan at Open Meeting November 24 — November 19, 2015PCAOB Impact on Financial Executives: Standards and Inspections (Jay D. Hanson, Board Member — November 17, 2015)PCAOB Announces SAG Meeting Agenda Focused on Audit Quality Indicators and Emerging Issues for November 12–13 — October 29, 2015PCAOB Held Second Annual Economic Conference on Auditing and Capital Markets — October 26, 2015PCAOB Report Encourages Auditors to Take Action in Response to Risk Assessment Deficiencies Identified in Inspections — October 15, 2015Modification to Settlement Recommendations for Disciplinary Proceedings (Claudius B. Modesti, Director of Enforcement — October 2, 2015) Keynote Address: American Law Institute Accountants' Liability 2015: Confronting Enforcement and Litigation Risks (Jay D. Hanson, Board Member — October 1, 2015)PCAOB Staff Inspection Brief Details Objectives and Scope of 2015 Inspections of Registered Auditors — October 1, 2015 PCAOB Enters Into Cooperative Agreement With Audit Oversight Authority in Luxembourg — September 21, 2015Importance of Audits of Internal Controls (Helen A. Munter, Director, Division of Registration and Inspections — September 9, 2015)Keynote Address (Lewis H. Ferguson, Board Member — September 8, 2015)PCAOB’s First Staff Inspection Brief Details Objectives and Scope of 2015 Interim Inspections Program for Auditors of Brokers and Dealers — September 1, 2015PCAOB Enters Into Cooperative Agreement With Greek Audit Regulator — August 19, 2015Annual Report on the Interim Inspection Program Related to Audits of Brokers and Dealers — August 18, 2015Fact Sheet: Annual Report on the Progress of the Interim Inspection Program Related to Audits of Brokers and Dealers (August 18, 2015)PCAOB Annual Report on Inspections of Broker and Dealer Auditors Continues to Show High Levels of Independence Findings and Audit Deficiencies — August 18, 2015Current Issues, Trends, and Open Questions In Audits of Internal Control Over Financial Reporting (Jeanette M. Franzel — August 8, 2015)PCAOB Seeks Public Comment on Indicators That May Improve Understanding of Audit Quality — June 30, 2015Statement on the Supplemental Request for Comment: Rules to Require Disclosure of Certain Audit Participants on New PCAOB Form (James R. Doty, Chairman — June 30, 2015)Statement on the Supplemental Request for Comment: Rules to Require Disclosure of Certain Audit Participants on New PCAOB Form (Lewis H. Ferguson, Board Member — June 30, 2015)Statement on the Supplemental Request for Comment: Rules to Require Disclosure of Certain Audit Participants on New PCAOB Form (Jeanette M. Franzel, Board Member — June 30, 2015)Statement on the Supplemental Request for Comment: Rules to Require Disclosure of Certain Audit Participants on New PCAOB Form (Jay D. Hanson, Board Member — June 30, 2015)Statement on the Supplemental Request for Comment: Rules to Require Disclosure of Certain Audit Participants on New PCAOB Form (Steven B. Harris, Board Member — June 30, 2015)PCAOB Solicits Public Comment on Disclosure of the Engagement Partner and Other Participants in the Audit on a New PCAOB Form — June 30, 2015PCAOB to Consider Supplemental Request for Comment Related to Improving Audit Transparency and Concept Release on Audit Quality Indicators at Open Meeting — June 25, 2015The Role of the Audit in Capital Formation (James R. Doty, Chairman — June 22, 2015) PCAOB Solicits Nominations for Standing Advisory Group — June 23, 2015Update on Some Standard-Setting Projects (Lewis H. Ferguson, Board Member — May 21, 2015)PCAOB Issues Staff Consultation Paper Seeking Comment on Improving Standards for the Auditor’s Use of the Work of Specialists — May 28, 2015Introduction to the PCAOB and the Public Trust Placed in Auditors (Steven B. Harris, Board Member — May 14, 2015)PCAOB Issues Audit Committee Dialogue — May 7, 2015Keynote Address: The Citadel Directors’ Institute (Jay D. Hanson, Board Member — May 1, 2015)Building the Pipeline of Diverse Accounting Professionals (Jeanette M. Franzel, Board Member — April 24, 2015)IFIAR Projects of Interest to the Academic Community (Lewis H. Ferguson, Board Member — April 16, 2015)Issues for the Academic Community to Consider (Steven B. Harris, Board Member — April 16, 2015)PCAOB Enters Into Cooperative Agreement With Hungarian Audit Regulator — April 15, 2015PCAOB Announces 2015 Forums for Auditors of Broker-Dealers — April 1, 2015PCAOB Approves Reorganization of Auditing Standards — March 31, 2015Statement on the Adoption of the Reorganization of PCAOB Auditing Standards (James R. Doty, Chairman — March 31, 2015)Statement on the Adoption of the Reorganization of PCAOB Auditing Standards (Jay D. Hanson, Board Member — March 31, 2015)Statement on the Adoption of the Reorganization of PCAOB Auditing Standards (Steven B. Harris, Board Member — March 31, 2015)Statement on the Adoption of the Reorganization of PCAOB Auditing Standards (Jeanette M. Franzel, Board Member — March 31, 2015)PCAOB Announces 2015 Forums on Auditing in the Small Business Environment — March 26, 2015PCAOB to Consider Adoption of the Reorganization of Auditing Standards — March 26, 2015What to Expect From the PCAOB and the Impact on Preparers (Jay D. Hanson, Board Member — March 17, 2015)Regulators, Checklists and Navy SEALs: A Collection of Thoughts for Future Accountants (Jay D. Hanson, Board Member — March 9, 2015)Protecting Investors Through a Coordinated System of Audit and Audit Oversight (Jeanette M. Franzel, Board Member — March 9, 2015)Opening Statement: International Forum of Independent Audit Regulators Report on 2014 Survey of Inspection Findings (Lewis H. Ferguson, Board Member — March 3, 2015)Statement at the SEC Open Meeting on the PCAOB 2015 Budget (James R. Doty, Chairman — February 4, 2015)PCAOB Reports Deficiencies in Broker-Dealer Audits Under PCAOB Standards — January 28, 2015