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New SEC Rules, Reports, and Studies

2016

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Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (33-10075A)Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2017 (33-10266)Adoption of Updated EDGAR Filer Manual (33-10265)Exemptions to Facilitate Intrastate and Regional Securities Offerings (33-10238)Investment Company Swing Pricing (33-10234)Investment Company Liquidity Risk Management Programs (33-10233)Investment Company Reporting Modernization (33-10231)Standards for Covered Clearing Agencies (34-78961)Adoption of Updated EDGAR Filer Manual (33-10217)List of Rules to Be Reviewed Pursuant to the Regulatory Flexibility Act (33-10209)Access to Data Obtained by Security-Based Swap Data Repositories (34-78716)Form ADV and Investment Advisers Act Rules (IA-4509)Regulation SBSR — Reporting and Dissemination of Security-Based Swap Information (34-78321)Amendments to the Commission’s Rules of Practice (34-78319)Disclosure of Payments by Resource Extraction Issuers (34-78167)Asset-Backed Securities Disclosure and Registration (33-10099)Adoption of Updated EDGAR Filer Manual (33-10095)Order Granting Limited and Conditional Exemption Under Section 36(a) of the Securities Exchange Act of 1934 from Compliance with Interactive Data File Exhibit Requirement in Forms 6-K, 8-K, 10-Q, 10-K, 20-F and 40-F to Facilitate Inline Filing of Tagged Financial Data (34-78041)Trade Acknowledgment and Verification of Security-Based Swap Transactions (34-78011)Form 10-K Summary (34-77969)Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (33-10075)Adoption of Updated EDGAR Filer Manual (33-10071)Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (34-77617 and 34-77617A)Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception (34-77104)Certain Underwriters Participating in the Municipalities Continuing Disclosure Cooperation Initiative (33-10030)Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies (33-10003)Order Making Fiscal Year 2016 Annual Adjustments to Transaction Fee Rates — January 7, 2016