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New SEC Rules, Reports, and Studies

2020

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Amendments to the Commission's Rules of Practice (34-90442)Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets (33-10844)Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information (33-10890)Use of Derivatives by Registered Investment Companies and Business Development Companies (IC-34078)Customer Margin Rules Relating to Security Futures (34-90244)Qualifications of Accountants (33-10876)Fund of Funds Arrangements (33-10871)Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 (34-89964)Whistleblower Program Rules (34-89963)Publication or Submission of Quotations Without Specified Information (33-10842)Modernization of Regulation S-K Items 101, 103, and 105 (33-10825)Amending the "Accredited Investor" Definition (33-10824)Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments and Modified Procedures for Proposed NMS Plans and Plan Amendments (34-89618)Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (34-89394)Exemptions From the Proxy Rules for Proxy Voting Advice (34-89372)Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers (IA-5547)Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 (IC-33921) Order Under Section 17(h)(4) of the Securities Exchange Act of 1934 Granting Exemption From Rule 17h-1T and Rule 17h-2T for Certain Broker-Dealers Maintaining Capital, Including Subordinated Debt of Greater Than $20 Million but Less Than $50 Million (34-89184)Order Under Section 17A and Section 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder (34-89170)Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (BHCA-9)Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Sections 15(c) and 32(a) of the Investment Company Act and Rules 12b-1(b)(2) and 15a4(b)(2)(ii) Thereunder (IC-33897)Order Granting a Temporary Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal Advisors (34-89074)Amendments to Financial Disclosures About Acquired and Disposed Businesses (33-10786)Amendments to the National Market System Plan Governing the Consolidated Audit Trail (34-88890)Temporary Amendments to Regulation Crowdfunding (33-10781)Definition of "Covered Clearing Agency" (34-88616)Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Under the Exchange Act to Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Granularity of Timestamps Specified in Section 6.8(b) and Appendix D, Section 3 of the National Market System Plan Governing the Consolidated Audit Trail (34-88608)Order Under Sections 6(c), 17(d), 38(a), and 57(i) of the Investment Company Act of 1940 and Rule 17d-1 Thereunder Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder (IC-33837) Securities Offering Reform for Closed-End Investment Companies (33-10771)Amendments to the Accelerated and Large Accelerated Filer Definitions (34-88365)Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts (33-10765)Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder (34-88318)Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant’s Securities (33-10762)Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies (IA-5454)Delegation of Authority to the General Counsel of the Commission (33-10757)Commission Guidance on Management’s Discussion and Analysis of Financial Condition and Results of Operations (33-10751)Adoption of Updated EDGAR Filer Manual (33-10749)