SEC Publishes Document on Cybersecurity and Resiliency
January 29, 2020
The SEC’s Office of Compliance Inspections and Examinations has published
Cybersecurity and Resiliency Observations.
The document discusses best practices for enhancing cybersecurity
preparedness and operational resiliency. Topics addressed include the following:
- Governance and risk management.
- Access rights and controls.
- Data loss prevention.
- Mobile security.
- Incident response and resiliency.
- Vendor management.
- Training and awareness.
For more information, see the cybersecurity
page on the SEC’s Web site.