SEC Proposes Increasing the Reporting Threshold of Form 13-F

The SEC has issued a proposed rule, Reporting Threshold for Institutional Investment Managers. The proposal would elevate the threshold for Form 13-F reporting by investment managers from $100 million to $3.5 billion and would “increase the information provided by institutional investment managers by eliminating the omission threshold for individual securities and requiring managers to provide additional identifying information.”

For more information, see the press release and statement by SEC Commissioner Allison H. Lee on the SEC’s Web site.