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Taking Significant Steps to Modernize Our Regulatory Framework (Jay Clayton, Chairman — September 26, 2019)SEC Adopts New Rule to Modernize Regulation of Exchange-Traded Funds — September 26, 2019SEC Proposes Amendments to Enhance Retail Investor Protections — September 26, 2019SEC Adopts New Rule to Allow All Issuers to “Test-the-Waters” — September 26, 2019Remarks at the U.S. Treasury Market Conference (Elad L. Roisman, Commissioner — September 23, 2019)Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of Our Markets and the Changing Structure on Which They Are Built (Elad L. Roisman, Commissioner — September 19, 2019)Statement on Amendments to the Volcker Rule (Jay Clayton, Chairman — September 19, 2019)Statement on Amendments to the Volcker Rule (Allison Herren Lee, Commissioner — September 19, 2019)Statement on Amendments to the Volcker Rule (Robert J. Jackson Jr., Commissioner — September 19, 2019)SEC Adopts New Rules and Amendments Under Title VII of Dodd-Frank — September 19, 2019Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market (Jay Clayton, Chairman — September 19, 2019)SEC Proposes Rules to Update Statistical Disclosures for Banking Registrants — September 17, 2019Braided Bread and Boiled Beer: Remarks Before the Eurofi Financial Forum 2019 (Hester M. Peirce, Commissioner — September 13, 2019)Remarks at Central Michigan University (Jay Clayton, Chairman — September 13, 2019)James M. Daly, Division of Corporation Finance Associate Director, to Retire From the SEC After More Than 38 Years of Service — September 11, 2019SEC Proposes Transparency and Financial Accountability Amendments to the CAT NMS Plan — September 9, 2019Statement on Status of the Consolidated Audit Trail (Jay Clayton, Chairman — September 9, 2019)Remarks to the Economic Club of New York (Jay Clayton, Chairman — September 9, 2019)Remarks Before the AICPA National Conference on Banks & Savings Institutions (Sagar Teotia, Chief Accountant — September 9, 2019)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — September 5, 2019)Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K (Robert J. Jackson Jr., Commissioner, and Allison Herren Lee, Commissioner — August 27, 2019)Order Making Fiscal Year 2020 Annual Adjustments to Registration Fee Rates (33-10675)SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice — August 21, 2019Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice (Jay Clayton, Chairman — August 21, 2019)Statement on Proxy-Advisor Guidance (Robert J. Jackson Jr., Commissioner — August 21, 2019)Statement of Commissioner Allison Herren Lee on Proxy Voting and Proxy Solicitation Releases (Allison Herren Lee, Commissioner — August 21, 2019)Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice (Hester M. Peirce, Commissioner — August 21, 2019) Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice (Elad L. Roisman, Commissioner — August 21, 2019)Remarks Before the 38th Government-Business Forum on Small Business Capital Formation (Hester M. Peirce, Commissioner — August 15, 2019)Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation (Martha Miller, Advocate for Small Business Capital Formation — August 14, 2019)SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K — August 8, 2019Cleveland, Kondo, and Capital: Remarks Before the American Chamber of Commerce (Hester M. Peirce, Commissioner — August 7, 2019)SEC Adopts Amendments to Codify Exemption to Credit Rating Agency Rule — August 7, 2019Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets (Hester M. Peirce, Commissioner — July 30, 2019)Remarks to the SEC Fixed Income Market Structure Advisory Committee (Jay Clayton, Chairman — July 29, 2019)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — July 25, 2019)Statement at the SEC Staff Roundtable on Short-Term/Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements (Jay Clayton, Chairman — July 18, 2019)Statement on Opportunity Zones (Jay Clayton, Chairman — July 15, 2019)SEC and NASAA Explain Application of Securities Laws to Opportunity Zone Investments — July 15, 2019Staff Statement on LIBOR Transition (Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant — July 12, 2019)SEC Staff Publishes Statement Highlighting Risks for Market Participants to Consider As They Transition Away From LIBOR — July 12, 2019Allison Herren Lee Sworn in As SEC Commissioner — July 9, 2019Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors (Jay Clayton, Chairman — July 8, 2019)Statement Regarding Offers of Settlement (Jay Clayton, Chairman — July 3, 2019)Statement on Margin for Security Futures (Robert J. Jackson Jr., Commissioner — July 3, 2019)SEC Names Sagar Teotia as Chief Accountant — July 3, 2019SEC Staff to Host July 18 Roundtable on Short-Term/Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements — July 2, 2019Second QuarterFirst Quarter
Taking Significant Steps to Modernize Our Regulatory Framework (Jay Clayton, Chairman — September 26, 2019)SEC Adopts New Rule to Modernize Regulation of Exchange-Traded Funds — September 26, 2019SEC Proposes Amendments to Enhance Retail Investor Protections — September 26, 2019SEC Adopts New Rule to Allow All Issuers to “Test-the-Waters” — September 26, 2019Remarks at the U.S. Treasury Market Conference (Elad L. Roisman, Commissioner — September 23, 2019)Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of Our Markets and the Changing Structure on Which They Are Built (Elad L. Roisman, Commissioner — September 19, 2019)Statement on Amendments to the Volcker Rule (Jay Clayton, Chairman — September 19, 2019)Statement on Amendments to the Volcker Rule (Allison Herren Lee, Commissioner — September 19, 2019)Statement on Amendments to the Volcker Rule (Robert J. Jackson Jr., Commissioner — September 19, 2019)SEC Adopts New Rules and Amendments Under Title VII of Dodd-Frank — September 19, 2019Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market (Jay Clayton, Chairman — September 19, 2019)SEC Proposes Rules to Update Statistical Disclosures for Banking Registrants — September 17, 2019Braided Bread and Boiled Beer: Remarks Before the Eurofi Financial Forum 2019 (Hester M. Peirce, Commissioner — September 13, 2019)Remarks at Central Michigan University (Jay Clayton, Chairman — September 13, 2019)James M. Daly, Division of Corporation Finance Associate Director, to Retire From the SEC After More Than 38 Years of Service — September 11, 2019SEC Proposes Transparency and Financial Accountability Amendments to the CAT NMS Plan — September 9, 2019Statement on Status of the Consolidated Audit Trail (Jay Clayton, Chairman — September 9, 2019)Remarks to the Economic Club of New York (Jay Clayton, Chairman — September 9, 2019)Remarks Before the AICPA National Conference on Banks & Savings Institutions (Sagar Teotia, Chief Accountant — September 9, 2019)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — September 5, 2019)Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K (Robert J. Jackson Jr., Commissioner, and Allison Herren Lee, Commissioner — August 27, 2019)Order Making Fiscal Year 2020 Annual Adjustments to Registration Fee Rates (33-10675)SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice — August 21, 2019Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice (Jay Clayton, Chairman — August 21, 2019)Statement on Proxy-Advisor Guidance (Robert J. Jackson Jr., Commissioner — August 21, 2019)Statement of Commissioner Allison Herren Lee on Proxy Voting and Proxy Solicitation Releases (Allison Herren Lee, Commissioner — August 21, 2019)Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice (Hester M. Peirce, Commissioner — August 21, 2019) Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice (Elad L. Roisman, Commissioner — August 21, 2019)Remarks Before the 38th Government-Business Forum on Small Business Capital Formation (Hester M. Peirce, Commissioner — August 15, 2019)Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation (Martha Miller, Advocate for Small Business Capital Formation — August 14, 2019)SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K — August 8, 2019Cleveland, Kondo, and Capital: Remarks Before the American Chamber of Commerce (Hester M. Peirce, Commissioner — August 7, 2019)SEC Adopts Amendments to Codify Exemption to Credit Rating Agency Rule — August 7, 2019Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets (Hester M. Peirce, Commissioner — July 30, 2019)Remarks to the SEC Fixed Income Market Structure Advisory Committee (Jay Clayton, Chairman — July 29, 2019)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — July 25, 2019)Statement at the SEC Staff Roundtable on Short-Term/Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements (Jay Clayton, Chairman — July 18, 2019)Statement on Opportunity Zones (Jay Clayton, Chairman — July 15, 2019)SEC and NASAA Explain Application of Securities Laws to Opportunity Zone Investments — July 15, 2019Staff Statement on LIBOR Transition (Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant — July 12, 2019)SEC Staff Publishes Statement Highlighting Risks for Market Participants to Consider As They Transition Away From LIBOR — July 12, 2019Allison Herren Lee Sworn in As SEC Commissioner — July 9, 2019Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors (Jay Clayton, Chairman — July 8, 2019)Statement Regarding Offers of Settlement (Jay Clayton, Chairman — July 3, 2019)Statement on Margin for Security Futures (Robert J. Jackson Jr., Commissioner — July 3, 2019)SEC Names Sagar Teotia as Chief Accountant — July 3, 2019SEC Staff to Host July 18 Roundtable on Short-Term/Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements — July 2, 2019Second QuarterFirst Quarter