Accounting Research Tool

First Quarter

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The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements — March 29, 2019Remarks at the March 2019 Investor Advisory Committee Meeting (Elad L. Roisman, Commissioner — March 28, 2019)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — March 28, 2019)Statement on Final Rules Implementing FAST Act (Robert J. Jackson Jr., Commissioner — March 26, 2019)SEC Names Danae M. Serrano as Ethics Counsel — March 26, 2019SEC Names Jeffrey Dinwoodie Senior Counsel and Policy Advisor for Market and Activities-Based Risk — March 25, 2019Remarks — PLI Investment Management Institute 2019 (Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management — March 21, 2019)SEC Proposes Offering Reforms for Business Development Companies and Registered Closed-End Funds — March 20, 2019SEC Adopts Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure — March 20, 2019A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation (Martha Miller, Advocate for Small Business Capital Formation — March 20, 2019)Keynote Remarks: ICI Mutual Funds and Investment Management Conference (Elad L. Roisman, Commissioner — March 18, 2019)Keynote Address: ICI Mutual Funds and Investment Management Conference (Dalia Blass, Director, Division of Investment Management — March 18, 2019)SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets — March 15, 2019Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks (William Hinman, Director, Division of Corporate Finance — March 15, 2019)SEC Announces March 28 Meeting of Investor Advisory Committee — March 12, 2019Fee Rate Advisory #2 for Fiscal Year 2019 — March 12, 2019Equity Market Structure 2019: Looking Back & Moving Forward (Jay Clayton, Chairman; Brett Redfearn, Director, Division of Trading and Markets — March 8, 2019)Festivus, Fortnite, and Focus: Remarks Before the Council of Institutional Investors Spring Conference (Hester M. Peirce, Commissioner — March 5, 2019)SEC Modifies Timing for Filing Non-Public Form N-PORT Data to Align With Its Approach to Data Management and Cybersecurity — February 27, 2019Giles Cohen Named Acting Chief Counsel, Office of the Chief Accountant — February 21, 2019SEC Names James P. McNamara as Chief Human Capital Officer — February 21, 2019SEC Proposes to Expand “Test-the-Waters” Modernization Reform to All Issuers — February 19, 2019SEC Extends Comment Period for Rulemaking Proposal Regarding Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts — February 14, 2019Adjustments to Civil Monetary Penalty Amounts (33-10604) — February 13, 2019Regulation: A View from Inside the Machine (Commissioner Hester M. Peirce — February 8, 2019)Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions (Jay Clayton, Chairman — February 11, 2019)Remarks for Telephone Call With SEC Investor Advisory Committee Members (Jay Clayton, Chairman — February 6, 2019) Brief Statement on Proxy Voting Process: Call With the SEC Investor Advisory Committee (Elad L. Roisman, Commissioner — February 6, 2019)Statement on EDGAR Hacking Enforcement Action (Jay Clayton, Chairman — January 15, 2019)