Accounting Research Tool

Second Quarter — 2014

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Remarks to the Practising Law Institute, Private Equity Forum (Norm Champ, Director, Division of Investment Management — June 30, 2014)SEC Announces New Hires in the Office of Administrative Law Judges — June 30, 2014Evaluating Pension Fund Investments Through the Lens of Good Corporate Governance (Luis A. Aguilar, Commissioner — June 27, 2014)Enforcement Division’s Chief Operating Officer Adam Storch to Leave SEC — June 27, 2014Geoffrey Aronow, Chief Counsel, Office of International Affairs, to Leave SEC — June 27, 2014 Testimony on “Oversight of the SEC’s Division of Trading and Markets” (Stephen Luparello, Director, Division of Trading and Markets — June 26, 2014) Cross-Border Security-Based Swap Rules and Guidance (Kara M. Stein, Commissioner — June 25, 2014) SEC Announces Order for Tick Size Pilot Plan — June 25, 2014SEC Adopts Cross-Border Security-Based Swap Rules — June 25, 2014 Chair’s Opening Statement on the Adoption of Cross-Border Securities-Based Swap Rules Under Title VII of the Dodd-Frank Act (Mary Jo White, Chair — June 25, 2014)Statement at Open Meeting Regarding Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant” Definitions to Cross-Border Security-Based Swap Activities (Michael S. Piwowar, Commissioner — June 25, 2014)Beginning to Shine a Light on the Opaque Derivatives Market: Defining Dealers and Major Participants in the Cross-Border Context (Luis A. Aguilar, Commissioner — June 25, 2014)Final Rules Relating to Cross-Border Security-Based Swap Activities (Daniel M. Gallagher, Commissioner — June 25, 2014) A Few Things Directors Should Know About the SEC (Mary Jo White, Chair — June 23, 2014) Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors (Mary Jo White, Chair — June 20, 2014)Cicely LaMothe Named Associate Director in the Division of Corporation Finance — June 18, 2014Remarks Before the Peterson Institute of International Economics (Kara M. Stein, Commissioner — June 12, 2014) Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus (Luis A. Aguilar, Commissioner — June 10, 2014)Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC (Daniel M. Gallagher, Commissioner — June 5, 2014)Enhancing Our Equity Market Structure (Mary Jo White, Chair — June 5, 2014)SEC Names Stephanie Avakian as Deputy Director of Enforcement — May 29, 2014Remarks at Municipal Securities Rulemaking Board's 1st Annual Municipal Securities Regulator Summit (Daniel M. Gallagher, Commissioner — May 29, 2014)Remarks at the Financial Accounting Foundation Trustees Dinner (Mary Jo White, Chair — May 20, 2014)Keynote Address at Compliance Week 2014 (Andrew Ceresney, Director of the Division of Enforcement — May 20, 2014)Three Key Pressure Points in the Current Enforcement Environment (Mary Jo White, Chair — May 19, 2014)Keynote Address at Compliance Week 2014 (Kara M. Stein, Commissioner — May 19, 2014)Remarks to the First Annual Conference on the Regulation of Financial Markets (Michael S. Piwowar, Commissioner — May 16, 2014)Comment Letter on the OFR Asset Management and Financial Stability Report (Daniel M. Gallagher, Commissioner — May 15, 2014)Chief Accountant Paul Beswick to Leave SEC — May 15, 2014Testimony Before the Subcommittee on Financial Services and General Government Committee on Appropriations (Mary Jo White, Chair — May 14, 2014)SEC Names Gina Talamona as Communications Director — May 14, 2014Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation (Daniel M. Gallagher, Commissioner — May 12, 2014)Remarks at the 46th Annual Rocky Mountain Securities Conference (Daniel M. Gallagher, Commissioner — May 9, 2014)Remarks to the Council of Institutional Investors (Kara M. Stein, Commissioner — May 8, 2014)SEC Issues Partial Stay of Conflict Minerals Rules — May 2, 2014Chief Economist and Division of Economic and Risk Analysis Director Craig Lewis to Leave SEC — May 2, 2014Statement on WKSI Waivers (Daniel M. Gallagher, Commissioner — April 29, 2014)Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule (Keith F. Higgins, Director, SEC Division of Corporation Finance — April 29, 2014)Testimony on “Oversight of the SEC’s Agenda, Operations and FY 2015 Budget Request” (Mary Jo White, Chair — April 29, 2014)Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer (Kara M. Stein, Commissioner — April 28, 2014)Joint Statement on the Conflict Minerals Decision (Daniel M. Gallagher, Commissioner and Michael S. Piwowar, Commissioner — April 28, 2014)Looking at Corporate Governance From the Investor’s Perspective (Luis A. Aguilar, Commissioner — April 21, 2014)SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants — April 17, 2014Closing Remarks at the SEC's 24th Annual International Institute for Market Development (Daniel M. Gallagher, Commissioner — April 16, 2014)What Drives the Complexity and Speed of Our Markets? (Gregg E. Berman, Associate Director, Office of Analytics and Research, Division of Trading and Markets — April 15, 2014)SEC Names David Gottesman as Deputy Chief Litigation Counsel — April 15, 2014The Future of Capital Formation (Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis — April 15, 2014)Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting (Keith F. Higgins, Director, Division of Corporation Finance — April 11, 2014)NASAA and the SEC: Presenting a United Front to Protect Investors (Luis A. Aguilar, Commissioner — April 8, 2014)Remarks Before the North American Securities Administrators Association 2014 Public Policy Conference (Kara M. Stein, Commissioner — April 8, 2014)Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development (Michael S. Piwowar, Commissioner — April 7, 2014)SEC Seeks Comment on Investor Advisory Committee Recommendation Regarding Target Date Funds — April 3, 2014Remarks Before the SEC / Academy of Finance Shadowing Program (Daniel M. Gallagher, Commissioner — April 3, 2014)Taking an Informed Approach to Issues Facing the Mutual Fund Industry (Luis A. Aguilar, Commissioner — April 2, 2014)Rebecca Olsen Named Chief Counsel in the Office of Municipal Securities — April 2, 2014Jessica Kane Named Deputy Director in the Office of Municipal Securities — April 2, 2014Testimony Before the Subcommittee on Financial Services and General Government (Mary Jo White, Chair — April 1, 2014)