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SEC Announces Program to Facilitate Analysis of Corporate Financial Data — December 30, 2014SEC Issues Annual Staff Reports on Credit Rating Agencies — December 23, 2014SEC Proposes Amendments to Implement JOBS Act Mandate for Exchange Act Registration Requirements — December 18, 2014)Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — December 17, 2014)Revisiting the "Accredited Investor" Definition to Better Protect Investors (Luis A. Aguilar, Commissioner — December 17, 2014)Opening Remarks to the December 2014 Meeting of the SEC Advisory Committee on Small and Emerging Companies (Daniel M. Gallagher, Commissioner — December 17, 2014)The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents (Luis A. Aguilar, Commissioner — December 17, 2014)SEC Names Deputy Directors in the Division of Trading and Markets — December 17, 2014Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry (Mary Jo White, Chair — December 11, 2014)Remarks to the ICI 2014 Securities Law Developments Conference (Norm Champ, Director, Division of Investment Management — December 10, 2014)2014 AICPA Conference on Current SEC and PCAOB DevelopmentsRemarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference (Kara M. Stein, Commissioner — December 4, 2014)Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The "Hot" Topics (Kara M. Stein, Commissioner — November 21, 2014)Remarks to the American Bar Association's Business Law Section Fall Meeting (Andrew Ceresney, Director, SEC Division of Enforcement — November 21, 2014)Opening Remarks to the Government-Business Forum on Small Business Capital Formation (Mary Jo White, Chair — November 20, 2014)Opening Remarks to the 2014 Government-Business Forum on Small Business Capital Formation (Daniel M. Gallagher, Commissioner — November 20, 2014)Statement to the SEC Government-Business Forum on Small Business Capital Formation (Kara M. Stein, Commissioner — November 20, 2014)Statement at Open Meeting on Regulation SCI (Mary Jo White, Chair — November 19, 2014)Statement at Open Meeting on Regulation SCI (Daniel M. Gallagher, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Luis A. Aguilar, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Michael S. Piwowar, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Kara M. Stein, Commissioner — November 19, 2014)SEC Adopts Rules to Improve Systems Compliance and Integrity — November 19, 2014Remarks at 31st International Conference on the Foreign Corrupt Practices Act (Andrew Ceresney, Director, SEC Division of Enforcement — November 19, 2014) SEC Staff Releases Accounting Bulletin to Update Guidance on Pushdown Accounting — November 18, 2014SEC and SBA to Host Event on Small Business Capital Raising Prior to Small Business Forum — November 14, 2014Remarks at the 15th Annual "Live From the SEC" Conference (Kara M. Stein, Commissioner — November 13, 2014)Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products (Norm Champ, Director, Division of Investment Management — November 13, 2014)Remarks to the SIFMA Complex Products Forum (Norm Champ, Director, Division of Investment Management — October 29, 2014)The Importance of the SEC’s Rulemaking Agenda — You Are What You Prioritize: Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association (Daniel M. Gallagher, Commissioner — October 24, 2014)Remarks Before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar (Kara M Stein, Commissioner — October 24, 2014)Skin in the Game: Aligning the Interests of Sponsors and Investors (Luis A. Aguilar, Commissioner — October 22, 2014)Six Federal Agencies Jointly Approve Final Risk Retention Rule — October 22, 2014Statement at Open Meeting on Credit Risk Retention (Mary Jo White, Chair — October 22, 2014)Dissenting Statement Concerning Adoption of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act (Daniel M. Gallagher, Commissioner — October 22, 2014)Dissenting Statement at Open Meeting Regarding Final Rule on Credit Risk Retention (Michael S. Piwowar, Commissioner — October 22, 2014)Statement at Open Meeting: Credit Risk Retention (Kara M. Stein, Commissioner — October 22, 2014)Office of Municipal Securities Director John Cross to Leave SEC — October 21, 2014SEC Names Marc Wyatt as Deputy Director of National Exam Program — October 20, 2014Availability of Staff Analysis on Reporting and Dissemination of Security-Based Swap Information — October 17, 2014SEC Announces Date for Annual Government-Business Forum on Small Business Capital Formation — October 16, 2014The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law (Daniel M. Gallagher, Commissioner — October 16, 2014)SEC's FY 2014 Enforcement Actions Span Securities Industry and Include First-Ever Cases — October 16, 2014Remarks to the Securities Enforcement Forum 2014 (Michael S. Piwowar, Commissioner — October 14, 2014)Opening Remarks at Investor Advisory Committee (Mary Jo White, Chair — October 9, 2014)SEC Staff Issue Risk Alert and FAQs on Customer Sales of Securities — October 9, 2014Shaping Company Disclosure: Remarks Before the George A. Leet Business Law Conference (Keith F. Higgins, Director, Division of Corporation Finance — October 3, 2014)The Challenge of Coverage, Accountability and Deterrence in Global Enforcement (Mary Jo White, Chair — October 1, 2014)SEC, FINRA and the MSRB to Hold Compliance Outreach Program for Municipal Advisors — October 1, 2014
SEC Announces Program to Facilitate Analysis of Corporate Financial Data — December 30, 2014SEC Issues Annual Staff Reports on Credit Rating Agencies — December 23, 2014SEC Proposes Amendments to Implement JOBS Act Mandate for Exchange Act Registration Requirements — December 18, 2014)Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — December 17, 2014)Revisiting the "Accredited Investor" Definition to Better Protect Investors (Luis A. Aguilar, Commissioner — December 17, 2014)Opening Remarks to the December 2014 Meeting of the SEC Advisory Committee on Small and Emerging Companies (Daniel M. Gallagher, Commissioner — December 17, 2014)The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents (Luis A. Aguilar, Commissioner — December 17, 2014)SEC Names Deputy Directors in the Division of Trading and Markets — December 17, 2014Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry (Mary Jo White, Chair — December 11, 2014)Remarks to the ICI 2014 Securities Law Developments Conference (Norm Champ, Director, Division of Investment Management — December 10, 2014)2014 AICPA Conference on Current SEC and PCAOB DevelopmentsRemarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference (Kara M. Stein, Commissioner — December 4, 2014)Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The "Hot" Topics (Kara M. Stein, Commissioner — November 21, 2014)Remarks to the American Bar Association's Business Law Section Fall Meeting (Andrew Ceresney, Director, SEC Division of Enforcement — November 21, 2014)Opening Remarks to the Government-Business Forum on Small Business Capital Formation (Mary Jo White, Chair — November 20, 2014)Opening Remarks to the 2014 Government-Business Forum on Small Business Capital Formation (Daniel M. Gallagher, Commissioner — November 20, 2014)Statement to the SEC Government-Business Forum on Small Business Capital Formation (Kara M. Stein, Commissioner — November 20, 2014)Statement at Open Meeting on Regulation SCI (Mary Jo White, Chair — November 19, 2014)Statement at Open Meeting on Regulation SCI (Daniel M. Gallagher, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Luis A. Aguilar, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Michael S. Piwowar, Commissioner — November 19, 2014)Statement at Open Meeting on Regulation SCI (Kara M. Stein, Commissioner — November 19, 2014)SEC Adopts Rules to Improve Systems Compliance and Integrity — November 19, 2014Remarks at 31st International Conference on the Foreign Corrupt Practices Act (Andrew Ceresney, Director, SEC Division of Enforcement — November 19, 2014) SEC Staff Releases Accounting Bulletin to Update Guidance on Pushdown Accounting — November 18, 2014SEC and SBA to Host Event on Small Business Capital Raising Prior to Small Business Forum — November 14, 2014Remarks at the 15th Annual "Live From the SEC" Conference (Kara M. Stein, Commissioner — November 13, 2014)Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products (Norm Champ, Director, Division of Investment Management — November 13, 2014)Remarks to the SIFMA Complex Products Forum (Norm Champ, Director, Division of Investment Management — October 29, 2014)The Importance of the SEC’s Rulemaking Agenda — You Are What You Prioritize: Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association (Daniel M. Gallagher, Commissioner — October 24, 2014)Remarks Before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar (Kara M Stein, Commissioner — October 24, 2014)Skin in the Game: Aligning the Interests of Sponsors and Investors (Luis A. Aguilar, Commissioner — October 22, 2014)Six Federal Agencies Jointly Approve Final Risk Retention Rule — October 22, 2014Statement at Open Meeting on Credit Risk Retention (Mary Jo White, Chair — October 22, 2014)Dissenting Statement Concerning Adoption of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act (Daniel M. Gallagher, Commissioner — October 22, 2014)Dissenting Statement at Open Meeting Regarding Final Rule on Credit Risk Retention (Michael S. Piwowar, Commissioner — October 22, 2014)Statement at Open Meeting: Credit Risk Retention (Kara M. Stein, Commissioner — October 22, 2014)Office of Municipal Securities Director John Cross to Leave SEC — October 21, 2014SEC Names Marc Wyatt as Deputy Director of National Exam Program — October 20, 2014Availability of Staff Analysis on Reporting and Dissemination of Security-Based Swap Information — October 17, 2014SEC Announces Date for Annual Government-Business Forum on Small Business Capital Formation — October 16, 2014The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law (Daniel M. Gallagher, Commissioner — October 16, 2014)SEC's FY 2014 Enforcement Actions Span Securities Industry and Include First-Ever Cases — October 16, 2014Remarks to the Securities Enforcement Forum 2014 (Michael S. Piwowar, Commissioner — October 14, 2014)Opening Remarks at Investor Advisory Committee (Mary Jo White, Chair — October 9, 2014)SEC Staff Issue Risk Alert and FAQs on Customer Sales of Securities — October 9, 2014Shaping Company Disclosure: Remarks Before the George A. Leet Business Law Conference (Keith F. Higgins, Director, Division of Corporation Finance — October 3, 2014)The Challenge of Coverage, Accountability and Deterrence in Global Enforcement (Mary Jo White, Chair — October 1, 2014)SEC, FINRA and the MSRB to Hold Compliance Outreach Program for Municipal Advisors — October 1, 2014