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Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete? (Daniel M. Gallagher, Commissioner — March 27, 2015)International Cooperation in a New Data-Driven World (Kara M. Stein, Commissioner — March 26, 2015)SEC Proposes Rule to Require Broker-Dealers Active in Off-Exchange Market to Become Members of National Securities Association — March 25, 2015SEC Adopts Rules to Facilitate Smaller Companies’ Access to Capital — March 25, 2015Statement at Open Meeting on Rule 15b9-1 and Reg A+ (Mary Jo White, Chair — March 25, 2015)Enhancing Oversight of Our Equities and Options Markets (Luis A. Aguilar, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Michael S. Piwowar, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Daniel M. Gallagher, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Kara M. Stein, Commissioner — March 25, 2015)Helping Small Businesses and Protecting Investors (Luis A. Aguilar, Commissioner — March 25, 2015)Statement at Open Meeting on Adoption of Regulation A Amendments (Michael S. Piwowar, Commissioner — March 25, 2015)Statement at Open Meeting on Reg A+ (Daniel M. Gallagher, Commissioner — March 25, 2015)Statement at Open Meeting on Reg A+ (Kara M. Stein, Commissioner — March 25, 2015)Preparing for the Regulatory Challenges of the 21st Century (Luis A. Aguilar, Commissioner — March 20, 2015)Remarks at the SEC Speaks in 2015 (Daniel M. Gallagher, Commissioner — February 20, 2015)A Few Observations on Shareholders in 2015 (Mary Jo White, Chair — March 19, 2015)Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program (Luis A. Aguilar, Commissioner — February 20, 2015)Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair (Luis A. Aguilar, Commissioner — February 13, 2015)Testimony on “Venture Exchanges and Small-Cap Companies” (Stephen Luparello, Director, Division of Trading and Markets — March 10, 2015)Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC (Michael S. Piwowar, Commissioner — February 20, 2015)Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law (Daniel M. Gallagher, Commissioner — February 13, 2015)A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting (Daniel M. Gallagher, Commissioner — March 10, 2015)Pamela C. Dyson Named SEC Chief Information Officer — February 12, 2015XBRL Taxonomy Update — March 9, 2015 Remarks to 2015 IAA Compliance Conference (Dave Grim, Acting Director, Division of Investment Management — March 6, 2015)Investor Advisory Committee Opening Remarks (Mary Jo White, Chair — February 12, 2015)Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation (Kara M. Stein, Commissioner — March 5, 2015)Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR (Daniel M. Gallagher, Commissioner, and Michael S. Piwowar, Commissioner — February 11, 2015)Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — March 4, 2015)Heather Seidel Named Chief Counsel in SEC’s Division of Trading and Markets — February 11, 2015Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies (Daniel M. Gallagher, Commissioner — March 4, 2015)Rule 14a-8: Conflicting Proposals, Conflicting Views (Keith F. Higgins, Director, Division of Corporation Finance — February 10, 2015)The Need for Greater Secondary Market Liquidity for Small Businesses (Luis A. Aguilar, Commissioner — March 4, 2015)Aligning the Interests of Company Executives and Directors With Shareholders (Luis A. Aguilar, Commissioner — February 9, 2015)Testimony on "Examining the SEC’s Agenda, Operations and FY 2016 Budget Request" (Mary Jo White, Chair — March 24, 2015)FCPA, Disclosure, and Internal Controls Issues Arising in the Pharmaceutical Industry (Andrew Ceresney, Director, Division of Enforcement — March 3, 2015)Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures (Daniel M. Gallagher, Commissioners and Michael S. Piwowar, Commissioners — February 9, 2015)SEC Proposes Rules for Hedging Disclosure: Amendments Would Enhance Corporate Disclosure of Hedging Policies for Officers, Directors and Employees — February 9, 2015Conflicts, Conflicts Everywhere — Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View (Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement — February 26, 2015)Advocating for Investors Saving for Retirement (Luis A. Aguilar, Commissioner — February 5, 2015)Readout of SEC Chair Mary Jo White’s Meeting With European Union Financial Services Commissioner Jonathan Hill — February 26, 2015SEC Approves 2015 PCAOB Budget and Accounting Support Fee — February 4, 2015Dissenting Statement In the Matter of Oppenheimer & Co., Inc. (Luis A. Aguilar, Commissioner and Kara M. Stein, Commissioner — February 4, 2015)Insights Into the SEC’s Risk Assessment Programs (Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis — February 25, 2015)The Benefits of Structured Data for Investors (Rick A. Fleming, Investor Advocate — March 24, 2015)Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 (Mary Jo White, Chair — February 4, 2015)Ensuring the Necessary Resources at the PCAOB (Luis A. Aguilar, Commissioner — February 4, 2015)Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference (Andrew Ceresney — February 25, 2015)Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee (Kara M. Stein, Commissioner — February 4, 2015)Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I (Kara M. Stein, Commissioner — February 23, 2015)Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s 2015 Budget and Accounting Support Fee (Daniel M. Gallagher, Commissioner — February 4, 2015)SEC Names David Grim as Acting Director of the Division of Investment Management — February 3, 2015Chairman’s Address at SEC Speaks 2015 (Mary Jo White, Chair — February 20, 2015)SEC Alerts Investors, Industry on Cybersecurity — February 3, 2015Statement on Proposed SEC Budget for FY 2016 (Mary Jo White, Chair — February 2, 2015)SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting — January 30, 2015Robert E. Rice, Chief Counsel to SEC Chair, to Leave SEC — January 29, 2015SEC to Hold Roundtable on Proxy Voting — January 27, 2015Investment Management Director Norm Champ to Leave SEC — January 21, 2015Statement From Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals — (Mary Jo White, Chair — January 16, 2015)Fee Rate Advisory #3 for Fiscal Year 2015 — January 15, 2015 SEC Adopts Rules to Increase Transparency in Security-Based Swap Market — January 14, 2015Remarks at the “SEC Speaks” Conference (Kara M. Stein, Commissioner — February 20, 2015)Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR (Mary Jo White, Chair — January 14, 2015)Creating a Regulatory Infrastructure to Address the Lack of Transparency in the Security-Based Swap Market (Luis A. Aguilar, Commissioner — January 14, 2015)Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR (Michael S. Piwowar, Commissioner — January 14, 2015)Statement on Swap Data Repositories (SDR) and Reporting and Dissemination of Security-Based Swap Information (SBSR) (Kara M. Stein, Commissioner — January 14, 2015)Dissenting Statement Regarding Adoption of Regulation SDR (Daniel M. Gallagher, Commissioner — January 14, 2015)SEC Announces Members of New Equity Market Structure Advisory Committee — January 13, 2015Can the U.S. Be an International Financial Center? Remarks at Women in Housing & Finance Public Policy Luncheon (Daniel M. Gallagher, Commissioner — January 13, 2015)SEC Announces 2015 Examination Priorities — January 13, 2015Public Service: An Obligation and Opportunity for Lawyers (Mary Jo White, Chair — January 3, 2015) Testimony on “Oversight of the SEC’s Division of Enforcement” (Andrew Ceresney, Director — March 19, 2015)Effective Disclosure for the 21st Century Investor (Rick A. Fleming, Investor Advocate — February 20, 2015)Remarks at the 2015 Mutual Funds and Investment Management Conference (Michael S. Piwowar, Commissioner — March 16, 2015)Opening Statement at the Proxy Voting Roundtable (Daniel M. Gallagher, Commissioner — February 19, 2015) Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation (Michael S. Piwowar, Commissioner — March 13, 2015)Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws (Mary Jo White, Chair — March 12, 2015)Ensuring the Proxy Process Works for Shareholders (Luis A. Aguilar, Commissioner — February 19, 2015)
Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete? (Daniel M. Gallagher, Commissioner — March 27, 2015)International Cooperation in a New Data-Driven World (Kara M. Stein, Commissioner — March 26, 2015)SEC Proposes Rule to Require Broker-Dealers Active in Off-Exchange Market to Become Members of National Securities Association — March 25, 2015SEC Adopts Rules to Facilitate Smaller Companies’ Access to Capital — March 25, 2015Statement at Open Meeting on Rule 15b9-1 and Reg A+ (Mary Jo White, Chair — March 25, 2015)Enhancing Oversight of Our Equities and Options Markets (Luis A. Aguilar, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Michael S. Piwowar, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Daniel M. Gallagher, Commissioner — March 25, 2015)Statement at Open Meeting on Rule 15b9-1 (Kara M. Stein, Commissioner — March 25, 2015)Helping Small Businesses and Protecting Investors (Luis A. Aguilar, Commissioner — March 25, 2015)Statement at Open Meeting on Adoption of Regulation A Amendments (Michael S. Piwowar, Commissioner — March 25, 2015)Statement at Open Meeting on Reg A+ (Daniel M. Gallagher, Commissioner — March 25, 2015)Statement at Open Meeting on Reg A+ (Kara M. Stein, Commissioner — March 25, 2015)Preparing for the Regulatory Challenges of the 21st Century (Luis A. Aguilar, Commissioner — March 20, 2015)Remarks at the SEC Speaks in 2015 (Daniel M. Gallagher, Commissioner — February 20, 2015)A Few Observations on Shareholders in 2015 (Mary Jo White, Chair — March 19, 2015)Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program (Luis A. Aguilar, Commissioner — February 20, 2015)Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair (Luis A. Aguilar, Commissioner — February 13, 2015)Testimony on “Venture Exchanges and Small-Cap Companies” (Stephen Luparello, Director, Division of Trading and Markets — March 10, 2015)Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC (Michael S. Piwowar, Commissioner — February 20, 2015)Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law (Daniel M. Gallagher, Commissioner — February 13, 2015)A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting (Daniel M. Gallagher, Commissioner — March 10, 2015)Pamela C. Dyson Named SEC Chief Information Officer — February 12, 2015XBRL Taxonomy Update — March 9, 2015 Remarks to 2015 IAA Compliance Conference (Dave Grim, Acting Director, Division of Investment Management — March 6, 2015)Investor Advisory Committee Opening Remarks (Mary Jo White, Chair — February 12, 2015)Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation (Kara M. Stein, Commissioner — March 5, 2015)Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR (Daniel M. Gallagher, Commissioner, and Michael S. Piwowar, Commissioner — February 11, 2015)Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — March 4, 2015)Heather Seidel Named Chief Counsel in SEC’s Division of Trading and Markets — February 11, 2015Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies (Daniel M. Gallagher, Commissioner — March 4, 2015)Rule 14a-8: Conflicting Proposals, Conflicting Views (Keith F. Higgins, Director, Division of Corporation Finance — February 10, 2015)The Need for Greater Secondary Market Liquidity for Small Businesses (Luis A. Aguilar, Commissioner — March 4, 2015)Aligning the Interests of Company Executives and Directors With Shareholders (Luis A. Aguilar, Commissioner — February 9, 2015)Testimony on "Examining the SEC’s Agenda, Operations and FY 2016 Budget Request" (Mary Jo White, Chair — March 24, 2015)FCPA, Disclosure, and Internal Controls Issues Arising in the Pharmaceutical Industry (Andrew Ceresney, Director, Division of Enforcement — March 3, 2015)Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures (Daniel M. Gallagher, Commissioners and Michael S. Piwowar, Commissioners — February 9, 2015)SEC Proposes Rules for Hedging Disclosure: Amendments Would Enhance Corporate Disclosure of Hedging Policies for Officers, Directors and Employees — February 9, 2015Conflicts, Conflicts Everywhere — Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View (Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement — February 26, 2015)Advocating for Investors Saving for Retirement (Luis A. Aguilar, Commissioner — February 5, 2015)Readout of SEC Chair Mary Jo White’s Meeting With European Union Financial Services Commissioner Jonathan Hill — February 26, 2015SEC Approves 2015 PCAOB Budget and Accounting Support Fee — February 4, 2015Dissenting Statement In the Matter of Oppenheimer & Co., Inc. (Luis A. Aguilar, Commissioner and Kara M. Stein, Commissioner — February 4, 2015)Insights Into the SEC’s Risk Assessment Programs (Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis — February 25, 2015)The Benefits of Structured Data for Investors (Rick A. Fleming, Investor Advocate — March 24, 2015)Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 (Mary Jo White, Chair — February 4, 2015)Ensuring the Necessary Resources at the PCAOB (Luis A. Aguilar, Commissioner — February 4, 2015)Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference (Andrew Ceresney — February 25, 2015)Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee (Kara M. Stein, Commissioner — February 4, 2015)Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I (Kara M. Stein, Commissioner — February 23, 2015)Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s 2015 Budget and Accounting Support Fee (Daniel M. Gallagher, Commissioner — February 4, 2015)SEC Names David Grim as Acting Director of the Division of Investment Management — February 3, 2015Chairman’s Address at SEC Speaks 2015 (Mary Jo White, Chair — February 20, 2015)SEC Alerts Investors, Industry on Cybersecurity — February 3, 2015Statement on Proposed SEC Budget for FY 2016 (Mary Jo White, Chair — February 2, 2015)SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting — January 30, 2015Robert E. Rice, Chief Counsel to SEC Chair, to Leave SEC — January 29, 2015SEC to Hold Roundtable on Proxy Voting — January 27, 2015Investment Management Director Norm Champ to Leave SEC — January 21, 2015Statement From Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals — (Mary Jo White, Chair — January 16, 2015)Fee Rate Advisory #3 for Fiscal Year 2015 — January 15, 2015 SEC Adopts Rules to Increase Transparency in Security-Based Swap Market — January 14, 2015Remarks at the “SEC Speaks” Conference (Kara M. Stein, Commissioner — February 20, 2015)Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR (Mary Jo White, Chair — January 14, 2015)Creating a Regulatory Infrastructure to Address the Lack of Transparency in the Security-Based Swap Market (Luis A. Aguilar, Commissioner — January 14, 2015)Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR (Michael S. Piwowar, Commissioner — January 14, 2015)Statement on Swap Data Repositories (SDR) and Reporting and Dissemination of Security-Based Swap Information (SBSR) (Kara M. Stein, Commissioner — January 14, 2015)Dissenting Statement Regarding Adoption of Regulation SDR (Daniel M. Gallagher, Commissioner — January 14, 2015)SEC Announces Members of New Equity Market Structure Advisory Committee — January 13, 2015Can the U.S. Be an International Financial Center? Remarks at Women in Housing & Finance Public Policy Luncheon (Daniel M. Gallagher, Commissioner — January 13, 2015)SEC Announces 2015 Examination Priorities — January 13, 2015Public Service: An Obligation and Opportunity for Lawyers (Mary Jo White, Chair — January 3, 2015) Testimony on “Oversight of the SEC’s Division of Enforcement” (Andrew Ceresney, Director — March 19, 2015)Effective Disclosure for the 21st Century Investor (Rick A. Fleming, Investor Advocate — February 20, 2015)Remarks at the 2015 Mutual Funds and Investment Management Conference (Michael S. Piwowar, Commissioner — March 16, 2015)Opening Statement at the Proxy Voting Roundtable (Daniel M. Gallagher, Commissioner — February 19, 2015) Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation (Michael S. Piwowar, Commissioner — March 13, 2015)Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws (Mary Jo White, Chair — March 12, 2015)Ensuring the Proxy Process Works for Shareholders (Luis A. Aguilar, Commissioner — February 19, 2015)