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2018

First Quarter

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Keynote Address, ICI 2018 Mutual Funds and Investment Management Conference (Dalia Blass, Director, Division of Investment Management — March 19, 2018)Corporate Governance: On the Front Lines of America's Cyber War (Robert J. Jackson, Commissioner — March 15, 2018)SEC Proposes Transaction Fee Pilot for NMS Stocks — March 14, 2018SEC Proposes Targeted Changes to Public Liquidity Risk Management Disclosure — March 14, 2018Proposed Rule to Conduct a Transaction Fee Pilot in NMS Stocks (Jay Clayton, Chairman — March 14, 2018)Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information (Jay Clayton, Chairman — March 14, 2018)Statement at Open Meeting on Investment Company Liquidity Disclosure (Michael S. Piwowar, Commissioner — March 14, 2018)Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS Stocks (Michael S. Piwowar, Commissioner — March 14, 2018)Statement on the Proposed Transaction Fee Pilot for NMS Stocks (Kara M. Stein, Commissioner — March 14, 2018)Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information (Kara M. Stein, Commissioner — March 14, 2018)Statement on the Proposed Transaction Fee Pilot for NMS Stocks (Robert J. Jackson, Jr., Commissioner — March 14, 2018)Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information (Robert J. Jackson, Jr., Commissioner — March 14, 2018)Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information (Hester M. Peirce, Commissioner — March 14, 2018)Statement at Open Meeting on Transaction Fee Pilot Proposal (Hester M. Peirce, Commissioner — March 14, 2018)Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — March 8, 2018)Remarks at the SEC’s Investor Advisory Committee Meeting (Kara M. Stein, Commissioner — March 8, 2018)Remarks at the 2018 RegTech Data Summit — Old Fields, New Corn: Innovation in Technology and Law (Michael S. Piwowar, Commissioner — March 7, 2018)Statement on Potentially Unlawful Online Platforms for Trading Digital Assets — March 7, 2018Keeping Shareholders on the Beat: A Call for a Considered Conversation About Mandatory Arbitration (Robert J. Jackson Jr., Commissioner — February 26, 2018)Opening Remarks at the “SEC Speaks” Conference (Chairman Jay Clayton — February 23, 2018)Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake? (Kara M. Stein, Commissioner — February 23, 2018)SEC Adopts Statement and Interpretive Guidance on Public Company Cybersecurity Disclosures — February 21, 2018Statement on Cybersecurity Interpretive Guidance (Jay Clayton, Chairman — February 21, 2018)Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures (Kara M. Stein, Commissioner — February 21, 2018)Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures (Robert J. Jackson Jr., Commissioner — February 21, 2018)Kyle Moffatt Named Chief Accountant in Division of Corporation Finance — February 15, 2018Perpetual Dual-Class Stock: The Case Against Corporate Royalty (Robert J. Jackson Jr., Commissioner — February 15, 2018) "Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance" Remarks at Stanford University (Kara M. Stein, Commissioner — February 13, 2018)SEC Launches Share Class Selection Disclosure Initiative to Encourage Self-Reporting and the Prompt Return of Funds to Investors — February 12, 2018Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe (William Hinman, Director, Division of Corporation Finance — February 1, 2018)SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities — February 7, 2018Testimony on Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission (Jay Clayton, Chairman — February 6, 2018)Michael Maloney, Enforcement’s Chief Accountant, to Leave SEC — January 30, 2018Regulators Are Looking at Cryptocurrency (SEC Chairman Jay Clayton, Chairman, and J. Christopher Giancarlo, CFTC Chairman — January 25, 2018)SEC Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices — January 25, 2018Opening Remarks at the Securities Regulation Institute (Jay Clayton, Chairman — January 22, 2018)Opening Remarks to SEC-NYU Dialogue on Securities Markets #4: Shareholder Engagement (Jay Clayton, Chairman — January 19, 2018)Joint Statement by SEC and CFTC Enforcement Directors Regarding Virtual Currency Enforcement Actions (SEC Co-Enforcement Directors Stephanie Avakian and Steven Peikin and CFTC Enforcement Director James McDonald — January 19, 2018)Remarks at Ceremonial Swearing In of Commissioners Hester M. Peirce and Robert J. Jackson, Jr. (Jay Clayton, Chairman — January 16, 2018)Robert Jackson and Hester Peirce Sworn In as SEC Commissioners — January 11, 2018Dr. Timothy Timura Named Deputy Chief Economist — January 11, 2018SEC and NYU to Host Jan. 19 Forum on Relationship Between Companies and Shareholders — January 11, 2018Opening Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee (Jay Clayton, Chairman — January 11, 2018)Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee (Michael S. Piwowar, Commissioner — January 11, 2018)Remarks to the Fixed Income Market Structure Advisory Committee (Kara M. Stein, Commissioner — January 11, 2018)NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products With Caution (Jay Clayton, Chairman; Kara S. Stein, Commissioner; Michael S. Piwowar, Commissioner — January 4, 2018)Statement on PCAOB Board Member Changes (Jay Clayton, Chairman — January 2, 2018)