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2017

Fourth Quarter — 2017

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Annual Staff Reports on Credit Rating Agencies Show Improvements — December 29, 2017Statement of Chairman Jay Clayton and Commissioners Kara M. Stein and Michael S. Piwowar on Senate Confirmation of Hester Peirce and Robert J. Jackson, Jr. — December 22, 2017Commission Staff Provides Regulatory Guidance for Accounting Impacts of the Tax Cuts and Jobs Act — December 22, 2017Statement on the Tax Cuts and Jobs Act — December 22, 2017Gerald Hodgkins, Associate Director of the SEC's Enforcement Division, to Leave the Agency After 20 Years of Service — December 21, 2017SEC Names Kenneth A. Johnson as Chief Operating Officer — December 14, 2017Division of Trading and Markets Deputy Director Gary Barnett to Retire — December 13, 2017SEC Appoints New Chairman and Board Members to PCAOB — December 12, 2017Statement on Appointment of New PCAOB Board Members (Jay Clayton, Chairman — December 12, 2017)Statement on Cryptocurrencies and Initial Coin Offerings (Jay Clayton, Chairman — December 11, 2017)SEC Modifies Approach to Form N-PORT Filing Requirements — December 8, 2017Address at Investment Company Institute’s 2017 Securities Law Developments Conference (Kara M. Stein, Commissioner — December 7, 2017)Keynote Address: ICI Securities Law Developments Conference (Dalia Blass, Director, Division of Investment Management — December 7, 2017)Daniel Michael Named Chief of Enforcement Division’s Complex Financial Instruments Unit — December 7, 2017Remarks to the SEC Investor Advisory Committee (Michael S. Piwowar, Commissioner — December 7, 2017)Remarks Before the 2017 AICPA National Conference on Current SEC and PCAOB Developments2017 Government–Business Forum on Small Business Capital Formation Opening Remarks (Kara M. Stein, Commissioner — November 30, 2017)Remarks to the Annual Government-Business Forum on Small Business Capital Formation (Jay Clayton, Chairman — November 30, 2017)Remarks to the SEC Government-Business Forum on Small Business Capital Formation (Michael S. Piwowar, Commissioner — November 30, 2017)Division of Corporation Finance Chief Accountant Mark Kronforst to Leave SEC — November 30, 2017Remarks at the Third Annual Conference on the Evolving Structure of the U.S. Treasury Market (Jay Clayton, Chairman — November 28, 2017)SEC Announces Agenda for December 7 Investor Advisory Committee Meeting — November 27, 2017SEC Names Paul G. Cellupica as Deputy Director of the Division of Investment Management — November 20, 2017SEC Enforcement Division Issues Report on Priorities and FY 2017 Results — November 15, 2017Statement on Status of the Consolidated Audit Trail (Jay Clayton, Chairman — November 14, 2017)Remarks Before the Financial Executives International 36th Annual Current Financial Reporting Issues Conference: Effective Financial Reporting in a Period of Change (Wesley R. Bricker, Chief Accountant — November 14, 2017)Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act (Steven R. Peikin, Co-Director, Enforcement Division — November 9, 2017)Governance and Transparency at the Commission and in Our Markets (Jay Clayton, Chairman — November 8, 2017)SEC Names Peter B. Driscoll as Director of the Office of Compliance Inspections and Examinations — October 26, 2017Remarks at FINRA and Columbia University Market Structure Conference (Michael S. Piwowar, Commissioner — October 26, 2017)The SEC Enforcement Division’s Initiatives Regarding Retail Investor Protection and Cybersecurity (Stephanie Avakian, Co-Director, Division of Enforcement — October 26, 2017)Statement on the Staff’s No-Action Relief Regarding MiFID II (Kara M. Stein, Commissioner — October 26, 2017)SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions — October 26, 2017Statement on Adoption of Auditor’s Reporting Model (Michael S. Piwowar, Commissioner — October 23, 2017)Statement on PCAOB’s New Auditor’s Reporting Standard (Kara M. Stein, Commissioner — October 23, 2017)Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard (Jay Clayton, Chairman — October 23, 2017)SEC Announces 2017 Government-Business Forum to Be Held at University of Texas at Austin — October 18, 2017Remarks to the SEC Investor Advisory Committee (Jay Clayton, Chairman — October 12, 2017)Remarks at the SEC’s Investor Advisory Committee Meeting (Kara M. Stein, Commissioner — October 12, 2017)SEC Proposes Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure — October 11, 2017Statement at Open Meeting: Proposal to Modernize and Simplify Disclosure Requirements (Jay Clayton, Chairman — October 11, 2017)Statement of Commissioner Piwowar at Open Meeting Regarding FAST Act Modernization and Simplification of Regulation S-K (Michael S. Piwowar, Commissioner — October 11, 2017)Statement on Proposal of FAST Act Modernization and Simplification of Regulation S-K (Kara M. Stein, Commissioner — October 11, 2017)Testimony on Examining the SEC's Agenda, Operation, and Budget (Jay Clayton, Chairman — October 4, 2017)Chairman Clayton Provides Update on Review of 2016 Cyber Intrusion Involving EDGAR System — October 2, 2017