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SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts — March 23, 2012Testimony Concerning "International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule" (Elisse B. Walter, Commissioner — March 22, 2012)Testimony Concerning Indemnification of Security-Based Swap Data Repositories (Ethiopis Tafara, Director, Office of International Affairs — March 21, 2012)Remarks at the SIFMA C&L Conference (Mary L. Schapiro, Chairman — March 20, 2012)Remarks at the 2012 Mutual Funds and Investment Management Conference (Elisse B. Walter, Commissioner — March 19, 2012)SEC Issues Risk Alert on Strengthening Practices for Underwriting of Municipal Securities, and Investor Bulletin on Municipal Bonds — March 19, 2012Investor Protection Is Needed for True Capital Formation (Luis A. Aguilar, Commissioner — March 16, 2012)Why Seniors Are More Vulnerable Now as Targets for Financial Abuse (Luis A. Aguilar, Commissioner — March 15, 2012)Availability of Staff Analysis of Market Data Related to Credit Default Swap Transactions — March 15, 2012Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention (Mary L. Schapiro, Chairman — March 15, 2012)Keynote Address at PLI — Eleventh Annual Institute on Securities Regulation in Europe (Meredith Cross, Director, Division of Corporation Finance — March 8, 2012)Keynote Address: Investment Adviser Association, Investment Adviser Compliance Conference/2012 (Daniel M. Gallagher, Commissioner — March 8, 2012)Testimony Before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives (Mary L. Schapiro, Chairman — March 6, 2012)Ongoing Regulatory Reform in the Global Capital Markets (Daniel M. Gallagher, Commissioner — March 5, 2012)'Broker-Dealer Anti-Money Laundering Compliance — Learning Lessons From the Past and Looking to the Future' (David W. Blass, Chief Counsel — February 29, 2012)SEC Proposes Rules to Help Prevent and Detect Identity Theft — February 28, 2012SEC Releases Risk Alert on Unauthorized Trading — February 27, 2012Remarks at the Practising Law Institute's SEC Speaks (Mary L. Schapiro, Chairman — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Troy A. Paredes, Commissioner — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Daniel M. Gallagher, Commissioner — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Elisse B. Walter, Commissioner — February 24, 2012)Shining a Light on Expenditures of Shareholder Money (Luis A. Aguilar, Commissioner — February 24, 2012)Remarks at the Credit Suisse Global Equity Trading Forum (Daniel M. Gallagher, Commissioner — February 17, 2012)Slide Presentation: SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment — December 2011Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board (Luis A. Aguilar, Commissioner — February 3, 2012)SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board — February 3, 2012Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers (Robert Khuzami, Director, SEC's Division of Enforcement — February 1, 2012)Remarks at the Compliance Outreach Program (Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations — January 31, 2012)SEC Deputy Inspector General to Serve as Agency’s Interim Inspector General — January 27, 2012Remarks at Joint News Conference to Announce RMBS Working Group (Robert Khuzami, Director, Division of Enforcement — January 27, 2012)Testimony on 'Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation' (Mary L. Schapiro, Chairman — January 18, 2012)SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act — January 18, 2012SEC Names Jane Norberg as Deputy Chief of Whistleblower Office — January 17, 2012Remarks at the SRO Outreach Conference (Daniel M. Gallagher, Commissioner — January 12, 2012)Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s Proposed 2012 Budget and Accounting Support Fee (Daniel M. Gallagher, Commissioner — January 11, 2012)SEC Names Robert Fisher as Deputy Director in Office of International Affairs — January 12, 2012Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 (Mary L. Schapiro, Chairman — January 11, 2012)Statement at Open Meeting to Approve PCAOB Budget (Luis A. Aguilar, Commissioner — January 11, 2012)Notice of Meeting of SEC Advisory Committee on Small and Emerging Companies (33-9293) — January 10, 2012SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting — January 4, 2012SEC Names Pamela A. Gibbs as Director of the Office of Minority and Women Inclusion — January 3, 2012
SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts — March 23, 2012Testimony Concerning "International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule" (Elisse B. Walter, Commissioner — March 22, 2012)Testimony Concerning Indemnification of Security-Based Swap Data Repositories (Ethiopis Tafara, Director, Office of International Affairs — March 21, 2012)Remarks at the SIFMA C&L Conference (Mary L. Schapiro, Chairman — March 20, 2012)Remarks at the 2012 Mutual Funds and Investment Management Conference (Elisse B. Walter, Commissioner — March 19, 2012)SEC Issues Risk Alert on Strengthening Practices for Underwriting of Municipal Securities, and Investor Bulletin on Municipal Bonds — March 19, 2012Investor Protection Is Needed for True Capital Formation (Luis A. Aguilar, Commissioner — March 16, 2012)Why Seniors Are More Vulnerable Now as Targets for Financial Abuse (Luis A. Aguilar, Commissioner — March 15, 2012)Availability of Staff Analysis of Market Data Related to Credit Default Swap Transactions — March 15, 2012Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention (Mary L. Schapiro, Chairman — March 15, 2012)Keynote Address at PLI — Eleventh Annual Institute on Securities Regulation in Europe (Meredith Cross, Director, Division of Corporation Finance — March 8, 2012)Keynote Address: Investment Adviser Association, Investment Adviser Compliance Conference/2012 (Daniel M. Gallagher, Commissioner — March 8, 2012)Testimony Before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives (Mary L. Schapiro, Chairman — March 6, 2012)Ongoing Regulatory Reform in the Global Capital Markets (Daniel M. Gallagher, Commissioner — March 5, 2012)'Broker-Dealer Anti-Money Laundering Compliance — Learning Lessons From the Past and Looking to the Future' (David W. Blass, Chief Counsel — February 29, 2012)SEC Proposes Rules to Help Prevent and Detect Identity Theft — February 28, 2012SEC Releases Risk Alert on Unauthorized Trading — February 27, 2012Remarks at the Practising Law Institute's SEC Speaks (Mary L. Schapiro, Chairman — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Troy A. Paredes, Commissioner — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Daniel M. Gallagher, Commissioner — February 24, 2012)Remarks at "The SEC Speaks in 2012" (Elisse B. Walter, Commissioner — February 24, 2012)Shining a Light on Expenditures of Shareholder Money (Luis A. Aguilar, Commissioner — February 24, 2012)Remarks at the Credit Suisse Global Equity Trading Forum (Daniel M. Gallagher, Commissioner — February 17, 2012)Slide Presentation: SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment — December 2011Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board (Luis A. Aguilar, Commissioner — February 3, 2012)SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board — February 3, 2012Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers (Robert Khuzami, Director, SEC's Division of Enforcement — February 1, 2012)Remarks at the Compliance Outreach Program (Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations — January 31, 2012)SEC Deputy Inspector General to Serve as Agency’s Interim Inspector General — January 27, 2012Remarks at Joint News Conference to Announce RMBS Working Group (Robert Khuzami, Director, Division of Enforcement — January 27, 2012)Testimony on 'Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation' (Mary L. Schapiro, Chairman — January 18, 2012)SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act — January 18, 2012SEC Names Jane Norberg as Deputy Chief of Whistleblower Office — January 17, 2012Remarks at the SRO Outreach Conference (Daniel M. Gallagher, Commissioner — January 12, 2012)Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s Proposed 2012 Budget and Accounting Support Fee (Daniel M. Gallagher, Commissioner — January 11, 2012)SEC Names Robert Fisher as Deputy Director in Office of International Affairs — January 12, 2012Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 (Mary L. Schapiro, Chairman — January 11, 2012)Statement at Open Meeting to Approve PCAOB Budget (Luis A. Aguilar, Commissioner — January 11, 2012)Notice of Meeting of SEC Advisory Committee on Small and Emerging Companies (33-9293) — January 10, 2012SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting — January 4, 2012SEC Names Pamela A. Gibbs as Director of the Office of Minority and Women Inclusion — January 3, 2012