R — Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities
249.1701 — Form SBSEF.
249.1701 — Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.
This form shall be used for application for registration as a security-based swap
execution facility, pursuant to section 3D of the Securities Exchange Act of
1934 (15 U.S.C. 78c–4) and § 242.803 of this chapter, or to amend such
application or registration.
[88 FR 87156, Dec. 15, 2023]
249.1702 — Submission cover sheet, for rule and product submissions.
This submission cover sheet shall be used by registered security-based swap
execution facilities for making submissions pursuant to §§ 242.804 through
242.807, 242.809, and 242.816).
[88 FR 87156, Dec. 15, 2023]