SEC Issues Staff Guidance on EDGAR Filing of Form C
March 19, 2021
The SEC’s Division of Corporation Finance has issued staff guidance related to the filing of Form C with the SEC to
address certain rule changes made in SEC Release No.
33-10884, Facilitating Capital Formation and Expanding
Investment Opportunities by Improving Access to Capital in Private Markets.
Specifically, the staff guidance discusses EDGAR filing of Form C for (1) Regulation
Crowdfunding offerings exceeding $1,070,000 and (2) crowdfunding issuers and
crowdfunding vehicles jointly filing a Form C.