SEC Releases Enforcement Results for Fiscal Year 2023
November 20, 2023
The SEC has announced the release of its enforcement results for
fiscal year 2023. Among other things, the Commission “filed 784 total enforcement
actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including
501 original, or ‘stand-alone,’ enforcement actions, an 8 percent increase over the
prior fiscal year.“ For more information see the press release and addendum on the SEC’s Web site.