SEC and CFTC Propose Amendments to Form PF

The SEC and Commodity Futures Trading Commission (CFTC) have jointly issued a proposed rule that would amend Form PF to “eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions.” Form PF is “the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator . . . or a commodity trading advisor.”

For more information, see the press release and fact sheet on the SEC’s Web site.