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SEC Announces Panelists for Market Technology Roundtable on October 2 — September 28, 2012SEC Issues Report on Brokerage Firms' Handling of Confidential Information — September 27, 2012"SEC Priorities in Perspective" (Daniel M. Gallagher, Commissioner — September 24, 2012)Remarks at Third SAIS Global Conference on Women in the Boardroom (Elisse B. Walter — September 20, 2012)SEC to Hold Annual Government-Business Forum on Small Business Capital Formation — September 20, 2012Working to Achieve the American Dream Remarks to the Hispanic Bar Association of the District of Columbia (Luis Aguilar, Commissioner — September 19, 2012)Remarks at the Conference on Financial Markets Quality (Daniel M. Gallagher, Commissioner — September 19, 2012)Slide Presentation: Update From the Division of Corporation Finance — September 2012Andrew Bowden Named Deputy Director in the SEC's Office of Compliance Inspections and Examinations — September 12, 2012SEC Issues Risk Alert on "Pay-to-Play" Prohibitions Under MSRB Rules — August 31, 2012SEC Issues Financial Literacy Study Mandated by the Dodd-Frank Act — August 30, 2012Opening Statement at the SEC Open Meeting (Mary L. Schapiro, Chairman — August 29, 2012)Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Elisse B. Walter, Commissioner — August 29, 2012)Increasing the Vulnerability of Investors (Luis A. Aguilar, Commissioner — August 29, 2012)Statement at Open Meeting to Propose Rule Amendments Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Troy A. Paredes, Commissioner — August 29, 2012)Statement at SEC Open Meeting: Proposed Rules to Eliminate the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Daniel M. Gallagher, Commissioner — August 29, 2012)SEC Proposes Rules to Implement Jobs Act Provision About General Solicitation and Advertising in Securities Offerings — August 29, 2012SEC Announces Advisory Committee Meeting in San Francisco to Discuss Small Business Issues — August 29, 2012Statement on the Regulation of Money Market Funds (Daniel M. Gallagher, Commissioner; Troy A. Paredes, Commissioner — August 28, 2012)Statement Regarding Money Market Funds (Luis A. Aguilar, Commissioner — August 23, 2012)Statement at SEC Open Meeting — Disclosure of Payments by Resource Extraction Issuers (Elisse B. Walter, Commissioner — August 22, 2012)Opening Remarks Regarding the Adoption of Final Rules for Conflict Minerals (Elisse B. Walter, Commissioner — August 22, 2012)Statement at SEC Open Meeting: Proposed Rule to Implement Section 1502 of the Dodd-Frank Act — the “Conflict Minerals” Provision (Daniel M. Gallagher, Commissioner — August 22, 2012) Statement at SEC Open Meeting Proposed Rules to Implement Section 1504 of the Dodd-Frank Act (Disclosure of Payments by Resource Extraction Issuers) (Daniel M. Gallagher, Commissioner — August 22, 2012)Statement on Money Market Fund Reform (Mary L. Schapiro, Chairman — August 22, 2012)Opening Statement at the SEC Open Meeting (Mary L. Schapiro, Chairman — August 22, 2012)Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals (Luis A. Aguilar, Commissioner — August 22, 2012)Statement at Open Meeting to Adopt a Final Rule Regarding Conflict Minerals Pursuant to Section 1502 of the Dodd-Frank Act (Troy A. Paredes, Commissioner —August 22, 2012)Facilitating Transparency of Resource Revenue Payments to Protect Investors (Luis A. Aguilar, Commissioner — August 22, 2012)SEC Issues First Whistleblower Program Award — August 21, 2012SEC to Host Market Technology Roundtable — August 8, 2012Remarks Before the 2012 American Accounting Association Annual Meeting — Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop — Investors Are Counting on All of Us (Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant — August 6, 2012)Chairman Schapiro Statement on Knight Capital Group Trading Issue — August 3, 2012Deputy Director of Division of Investment Management Robert E. Plaze Retiring After Almost 30 Years at SEC — August 2, 2012)SEC Names John Cross Director of Municipal Securities Office — August 2, 2012Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market (Elisse B. Walter, Commissioner — July 31, 2012)SEC Recommends Improvements to Help Investors in Municipal Securities Market — July 31, 2012Testimony on Title VII Implementation (Robert Cook, Director, Division of Trading & Markets — July 17, 2012)Paul A. Beswick Named Acting Chief Accountant — July 16, 2012Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on “The Shape of Things to Come” (Troy A. Paredes, Commissioner — July 13, 2012)SEC Staff Publishes Final Report on Work Plan for Global Accounting Standards — July 13, 2012SEC Approves New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity — July 11, 2012Statement at SEC Open Meeting: Consolidated Audit Trail (Daniel M. Gallagher, Commissioner — July 11, 2012)Opening Remarks Regarding the Adoption of Final Rules for the Consolidated Audit Trail (Elisse B. Walter, Commissioner — July 11, 2012)"Smart Regulation: Keeping the Door Open for Effective Ideas" (Luis A. Aguilar, Commissioner — July 11, 2012)Opening Statement at SEC Open Meeting: Consolidated Audit Trail (Mary L. Schapiro, Chairman — July 11, 2012)Paula Drake Named Chief Counsel and Chief Compliance and Ethics Officer of SEC's Office Of Compliance Inspections and Examinations — July 9, 2012SEC Approves Rules and Interpretations on Key Terms for Regulating Derivatives — July 9, 2012SEC Names Norm Champ as Director of Division of Investment Management — July 5, 2012Ken C. Joseph Named Head of Investment Adviser/Investment Company Examination Program in SEC's New York Regional Office — July 3, 2012
SEC Announces Panelists for Market Technology Roundtable on October 2 — September 28, 2012SEC Issues Report on Brokerage Firms' Handling of Confidential Information — September 27, 2012"SEC Priorities in Perspective" (Daniel M. Gallagher, Commissioner — September 24, 2012)Remarks at Third SAIS Global Conference on Women in the Boardroom (Elisse B. Walter — September 20, 2012)SEC to Hold Annual Government-Business Forum on Small Business Capital Formation — September 20, 2012Working to Achieve the American Dream Remarks to the Hispanic Bar Association of the District of Columbia (Luis Aguilar, Commissioner — September 19, 2012)Remarks at the Conference on Financial Markets Quality (Daniel M. Gallagher, Commissioner — September 19, 2012)Slide Presentation: Update From the Division of Corporation Finance — September 2012Andrew Bowden Named Deputy Director in the SEC's Office of Compliance Inspections and Examinations — September 12, 2012SEC Issues Risk Alert on "Pay-to-Play" Prohibitions Under MSRB Rules — August 31, 2012SEC Issues Financial Literacy Study Mandated by the Dodd-Frank Act — August 30, 2012Opening Statement at the SEC Open Meeting (Mary L. Schapiro, Chairman — August 29, 2012)Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Elisse B. Walter, Commissioner — August 29, 2012)Increasing the Vulnerability of Investors (Luis A. Aguilar, Commissioner — August 29, 2012)Statement at Open Meeting to Propose Rule Amendments Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Troy A. Paredes, Commissioner — August 29, 2012)Statement at SEC Open Meeting: Proposed Rules to Eliminate the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (Daniel M. Gallagher, Commissioner — August 29, 2012)SEC Proposes Rules to Implement Jobs Act Provision About General Solicitation and Advertising in Securities Offerings — August 29, 2012SEC Announces Advisory Committee Meeting in San Francisco to Discuss Small Business Issues — August 29, 2012Statement on the Regulation of Money Market Funds (Daniel M. Gallagher, Commissioner; Troy A. Paredes, Commissioner — August 28, 2012)Statement Regarding Money Market Funds (Luis A. Aguilar, Commissioner — August 23, 2012)Statement at SEC Open Meeting — Disclosure of Payments by Resource Extraction Issuers (Elisse B. Walter, Commissioner — August 22, 2012)Opening Remarks Regarding the Adoption of Final Rules for Conflict Minerals (Elisse B. Walter, Commissioner — August 22, 2012)Statement at SEC Open Meeting: Proposed Rule to Implement Section 1502 of the Dodd-Frank Act — the “Conflict Minerals” Provision (Daniel M. Gallagher, Commissioner — August 22, 2012) Statement at SEC Open Meeting Proposed Rules to Implement Section 1504 of the Dodd-Frank Act (Disclosure of Payments by Resource Extraction Issuers) (Daniel M. Gallagher, Commissioner — August 22, 2012)Statement on Money Market Fund Reform (Mary L. Schapiro, Chairman — August 22, 2012)Opening Statement at the SEC Open Meeting (Mary L. Schapiro, Chairman — August 22, 2012)Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals (Luis A. Aguilar, Commissioner — August 22, 2012)Statement at Open Meeting to Adopt a Final Rule Regarding Conflict Minerals Pursuant to Section 1502 of the Dodd-Frank Act (Troy A. Paredes, Commissioner —August 22, 2012)Facilitating Transparency of Resource Revenue Payments to Protect Investors (Luis A. Aguilar, Commissioner — August 22, 2012)SEC Issues First Whistleblower Program Award — August 21, 2012SEC to Host Market Technology Roundtable — August 8, 2012Remarks Before the 2012 American Accounting Association Annual Meeting — Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop — Investors Are Counting on All of Us (Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant — August 6, 2012)Chairman Schapiro Statement on Knight Capital Group Trading Issue — August 3, 2012Deputy Director of Division of Investment Management Robert E. Plaze Retiring After Almost 30 Years at SEC — August 2, 2012)SEC Names John Cross Director of Municipal Securities Office — August 2, 2012Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market (Elisse B. Walter, Commissioner — July 31, 2012)SEC Recommends Improvements to Help Investors in Municipal Securities Market — July 31, 2012Testimony on Title VII Implementation (Robert Cook, Director, Division of Trading & Markets — July 17, 2012)Paul A. Beswick Named Acting Chief Accountant — July 16, 2012Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on “The Shape of Things to Come” (Troy A. Paredes, Commissioner — July 13, 2012)SEC Staff Publishes Final Report on Work Plan for Global Accounting Standards — July 13, 2012SEC Approves New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity — July 11, 2012Statement at SEC Open Meeting: Consolidated Audit Trail (Daniel M. Gallagher, Commissioner — July 11, 2012)Opening Remarks Regarding the Adoption of Final Rules for the Consolidated Audit Trail (Elisse B. Walter, Commissioner — July 11, 2012)"Smart Regulation: Keeping the Door Open for Effective Ideas" (Luis A. Aguilar, Commissioner — July 11, 2012)Opening Statement at SEC Open Meeting: Consolidated Audit Trail (Mary L. Schapiro, Chairman — July 11, 2012)Paula Drake Named Chief Counsel and Chief Compliance and Ethics Officer of SEC's Office Of Compliance Inspections and Examinations — July 9, 2012SEC Approves Rules and Interpretations on Key Terms for Regulating Derivatives — July 9, 2012SEC Names Norm Champ as Director of Division of Investment Management — July 5, 2012Ken C. Joseph Named Head of Investment Adviser/Investment Company Examination Program in SEC's New York Regional Office — July 3, 2012