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Selected PCAOB Speeches, Statements, and Press Releases

2013

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PCAOB Issues Report on Implementation of Auditing Standard on Engagement Quality Review — December 6, 2013PCAOB Approves Dodd-Frank Conforming Amendments for Broker-Dealer Audits and Certain Other Updates and Clarifications — December 4, 2013PCAOB Reproposes Amendments to Improve Transparency by Requiring Disclosure of the Engagement Partner and Certain Participants in the Audit — December 4, 2013Statement on Amendments to Conform PCAOB Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications (James R. Doty, Chairman — December 4, 2013)Statement on Amendments to Conform PCAOB Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications (Jeanette M. Franzel, Board Member — December 4, 2013)Statement on Amendments to Conform PCAOB Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications (Jay D. Hanson, Board Member — December 4, 2013)Statement on Amendments to Conform PCAOB Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications (Steven B. Harris, Board Member — December 4, 2013)Statement on the Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits (James R. Doty, Chairman — December 4, 2013)Statement on the Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits (Lewis H. Ferguson, Board Member — December 4, 2013)Statement on the Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits (Jeanette M. Franzel, Board Member — December 4, 2013)Statement on the Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits (Jay D. Hanson, Board Member — December 4, 2013)Statement on the Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits (Steven B. Harris, Board Member — December 4, 2013)PCAOB Announces Standing Advisory Group Members — December 3, 2013PCAOB to Consider Reproposal on Improving the Transparency of Audits by Requiring Disclosure of the Engagement Partner and Certain Participants in the Audit — November 27, 2013PCAOB Approves 2014 Budget and 2013-2017 Strategic Plan — November 25, 2013Statement on Proposed 2014 Budget and Strategic Plan (James R. Doty, Chairman — November 25, 2013)Statement on Proposed 2014 Budget and Strategic Plan (Lewis H. Ferguson, Board Member — November 25, 2013)Statement on Proposed 2014 Budget and Strategic Plan (Jeanette M. Franzel, Board Member — November 25, 2013)Statement on Proposed 2014 Budget and Strategic Plan (Jay D. Hanson, Board Member — November 25, 2013)Statement on Proposed 2014 Budget and Strategic Plan (Steven B. Harris, Board Member — November 25, 2013)PCAOB Update for Those on the Front Lines of Financial Reporting (Jay D. Hanson, Board Member — November 19, 2013)PCAOB Held Its Seventh Annual International Auditor Regulatory Institute — November 20, 2013PCAOB Announces Center for Economic Analysis — November 6, 2013Remarks at the Brigham Young University Accountancy Alumni Conference (Jay D. Hanson, Board Member — October 25, 2013)PCAOB Issues Staff Audit Practice Alert in Light of Deficiencies Observed in Audits of Internal Control Over Financial Reporting — October 24, 2013PCAOB Names Marc B. Dorfman as Chief Hearing Officer — October 23, 2013PCAOB Announces Standing Advisory Group Meeting on Nov. 13-14, 2013, and SAG Meeting Dates for 2014 — October 21, 2013Achieving High Quality Audits to Promote Integrity and Investor Protection (Jeanette M. Franzel, Board Member — October 13, 2013)PCAOB Adopts Standards for Broker-Dealer Audits and for Auditing Supplemental Information — October 10, 2013Statement on Auditing Standard on Auditing Supplemental Information and Attestation Standards for Broker-Dealer Audits (James R. Doty, Chairman — October 10, 2013)Statement on Auditing Standard on Auditing Supplemental Information and Attestation Standards for Broker-Dealer Audits (Lewis H. Ferguson, Board Member — October 10, 2013)Statement on Auditing Standard on Auditing Supplemental Information and Attestation Standards for Broker-Dealer Audits (Jeanette M. Franzel, Board Member — October 10, 2013)Statement on Auditing Standard on Auditing Supplemental Information and Attestation Standards for Broker-Dealer Audits (Jay D. Hanson, Board Member — October 10, 2013)Statement on Auditing Standard on Auditing Supplemental Information and Attestation Standards for Broker-Dealer Audits (Steven B. Harris, Board Member — October 10, 2013)PCAOB to Consider Adopting Standards for Broker-Dealer Audits and Auditing Supplemental Information — October 4, 2013Standard-Setting Agenda — Office of the Chief Auditor — September 30, 2013PCAOB Investor Advisory Group to Meet October 16 — September 25, 2013Remarks at the National Audit Committee Forum (Jay D. Hanson, Board Member — September 13, 2013)Statement Regarding the Second Report on the Progress of the Interim Inspection Program Related to Audits of Brokers and Dealers (Jay D. Hanson, Board Member — August 19, 2013)Statement Regarding the Second Report on the Progress of the Interim Inspection Program Related to Audits of Brokers and Dealers (Robert Maday, Deputy Director, Division of Registration and Inspections — August 19, 2013)PCAOB Issues Second Progress Report on the Interim Inspection Program for Broker and Dealer Auditors — August 19, 2013PCAOB Announces Two Forums on Auditing Smaller Broker-Dealers — August 19, 2013PCAOB Proposes a New Auditing Standard to Enhance the Auditor's Reporting Model — August 13, 2013Statement on Proposed Auditing Standards Regarding the Auditor’s Report and the Auditor’s Responsibilities Regarding Other Information (James R. Doty, Chairman — August 13, 2013)Statement on Proposed Auditing Standards Regarding the Auditor’s Report and the Auditor’s Responsibilities Regarding Other Information (Jay D. Hanson, Board Member — August 13, 2013)Statement on Proposed Auditing Standards Regarding the Auditor’s Report and the Auditor’s Responsibilities Regarding Other Information (Steven B. Harris, Board Member — August 13, 2013)Statement on Proposed Auditing Standards Regarding the Auditor’s Report and the Auditor’s Responsibilities Regarding Other Information (Jeanette M. Franzel, Board Member — August 13, 2013)Statement on Proposed Auditing Standards Regarding the Auditor’s Report and the Auditor’s Responsibilities Regarding Other Information (Lewis H. Ferguson, Board Member — August 13, 2013)PCAOB to Consider a New Auditing Standard to Enhance the Auditor's Reporting Model — August 8, 2013Auditor Objectivity and Skepticism — What’s Next? (Jeanette M. Franzel, Board Member — August 5, 2013)Accountability: Protecting Investors, the Public Interest and Prosperity (Jeanette M. Franzel, Board Member — July 17, 2013)PCAOB Enters Into Enforcement Cooperation Agreement With Chinese Regulators — May 24, 2013Background on the PCAOB, Kennesaw State Graduate Student Meeting (Steven B. Harris, Board Member — May 16, 2013)Keynote Address: American Accounting Association 2013 Annual Ohio Region Meeting (Jay D. Hanson, Board Member — May 10, 2013)PCAOB Reproposes Auditing Standard, Related Parties, and Related Amendments, Including Amendments Regarding Significant Unusual Transactions — May 7, 2013Statement on the Reproposed Auditing Standard on Related Parties and Reproposed Amendments to Certain PCAOB Auditing Standards Regarding Significant Unusual Transactions (James R. Doty, Chairman — May 7, 2013)Statement on the Reproposed Auditing Standard on Related Parties and Reproposed Amendments to Certain PCAOB Auditing Standards Regarding Significant Unusual Transactions (Jeanette M. Franzel, Board Member — May 7, 2013)Statement on the Reproposed Auditing Standard on Related Parties and Reproposed Amendments to Certain PCAOB Auditing Standards Regarding Significant Unusual Transactions (Jay D. Hanson, Board Member — May 7, 2013)Statement on the Reproposed Auditing Standard on Related Parties and Reproposed Amendments to Certain PCAOB Auditing Standards Regarding Significant Unusual Transactions (Steven B. Harris, Board Member — May 7, 2013)Keynote Address: Baruch College 12th Annual Financial Reporting Conference (Jay D. Hanson, Board Member — May 2, 2013)PCAOB to Consider Reproposal of Auditing Standard, Related Parties, and Related Amendments, Including Amendments Regarding Significant Unusual Transactions — May 2, 2013PCAOB Board Member Lewis H. Ferguson Elected Chair of the International Forum of Independent Audit Regulators (IFIAR) — April 30, 2013Statement on the 2013 PCAOB Academic Conference (Jeanette M. Franzel, Board Member — April 25, 2013)PCAOB Issues Policy Statement on Extraordinary Cooperation in Connection With Board Investigations — April 24, 2013The Role of the Audit in the Global Economy (James R. Doty, Chairman — April 18, 2013)Keynote Address at William & Mary Mason School of Business (James R. Doty, Chairman — April 12, 2013)PCAOB Announces Six Forums on Auditing in the Small Business Environment — April 11, 2013Keynote Address at Rice University (James R. Doty, Chairman — March 27, 2013)PCAOB Issues a Proposal for the Reorganization of Auditing Standards — March 26, 2013Statement on the Proposed Framework for Reorganization of PCAOB Auditing Standards (James R. Doty, Chairman — March 26, 2013)Statement on the Proposed Framework for Reorganization of PCAOB Auditing Standards (Jay D. Hanson, Board Member — March 26, 2013)Statement on the Proposed Framework for Reorganization of PCAOB Auditing Standards (Lewis H. Ferguson, Board Member — March 26, 2013)Statement on the Proposed Framework for Reorganization of PCAOB Auditing Standards (Jeanette M. Franzel, Board Member — March 26, 2013)Statement on the Proposed Framework for Reorganization of PCAOB Auditing Standards (Steven B. Harris, Board Member — March 26, 2013)PCAOB to Consider a Proposal for the Reorganization of Auditing Standards — March 21, 2013PCAOB Announces Investor Advisory Group Members — March 1, 2013Remarks at Rising Audit Professionals Conference (Jay D. Hanson, Board Member — February 28, 2013)Protecting Investors Through Reliable Audits (Jeanette M. Franzel, Board Member — February 26, 2013)PCAOB Issues Report on 2007–2010 Inspections of Domestic Firms That Audit 100 or Fewer Public Companies — February 25, 2013Keynote Address — Florida Bar Association 31st Annual Federal Securities Institute (James R. Doty, Chairman — February 14, 2013)Remarks on the Global Audit (James R. Doty, Chairman — February 8, 2013)PCAOB Names C. Ian Anderson as New York Regional Associate Director in its Division of Enforcement and Investigations — February 4, 2013PCAOB Enters Into Cooperative Agreement With French Audit Regulator — February 4, 2013PCAOB Enters Into Cooperative Agreement With Finnish Audit Regulator — February 4, 2013Protecting Investors by Seizing the Opportunity to Strengthen Audit Quality (Jeanette M. Franzel, Board Member — January 18, 2013)