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2013

Second Quarter — 2013

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Corporate Disclosure: The Stage, the Audience and the Players (Elisse B. Walter, Commissioner — June 25, 2013)Testimony on SEC Budget (Mary Jo White, Chairman — June 25, 2013)Elaine C. Greenberg to Leave SEC After More Than 25 Years — June 21, 2013Remarks to the 2013 Insured Retirement Institute Government, Legal & Regulatory Conference (Norm Champ, Director, Division of Investment Management — June 18, 2013)Transformational Technologies, Market Structure, and the SEC (Gregg E. Berman, Associate Director, Office of Analytics and Research — June 18, 2013)Remarks at the DirectWomen Board Institute (Elisse B. Walter, Commissioner — June 13, 2013)Remarks at the SEC Historical Society Annual Meeting (Elisse B. Walter, Commissioner — June 6, 2013)Money Market Mutual Fund Reform: Opening Statement at the SEC Open Meeting (Norm Champ, Director, Division of Investment Management — June 5, 2013)Opening Statement at the SEC Open Meeting on Money Market Fund Reform (Mary Jo White, Chairman — June 5, 2013)Statement at SEC Open Meeting — Proposed Rules Regarding Money Market Funds (Daniel M. Gallagher, Commissioner — June 5, 2013)Striving to Restructure Money Markets Funds to Address Potential Systemic Risk (Luis A. Aguilar, Commissioner — June 5, 2013)Statement at Open Meeting Regarding a Rule Proposal on Money Market Fund Reform (Troy A. Paredes, Commissioner — June 5, 2013)Opening Statement at the SEC Open Meeting on Money Market Fund Reform (Elisse B. Walter, Commissioner — June 5, 2013)Robert E. Rice Named as Chief Counsel to SEC Chair — June 3, 2013Keynote Luncheon Speech at 32nd Annual SEC and Financial Reporting Institute Conference (Elisse B. Walter, Commissioner — May 30, 2013)Remarks at the 32nd Annual SEC and Financial Reporting Institute Conference (Paul Beswick, Chief Accountant, Office of the Chief Accountant — May 30, 2013)Remarks at Joint News Conference on National Financial Capability Study (Mary Jo White, Chairman — May 29, 2013)Statement Congratulating SEC Nominees (Troy A. Paredes, Commissioner — May 28, 2013)Investor Protection Through Economic Analysis (Craig M. Lewis, Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation — May 23, 2013)Merely Cracking the Glass Ceiling Is Not Enough: Corporate America Needs More Than Just a Few Women in Leadership (Luis A. Aguilar, Commissioner — May 22, 2013)The Important Role of Immigrants in Our Economy (Luis A. Aguilar, Commissioner — May 18, 2013)Remarks at 12th European Corporate Governance & Company Law Conference (Daniel M. Gallagher, Commissioner — May 17, 2013)Testimony on Oversight of the SEC, Before the U.S. House of Representatives Committee on Financial Services (Mary Jo White, Chairman — May 16, 2013)Cross-Border at the Crossroads: The SEC’s “Middle Ground” (John Ramsay, Acting Director, Division of Trading and Markets — May 15, 2013)SEC Names Keith F. Higgins as Director of Division of Corporation Finance — May 15, 2013SEC Names Lona Nallengara as Chief of Staff — May 15, 2013Opening Remarks at SEC Roundtable on Credit Ratings (Mary Jo White, Chairman — May 14, 2013)Addressing Conflicts of Interest in the Credit Ratings Industry (Luis A. Aguilar, Commissioner — May 14, 2013)Remarks at SRO Outreach Conference (Elisse B. Walter, Commissioner — May 13, 2013)Georgia Southern University Commencement Address: Preparing for Challenges and Opportunities (Luis A. Aguilar, Commissioner — May 11, 2013)Remarks at the 45th Annual Rocky Mountain Securities Conference (Daniel M. Gallagher, Commissioner — May 10, 2013)The Need for Robust SEC Oversight of SROs (Luis A. Aguilar, Commissioner — May 8, 2013)Testimony on SEC Budget before the Subcommittee on Financial Services and General Government, Committee on Appropriations, by Chair Mary Jo White, on May 7, 2013.htmSEC Announces Panelists for Credit Ratings Roundtable — May 7, 2013Regulation in a Global Financial System (Mary Jo White, Chairman — May 3, 2013)SEC Proposes Rules for Cross-Border Security-Based Swap Activities — May 1, 2013Opening Statement at the SEC Open Meeting (Mary Jo White, Chairman — May 1, 2013)Working to Increase Transparency and Reduce Systemic Risks Caused by the Global Derivatives Market (Luis A. Aguilar, Commissioner — May 1, 2013)Statement at Open Meeting to Propose Rules Regarding Cross-Border Security-Based Swap Activities (Troy A. Paredes, Commissioner — May 1, 2013)Statement at SEC Open Meeting — Proposed Rules Relating to Cross-Border Security-Based Swap Activities (Daniel M. Gallagher, Commissioner — May 1, 2013)Opening Statement (Elisse B. Walter, Commissioner — May 1, 2013)George Canellos and Andrew Ceresney Named Co-Directors of Enforcement — April 22, 2013Institutional Investors: Power and Responsibility (Luis A. Aguilar, Commissioner — April 19, 2013)Doing the Right Thing: Compliance That Works for Investors (Luis A. Aguilar, Commissioner — April 18, 2013)Testimony on the Implementation of Title II of the JOBS Act (Elisse B. Walter, Commissioner — April 17, 2013)Opening Remarks at SEC Roundtable on Fixed Income Markets (Mary Jo White, Chairman — April 16, 2013)Keeping a Retail Investor Focus in Overseeing the Fixed Income Market (Luis A. Aguilar, Commissioner — April 16, 2013)Examining Investment Advisers: The Challenge Continues (Elisse B. Walter, Commissioner — April 16, 2013)Remarks at the SEC 2013 Spring International Institute for Securities Market Development (Daniel M. Gallagher, Commissioner — April 15, 2013)SEC Speech Outmanned and Outgunned Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections, by Commissioner Luis A. Aguilar, on April 16, 2013.htmSEC Names Jennifer Marietta-Westberg as Deputy Director of the Division of Risk, Strategy, and Financial Innovation — April 11, 2013Testimony on “JOBS Act Implementation Update” (Lona Nallengara, Acting Director, Division of Corporation Finance, and John Ramsay, Acting Director, Division of Trading and Markets — April 11, 2013)SEC Adopts Rules to Help Protect Investors From Identity Theft — April 10, 2013Opening Statement at the SEC Open Meeting (Mary Jo White, Chairman — April 10, 2013)Promulgating Rules to Prevent Identity Theft (Luis A. Aguilar, Commissioner — April 10, 2013)Mary Jo White Sworn in as Chair of SEC — April 10, 2013Remarks at The 2013 National Compliance Outreach Program for Broker-Dealers (Daniel M. Gallagher, Commissioner — April 9, 2013)SEC Announces Panelists for Roundtable on Fixed Income Markets — April 9, 2013Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground (Elisse Walter, Chairman — April 6, 2013)A Few Observations in the Private Fund Space (David W. Blass, Chief Counsel, Division of Trading and Markets — April 5, 2013)SEC Streamlines Rule Filing Requirements for Dually Registered Clearing Agencies — April 3, 2013SEC Says Social Media OK for Company Announcements if Investors Are Alerted — April 2, 2013Remarks to Students at The George Washington University (Elisse Walter, Chairman — April 1, 2013)