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Remarks at Midwest SIFMA & St. Louis Regional Chamber and Growth Association Luncheon (Troy A. Paredes, Commissioner — March 24, 2010)SEC Staff Evaluating the Use of Derivatives by Funds — March 25, 2010A Shared Responsibility: Preserving the Fiduciary Standard (Luis A. Aguilar, Commissioner — March 26, 2010)Howard A. Scheck Named Chief Accountant in SEC Enforcement Division — March 25, 2010Office of the Chief Accountant Selects Eight Professional Accounting Fellows — March 25, 2010SEC Warns Firms on Muni Pay-to-Play Rules — March 18, 2010Remarks at the CCOutreach National Seminar (Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations — January 26, 2010)Speech to the Society of American Business Editors and Writers (SABEW) (Robert Khuzami, Director, Division of Enforcement — March 19, 2010) Testimony Before the Subcommittee on Financial Services and General Government (Mary Schapiro, Chairman — March 17, 2010)Making Sure Investors Benefit From Money Market Fund Reform (Luis A. Aguilar, Commissioner — March 15, 2010)DRAFT EDGAR Filer Manual (Volume II)Chief Economist James Overdahl to Leave SEC — March 9, 2010Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments (34-61662)Policy Statement on Obtaining and Retaining Beneficial Ownership Information for Anti-Money Laundering Purposes (34-61651) Let the Story Shine Through (Elisse B. Walter, Commissioner — March 5, 2010)SEC and IRS Agree to Work More Closely Regarding Municipal Bond Enforcement — March 2, 2010Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt Bonds/Municipal Securities ComplianceFee Rate Advisory #5 for Fiscal Year 2010 — March 1, 2010Remarks at 2010 Investment Adviser Compliance Forum (Elisse B. Walter, Commissioner — February 25, 2010)Keynote Address at IAA/ACA Insight's Investment Adviser Compliance Forum 2010 (Andrew J. Donohue, Director, Division of Investment Management — February 25, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (Elisse B. Walter, Commissioner — February 24, 2010)Statement at Open Meeting Short-Sale Restrictions (Kathleen L. Casey, Commissioner — February 24, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (33-9109)A Path Toward Global Accounting Standards That Puts Investors First (Luis A. Aguilar, Commissioner — February 24, 2010)Statement at Open Meeting and Dissent Regarding the Adoption of Amendments to Regulation SHO (the "Alternative Uptick Rule") (Troy A. Paredes, Commissioner — February 24, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (Kathleen L. Casey, Commissioner — February 24, 2010)Statement at Open Meeting Regarding Commission Statement in Support of Convergence and Global Accounting Standards (Troy A. Paredes, Commissioner — February 24, 2010)Opening Remarks Regarding Short Sale Price Restrictions (Elisse B. Walter, Commissioner — February 24, 2010)Reforming Short Sales: Striking a Balance That Can Work for Investors (Luis A. Aguilar, Commissioner — February 24, 2010)SEC Approves Short Selling Restrictions — February 24, 2010SEC Approves Statement on Global Accounting Standards — February 24, 2010Statement at SEC Open Meeting — Short Sale Restrictions (Mary L. Schapiro, Chairman — February 24, 2010)Statement at SEC Open Meeting — Global Accounting Standards (Mary L. Schapiro, Chairman — February 24, 2010)SEC Staff to Hold Seminar to Help Companies Comply With XBRL Reporting Rules — February 23, 2010SEC Announces Efforts to Educate Investors About Participating in Corporate Elections — February 22, 2010Answering the Call to Public Service on Behalf of Investors (Luis A. Aguilar, Commissioner — February 22, 2010)Regulating Hedge Funds and Other Private Investment Pools (Andrew J. Donohue, Director, Division of Investment Management — February 19, 2010)Remarks at “The SEC Speaks in 2010” (Elisse B. Walter, Commissioner — February 5, 2010)Remarks at SEC Speaks (Troy A. Paredes, Commissioner — February 5, 2010)Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation (Luis A. Aguilar, Commissioner — February 5, 2010)"Looking Ahead and Moving Forward" (Mary L. Schapiro, Chairman — February 5, 2010)Notice of Meeting of SEC Investor Advisory Committee (33-9104)Statement From Chairman Schapiro on Proposed Budget for SEC — February 1, 2010SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue — February 1, 2010Opening Statement at SEC Open Meeting on Money Market Fund Reform (Final Rule) (Elisse B. Walter, Commissioner — January 27, 2010)Statement Regarding Commission Guidance Regarding Disclosure Related to Climate Change (Troy A. Paredes, Commissioner — January 27, 2010)Statement at Open Meeting Regarding Money Market Fund Reform (Troy A. Paredes, Commissioner — January 27, 2010)Statement on Proposing Release, Money Market Fund Reform (Kathleen L. Casey, Commissioner — January 27, 2010)Fortifying the Money Market Framework Upon Which Investors and Issuers Rely (Luis A. Aguilar, Commissioner — January 27, 2010)Responding to Investors' Requests for SEC Guidance on Disclosures of Risks Related to Climate Change (Luis A. Aguilar, Commissioner — January 27, 2010)Opening Remarks Regarding Interpretive Guidance Regarding Climate Change (Elisse B. Walter, Commissioner — January 27, 2010)SEC Approves Money Market Fund Reforms to Better Protect Investors — January 27, 2010SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developments Regarding Climate Change — January 27, 2010Statement at Open Meeting — Interpretive Release Regarding Disclosure of Climate Change Matters (Kathleen L. Casey, Commissioner — January 27, 2010)Statement Before the Open Commission Meeting on Disclosure Related to Business or Legislative Events on the Issue of Climate Change (Mary Schapiro, Chairman — January 27, 2010)Statement on Money Market Funds Before the Open Commission Meeting (Mary Schapiro, Chairman — January 27, 2010)Remarks at the CCOutreach National Seminar (Mary L. Schapiro, Chairman — January 26, 2010)Dan Gallagher, Deputy Director of Trading and Markets, to Leave SEC and Return to Private Practice — January 25, 2010Sunshine Act Meeting — January 20, 2010Embracing the Change (Mary L. Schapiro, Chairman — January 20, 2010)Fredric D. Firestone, Associate Director of Enforcement, to Leave SEC — January 20, 2010Remarks at News Conference Announcing New SEC Leaders in Enforcement Division — January 13, 2010Testimony Concerning the State of the Financial Crisis (Mary L. Schapiro, Chairman — January 14, 2010)SEC Issues Concept Release Seeking Comment on Structure of Equity Markets — January 13, 2010SEC Proposes New Rule to Effectively Prohibit Unfiltered Access and Maintain Market Access Controls — January 13, 2010Opening Remarks Regarding Risk Management Controls for Brokers or Dealers With Market Access (Elisse B. Walter, Commissioner — January 13, 2010)Opening Remarks Regarding Concept Release on Equity Market Structure (Elisse B. Walter, Commissioner — January 13, 2010)Statement at Open Meeting Regarding Concept Release on Equity Market Structure (Troy A. Paredes, Commissioner — January 13, 2010)Propose Risk Management Controls for Brokers or Dealers with Market Access (Troy A. Paredes, Commissioner — January 13, 2010)Remarks at Press Conference (Robert S. Khuzami, Director, Division of Enforcement — January 13, 2009)SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations — January 13, 2010Statement on Market Structure Concept Release Before the Commission Open Meeting (Mary L. Schapiro, Chairman — January 13, 2010)Statement at SEC Open Meeting — Market Access (Mary L. Schapiro, Chairman — January 13, 2010)Assuring Securities Markets That Are Fair, Transparent and Efficient (Luis A. Aguilar, Commissioner — January 13, 2010)Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations — January 4, 2010
Remarks at Midwest SIFMA & St. Louis Regional Chamber and Growth Association Luncheon (Troy A. Paredes, Commissioner — March 24, 2010)SEC Staff Evaluating the Use of Derivatives by Funds — March 25, 2010A Shared Responsibility: Preserving the Fiduciary Standard (Luis A. Aguilar, Commissioner — March 26, 2010)Howard A. Scheck Named Chief Accountant in SEC Enforcement Division — March 25, 2010Office of the Chief Accountant Selects Eight Professional Accounting Fellows — March 25, 2010SEC Warns Firms on Muni Pay-to-Play Rules — March 18, 2010Remarks at the CCOutreach National Seminar (Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations — January 26, 2010)Speech to the Society of American Business Editors and Writers (SABEW) (Robert Khuzami, Director, Division of Enforcement — March 19, 2010) Testimony Before the Subcommittee on Financial Services and General Government (Mary Schapiro, Chairman — March 17, 2010)Making Sure Investors Benefit From Money Market Fund Reform (Luis A. Aguilar, Commissioner — March 15, 2010)DRAFT EDGAR Filer Manual (Volume II)Chief Economist James Overdahl to Leave SEC — March 9, 2010Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments (34-61662)Policy Statement on Obtaining and Retaining Beneficial Ownership Information for Anti-Money Laundering Purposes (34-61651) Let the Story Shine Through (Elisse B. Walter, Commissioner — March 5, 2010)SEC and IRS Agree to Work More Closely Regarding Municipal Bond Enforcement — March 2, 2010Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt Bonds/Municipal Securities ComplianceFee Rate Advisory #5 for Fiscal Year 2010 — March 1, 2010Remarks at 2010 Investment Adviser Compliance Forum (Elisse B. Walter, Commissioner — February 25, 2010)Keynote Address at IAA/ACA Insight's Investment Adviser Compliance Forum 2010 (Andrew J. Donohue, Director, Division of Investment Management — February 25, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (Elisse B. Walter, Commissioner — February 24, 2010)Statement at Open Meeting Short-Sale Restrictions (Kathleen L. Casey, Commissioner — February 24, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (33-9109)A Path Toward Global Accounting Standards That Puts Investors First (Luis A. Aguilar, Commissioner — February 24, 2010)Statement at Open Meeting and Dissent Regarding the Adoption of Amendments to Regulation SHO (the "Alternative Uptick Rule") (Troy A. Paredes, Commissioner — February 24, 2010)Commission Statement in Support of Convergence and Global Accounting Standards (Kathleen L. Casey, Commissioner — February 24, 2010)Statement at Open Meeting Regarding Commission Statement in Support of Convergence and Global Accounting Standards (Troy A. Paredes, Commissioner — February 24, 2010)Opening Remarks Regarding Short Sale Price Restrictions (Elisse B. Walter, Commissioner — February 24, 2010)Reforming Short Sales: Striking a Balance That Can Work for Investors (Luis A. Aguilar, Commissioner — February 24, 2010)SEC Approves Short Selling Restrictions — February 24, 2010SEC Approves Statement on Global Accounting Standards — February 24, 2010Statement at SEC Open Meeting — Short Sale Restrictions (Mary L. Schapiro, Chairman — February 24, 2010)Statement at SEC Open Meeting — Global Accounting Standards (Mary L. Schapiro, Chairman — February 24, 2010)SEC Staff to Hold Seminar to Help Companies Comply With XBRL Reporting Rules — February 23, 2010SEC Announces Efforts to Educate Investors About Participating in Corporate Elections — February 22, 2010Answering the Call to Public Service on Behalf of Investors (Luis A. Aguilar, Commissioner — February 22, 2010)Regulating Hedge Funds and Other Private Investment Pools (Andrew J. Donohue, Director, Division of Investment Management — February 19, 2010)Remarks at “The SEC Speaks in 2010” (Elisse B. Walter, Commissioner — February 5, 2010)Remarks at SEC Speaks (Troy A. Paredes, Commissioner — February 5, 2010)Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation (Luis A. Aguilar, Commissioner — February 5, 2010)"Looking Ahead and Moving Forward" (Mary L. Schapiro, Chairman — February 5, 2010)Notice of Meeting of SEC Investor Advisory Committee (33-9104)Statement From Chairman Schapiro on Proposed Budget for SEC — February 1, 2010SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue — February 1, 2010Opening Statement at SEC Open Meeting on Money Market Fund Reform (Final Rule) (Elisse B. Walter, Commissioner — January 27, 2010)Statement Regarding Commission Guidance Regarding Disclosure Related to Climate Change (Troy A. Paredes, Commissioner — January 27, 2010)Statement at Open Meeting Regarding Money Market Fund Reform (Troy A. Paredes, Commissioner — January 27, 2010)Statement on Proposing Release, Money Market Fund Reform (Kathleen L. Casey, Commissioner — January 27, 2010)Fortifying the Money Market Framework Upon Which Investors and Issuers Rely (Luis A. Aguilar, Commissioner — January 27, 2010)Responding to Investors' Requests for SEC Guidance on Disclosures of Risks Related to Climate Change (Luis A. Aguilar, Commissioner — January 27, 2010)Opening Remarks Regarding Interpretive Guidance Regarding Climate Change (Elisse B. Walter, Commissioner — January 27, 2010)SEC Approves Money Market Fund Reforms to Better Protect Investors — January 27, 2010SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developments Regarding Climate Change — January 27, 2010Statement at Open Meeting — Interpretive Release Regarding Disclosure of Climate Change Matters (Kathleen L. Casey, Commissioner — January 27, 2010)Statement Before the Open Commission Meeting on Disclosure Related to Business or Legislative Events on the Issue of Climate Change (Mary Schapiro, Chairman — January 27, 2010)Statement on Money Market Funds Before the Open Commission Meeting (Mary Schapiro, Chairman — January 27, 2010)Remarks at the CCOutreach National Seminar (Mary L. Schapiro, Chairman — January 26, 2010)Dan Gallagher, Deputy Director of Trading and Markets, to Leave SEC and Return to Private Practice — January 25, 2010Sunshine Act Meeting — January 20, 2010Embracing the Change (Mary L. Schapiro, Chairman — January 20, 2010)Fredric D. Firestone, Associate Director of Enforcement, to Leave SEC — January 20, 2010Remarks at News Conference Announcing New SEC Leaders in Enforcement Division — January 13, 2010Testimony Concerning the State of the Financial Crisis (Mary L. Schapiro, Chairman — January 14, 2010)SEC Issues Concept Release Seeking Comment on Structure of Equity Markets — January 13, 2010SEC Proposes New Rule to Effectively Prohibit Unfiltered Access and Maintain Market Access Controls — January 13, 2010Opening Remarks Regarding Risk Management Controls for Brokers or Dealers With Market Access (Elisse B. Walter, Commissioner — January 13, 2010)Opening Remarks Regarding Concept Release on Equity Market Structure (Elisse B. Walter, Commissioner — January 13, 2010)Statement at Open Meeting Regarding Concept Release on Equity Market Structure (Troy A. Paredes, Commissioner — January 13, 2010)Propose Risk Management Controls for Brokers or Dealers with Market Access (Troy A. Paredes, Commissioner — January 13, 2010)Remarks at Press Conference (Robert S. Khuzami, Director, Division of Enforcement — January 13, 2009)SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations — January 13, 2010Statement on Market Structure Concept Release Before the Commission Open Meeting (Mary L. Schapiro, Chairman — January 13, 2010)Statement at SEC Open Meeting — Market Access (Mary L. Schapiro, Chairman — January 13, 2010)Assuring Securities Markets That Are Fair, Transparent and Efficient (Luis A. Aguilar, Commissioner — January 13, 2010)Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations — January 4, 2010