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2016

First Quarter — 2016

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Keynote Address at the SEC-Rock Center for Corporate Governance, "Protecting Investors in an Innovative Financial Marketplace” (Mary Jo White, Chair — March 31, 2016)The Fund Director in 2016: Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference (Mary Jo White, Chair — March 29, 2016)Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon (Mary Jo White, Chair — March 23, 2016)Remarks Before the 12th Annual Life Sciences Accounting and Reporting Congress (James V. Schnurr, Chief Accountant, Office of the Chief Accountant — March 22, 2016) Testimony on the Fiscal Year 2017 Budget Request of the U.S. Securities and Exchange Commission (Mary Jo White, Chair — March 22, 2016)Keith E. Cassidy Named Director of Legislative and Intergovernmental Affairs Office — March 21, 2016Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 (Mary Jo White, Chair — March 14, 2016)Statement at Open Meeting on 2016 PCAOB Budget (Michael S. Piwowar, Commissioner — March 14, 2016)Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2016 Budget and Accounting Support Fee (Kara M. Stein, Commissioner — March 14, 2016)SEC Approves 2016 PCAOB Budget and Accounting Support Fee — March 14, 2016Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference (David W. Grim, Director, Division of Investment Management — March 14, 2016)Anthony Kelly Named Co-Chief of Asset Management Unit — March 10, 2016SEC Announces Creation of Office of Risk and Strategy for its National Exam Program: Peter B. Driscoll Named Chief Risk and Strategy Officer — March 8, 2016Robert M. Fisher Named Managing Executive of the Office of Compliance Inspections and Examinations — March 8, 2016Remarks to the PLI Investment Management Institute — 2016 (David Grim, Director, Division of Investment Management — March 3, 2016)Testimony on Regulatory Reforms to Improve Equity Market Structure (Stephen Luparello, Director, Division of Trading and Markets — March 3, 2016)UIC-SEC Joint Symposium to Raise Public Awareness: Combating Pyramid Schemes and Affinity Frauds Opening Remarks (Andrew Ceresney, Director, Division of Enforcement — March 2, 2016)Remarks at ABS Vegas 2016 (Michael S. Piwowar, Commissioner — March 1, 2016)Fee Rate Advisory #4 for Fiscal Year 2016 — February 25, 2016Opening Remarks of SEC Chair Mary Jo White Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — February 25, 2016)Chairman’s Address at SEC Speaks — “Beyond Disclosure at the SEC in 2016” (Mary Jo White, Chair — February 19, 2016)Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 (Kara M. Stein, Commissioner — February 19, 2016)SEC Adopts Cross-Border Security-Based Swap Rules Regarding Activity in the U.S. Rules Provide Increased Transparency and Enhanced Oversight; SEC Finalizes Rulemaking in Security-Based Swap Dealing Activity — February 10, 2016Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States (Mary Jo White, Chair — February 10, 2016)Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States (Kara M. Stein, Commissioner — February 10, 2016)Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States (Michael S. Piwowar, Commissioner — February 10, 2016)SEC Announces Advisory Committee on Small and Emerging Companies Members — February 4, 2016SEC Names Jane Jarcho as Deputy Director of National Exam Program — February 3, 2016Remarks at the SEC Equity Market Structure Advisory Committee Meeting (Michael S. Piwowar, Commissioner — February 2, 2016)SEC and FINRA to Hold Regional Compliance Outreach Programs for Broker-Dealers — February 2, 2016Opening Remarks to the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — February 2, 2016)Testimony on the EB-5 Immigrant Investor Program (Stephen L. Cohen, Associate Director, Division of Enforcement — February 2, 2016)SEC Announces Agenda for February 2 Meeting of the Equity Market Structure Advisory Committee — January 29, 2016A Conversation With Chair Mary Jo White Keynote Session 43rd Annual Securities Regulation Institute (Mary Jo White, Chair — January 26, 2016)Directors Forum 2016 Keynote Address (Andrew Ceresney, Director, Division of Enforcement — January 25, 2016)Opening Remarks to the Investor Advisory Committee (Mary Jo White, Chair — January 21, 2016)Opening Remarks to the Investor Advisory Committee (Michael S. Piwowar, Commissioner — January 21, 2016)International Developments — Past, Present and Future (Keith F. Higgins, Director, Division of Corporation Finance — January 21, 2016)Susan Nash, Associate Director in Division of Investment Management, to Leave SEC After 26 Years of Service — January 21, 2016SEC Adopts Rules Implementing FAST Act Provisions — January 13, 2016SEC Announces 2016 Examination Priorities — January 11, 2016Julie M. Riewe, Co-Chief of Asset Management Unit, to Leave SEC After 10 Years of Service — January 11, 2016Fee Rate Advisory #3 for Fiscal Year 2016 — January 7, 2016