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Paul Dudek, Chief of Office of International Corporate Finance, to Leave Agency — June 29, 2016C. Dabney O’Riordan Named as Co-Chief of the Asset Management Unit — June 28, 2016Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad” (Andrew J. Donohue, Chief of Staff — June 28, 2016)SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans: Reflects Commission’s Latest Action to Enhance Regulatory Safeguards in the Asset Management Industry — June 28, 2016Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability (Mary Jo White, Chair — June 27, 2016)SEC Adopts Rules for Resource Extraction Issuers Under Dodd-Frank Act — June 27, 2016 SEC Proposes Amendments to Smaller Reporting Company Definition — June 27, 2016SEC Proposes Rules to Modernize Property Disclosures for Mining Registrants — June 16, 2016Testimony on “Oversight of the U.S. Securities and Exchange Commission” (Mary Jo White, Chair — June 14, 2016)Remarks Before the 35th Annual SEC and Financial Reporting Institute Conference (Wesley R. Bricker, Deputy Chief Accountant — June 9, 2016)Remarks at the Meeting of the SEC Investor Advisory Committee (Michael S. Piwowar, Commissioner — June 7, 2016)Opening Remarks at the Investor Advisory Committee Meeting (Mary Jo White, Chair — June 7, 2016)Stephen L. Cohen, Associate Director of Enforcement, to Leave SEC After Nearly 12 Years of Service — June 3, 2016SEC Names Christopher Hetner as Senior Advisor to the Chair for Cybersecurity Policy — June 2, 2016Remarks Before the SEC Historical Society — “The Continuous Process of Optimizing the Equity Markets” (Mary Jo White, Chair — June 2, 2016)Keynote Address Investment Company Institute 2016 General Meeting — "The Future of Investment Company Regulation" (Mary Jo White, Chair — May 20, 2016)New Directions in Corporate Compliance: Keynote Luncheon Speech (Andrew J. Donohue, Chief of Staff — May 20, 2016)Keynote Address Investment Company Institute 2016 General Meeting (Mary Jo White, Chair — May 20, 2016)Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member (Andrew Ceresney, Director, Division of Enforcement — May 19, 2016)Advisory Committee on Small and Emerging Companies Opening Remarks (Kara M. Stein, Commissioner — May 18, 2016)Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — May 18, 2016)Statement on Trade Reporting in the U.S. Treasury Market — May 16, 2016Agencies Invite Comment on Proposed Rule to Prohibit Incentive-Based Pay That Encourages Inappropriate Risk-Taking in Financial Institutions — May 16, 2016Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement (Andrew Ceresney, Director, Division of Enforcement — May 12, 2016)New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding (Mary Jo White, Chair — May 11, 2016)SEC Announces Agenda for May 18 Meeting of the Advisory Committee on Small and Emerging Companies — May 11, 2016Disclosure in the Digital Age Time for a New Revolution — May 6, 2016Remarks Before the 2016 Baruch College Financial Reporting Conference — May 5, 2016SEC Adopts Amendments to Implement JOBS Act and FAST Act Changes for Exchange Act Registration Requirements — May 3, 2016Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan (Mary Jo White, Chair — April 27, 2016)Statement at Open Meeting Regarding the Consolidated Audit Trail NMS Plan (Michael S. Piwowar, Commissioner — April 27, 2016)Statement on the Notice of the Joint Industry Plan on the Consolidated Audit Trail (“CAT”) (Kara M. Stein, Commissioner — April 27, 2016)SEC Seeks Public Comment on Plan to Create a Consolidated Audit Trail — April 27, 2016Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — April 26, 2016)Remarks at the Spring 2016 Equity Market Structure Advisory Committee Meeting (Michael S. Piwowar, Commissioner — April 26, 2016)SEC Announces Agenda for April 26 Meeting of the Equity Market Structure Advisory Committee — April 21, 2016SEC Issues Order Modifying and Extending the Pilot Period for the National Market System Plan to Address Extraordinary Market Volatility — April 21, 2016Testimony on Continued Oversight of the SEC’s Offices and Divisions (Mark J. Flannery, Director and Chief Economist, Division of Economic and Risk Analysis; Marc Wyatt, Director, Office of Compliance Inspections and Examinations; Thomas J. Butler, Director, Office of Credit Ratings; Sean McKessy, Chief, Office of the Whistleblower — April 21, 2016)Opening Remarks at the Compliance Outreach Program for Investment Companies and Investment Advisers (Mary Jo White, Chair — April 19, 2016)Statement on Financial Stability Oversight Council’s Review of Asset Management Products and Activities (Mary Jo White, Chair — April 18, 2016)SEC Offers Online Tool to Help Companies Estimate Registration Fees — April 18, 2016SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants — April 15, 2016SEC Solicits Public Comment on Business and Financial Disclosure Requirements in Regulation S-K — April 15, 2016Remarks to the Investor Advisory Committee (Mary Jo White, Chair — April 14, 2016)Statement at an Open Meeting on Regulation S-K Concept Release (Mary Jo White, Chair — April 13, 2016)Statement at Open Meeting on Regulation S-K Concept Release (Michael S. Piwowar, Commissioner — April 13, 2016)Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K (Kara M. Stein, Commissioner — April 13, 2016)Statement at an Open Meeting on Final Rules Regarding the Application of Business Conduct Rules to Security-Based Swap Dealers and Major Security-Based Swap Participants (Mary Jo White, Chair — April 13, 2016)Statement at an Open Meeting on Final Rules Regarding the Application of Business Conduct Rules to Security-Based Swap Dealers and Major Security-Based Swap Participants (Kara M. Stein, Commissioner — April 13, 2016)Testimony on the Fiscal Year 2017 Budget Request of the U.S. Securities and Exchange Commission (Mary Jo White, Chair — April 12, 2016) Remarks at the International Institute for Securities Market Growth and Development (Mary Jo White, Chair — April 8, 2016)
Paul Dudek, Chief of Office of International Corporate Finance, to Leave Agency — June 29, 2016C. Dabney O’Riordan Named as Co-Chief of the Asset Management Unit — June 28, 2016Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad” (Andrew J. Donohue, Chief of Staff — June 28, 2016)SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans: Reflects Commission’s Latest Action to Enhance Regulatory Safeguards in the Asset Management Industry — June 28, 2016Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability (Mary Jo White, Chair — June 27, 2016)SEC Adopts Rules for Resource Extraction Issuers Under Dodd-Frank Act — June 27, 2016 SEC Proposes Amendments to Smaller Reporting Company Definition — June 27, 2016SEC Proposes Rules to Modernize Property Disclosures for Mining Registrants — June 16, 2016Testimony on “Oversight of the U.S. Securities and Exchange Commission” (Mary Jo White, Chair — June 14, 2016)Remarks Before the 35th Annual SEC and Financial Reporting Institute Conference (Wesley R. Bricker, Deputy Chief Accountant — June 9, 2016)Remarks at the Meeting of the SEC Investor Advisory Committee (Michael S. Piwowar, Commissioner — June 7, 2016)Opening Remarks at the Investor Advisory Committee Meeting (Mary Jo White, Chair — June 7, 2016)Stephen L. Cohen, Associate Director of Enforcement, to Leave SEC After Nearly 12 Years of Service — June 3, 2016SEC Names Christopher Hetner as Senior Advisor to the Chair for Cybersecurity Policy — June 2, 2016Remarks Before the SEC Historical Society — “The Continuous Process of Optimizing the Equity Markets” (Mary Jo White, Chair — June 2, 2016)Keynote Address Investment Company Institute 2016 General Meeting — "The Future of Investment Company Regulation" (Mary Jo White, Chair — May 20, 2016)New Directions in Corporate Compliance: Keynote Luncheon Speech (Andrew J. Donohue, Chief of Staff — May 20, 2016)Keynote Address Investment Company Institute 2016 General Meeting (Mary Jo White, Chair — May 20, 2016)Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member (Andrew Ceresney, Director, Division of Enforcement — May 19, 2016)Advisory Committee on Small and Emerging Companies Opening Remarks (Kara M. Stein, Commissioner — May 18, 2016)Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — May 18, 2016)Statement on Trade Reporting in the U.S. Treasury Market — May 16, 2016Agencies Invite Comment on Proposed Rule to Prohibit Incentive-Based Pay That Encourages Inappropriate Risk-Taking in Financial Institutions — May 16, 2016Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement (Andrew Ceresney, Director, Division of Enforcement — May 12, 2016)New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding (Mary Jo White, Chair — May 11, 2016)SEC Announces Agenda for May 18 Meeting of the Advisory Committee on Small and Emerging Companies — May 11, 2016Disclosure in the Digital Age Time for a New Revolution — May 6, 2016Remarks Before the 2016 Baruch College Financial Reporting Conference — May 5, 2016SEC Adopts Amendments to Implement JOBS Act and FAST Act Changes for Exchange Act Registration Requirements — May 3, 2016Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan (Mary Jo White, Chair — April 27, 2016)Statement at Open Meeting Regarding the Consolidated Audit Trail NMS Plan (Michael S. Piwowar, Commissioner — April 27, 2016)Statement on the Notice of the Joint Industry Plan on the Consolidated Audit Trail (“CAT”) (Kara M. Stein, Commissioner — April 27, 2016)SEC Seeks Public Comment on Plan to Create a Consolidated Audit Trail — April 27, 2016Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — April 26, 2016)Remarks at the Spring 2016 Equity Market Structure Advisory Committee Meeting (Michael S. Piwowar, Commissioner — April 26, 2016)SEC Announces Agenda for April 26 Meeting of the Equity Market Structure Advisory Committee — April 21, 2016SEC Issues Order Modifying and Extending the Pilot Period for the National Market System Plan to Address Extraordinary Market Volatility — April 21, 2016Testimony on Continued Oversight of the SEC’s Offices and Divisions (Mark J. Flannery, Director and Chief Economist, Division of Economic and Risk Analysis; Marc Wyatt, Director, Office of Compliance Inspections and Examinations; Thomas J. Butler, Director, Office of Credit Ratings; Sean McKessy, Chief, Office of the Whistleblower — April 21, 2016)Opening Remarks at the Compliance Outreach Program for Investment Companies and Investment Advisers (Mary Jo White, Chair — April 19, 2016)Statement on Financial Stability Oversight Council’s Review of Asset Management Products and Activities (Mary Jo White, Chair — April 18, 2016)SEC Offers Online Tool to Help Companies Estimate Registration Fees — April 18, 2016SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants — April 15, 2016SEC Solicits Public Comment on Business and Financial Disclosure Requirements in Regulation S-K — April 15, 2016Remarks to the Investor Advisory Committee (Mary Jo White, Chair — April 14, 2016)Statement at an Open Meeting on Regulation S-K Concept Release (Mary Jo White, Chair — April 13, 2016)Statement at Open Meeting on Regulation S-K Concept Release (Michael S. Piwowar, Commissioner — April 13, 2016)Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K (Kara M. Stein, Commissioner — April 13, 2016)Statement at an Open Meeting on Final Rules Regarding the Application of Business Conduct Rules to Security-Based Swap Dealers and Major Security-Based Swap Participants (Mary Jo White, Chair — April 13, 2016)Statement at an Open Meeting on Final Rules Regarding the Application of Business Conduct Rules to Security-Based Swap Dealers and Major Security-Based Swap Participants (Kara M. Stein, Commissioner — April 13, 2016)Testimony on the Fiscal Year 2017 Budget Request of the U.S. Securities and Exchange Commission (Mary Jo White, Chair — April 12, 2016) Remarks at the International Institute for Securities Market Growth and Development (Mary Jo White, Chair — April 8, 2016)