SEC Provides Sample Letter for Companies Offering Securities During Extreme Price Volatility
February 8, 2021
The SEC’s Division of Corporation Finance has released a sample illustrative letter
for companies seeking to raise capital in securities offerings during market and
price volatility. The sample letter contains comments on the types of disclosures
the SEC would expect with respect to risk factors, use of proceeds, and the
prospectus summary.
For more information, see the release on the SEC’s Web site.