SEC Extends Date for Compliance With Amendments to Broker-Dealer Customer Protection Rule

The SEC has extended to June 30, 2026, the date for compliance with amendments to Rule 15c3-3 (known as the broker-dealer customer protection rule). The amendments “require certain broker-dealers to increase the frequency of required reserve computations under Rule 15c3-3 from weekly to daily.” The original compliance date was Dec. 31, 2025.

The extension will give broker-dealers more time to “to make any necessary systems or operational changes to implement a daily computation requirement and test their new daily processes for compliance.”

For more information, see the press release on the SEC’s Web site.