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SEC Names Timothy Husson Associate Director in the Division of Investment Management’s Risk and Examinations Office — December 22, 2016SEC Names Sara P. Crovitz Deputy Chief Counsel in the Division of Investment Management’s Chief Counsel’s Office — December 22, 2016SEC Issues Annual Staff Reports on Credit Rating Agencies — December 21, 2016SEC Approves 2017 PCAOB Budget and Accounting Support Fee — December 14, 2016Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 (Mary Jo White, Chair — December 14, 2016)Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2017 Budget and Accounting Support Fee (Kara M. Stein, Commissioner — December 14, 2016)Statement at Open Meeting on 2017 PCAOB Budget (Michael S. Piwowar, Commissioner — December 14, 2016)SEC Names Dr. Narahari Phatak Associate Director for Policy in the Division of Economic and Risk Analysis — December 12, 2016Enforcement Director Andrew J. Ceresney to Leave SEC — December 8, 2016Remarks to the Investor Advisory Committee (Mary Jo White, Chair — December 8, 2016)Division of Corporation Finance Director Keith Higgins to Leave SEC — December 6, 2016Remarks Before the 2016 AICPA National Conference on Current SEC and PCAOB DevelopmentsChief Economist and Division of Economic and Risk Analysis Director Mark Flannery to Leave SEC — December 2, 2016SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting on December 7 — December 1, 2016Keynote Speech, ACI’s 33rd International Conference on the FCPA (Andrew Ceresney, Director, Division of Enforcement — November 30, 2016)Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — November 29, 2016)SEC Votes to Renew Equity Market Structure Advisory Committee — November 29, 2016SEC Names Wesley R. Bricker as Chief Accountant — November 22, 2016Chief Accountant James Schnurr to Leave SEC — November 22, 2016Trading and Markets Director Stephen Luparello to Leave SEC — November 21, 2016Chief Litigation Counsel Matthew C. Solomon to Leave SEC — November 21, 2016SEC Announces Agenda for December 8 Investor Advisory Committee Meeting — November 21, 2016Moving Forward With the Commission's Disclosure Effectiveness Initiative (Rick A. Fleming, Investor Advocate — November 19, 2016)A New Model for SEC Enforcement: Producing Bold and Unrelenting Results (Mary Jo White, Chair — November 18, 2016)Opening Remarks to the Government-Business Forum on Small Business Capital Formation (Mary Jo White, Chair — November 17, 2016)2016 Government-Business Forum on Small Business Capital Formation Opening Remarks (Kara M. Stein, Commissioner — November 17, 2016)Examining the Dodd-Frank Act and the Future of Financial Regulation (Rick A. Fleming, Investor Advocate — November 16, 2016) Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan (Mary Jo White, Chair — November 15, 2016)Statement at Open Meeting Regarding the Consolidated Audit Trail NMS Plan (Michael S. Piwowar, Commissioner — November 15, 2016) Statement on the Joint Industry Plan on the Consolidated Audit Trail (“CAT”) (Kara M. Stein, Commissioner — November 15, 2016)SEC Approves Plan to Create Consolidated Audit Trail — November 15, 2016Testimony on “Examining the SEC’s Agenda, Operations, and FY 2018 Budget Request” (Mary Jo White, Chair — November 15, 2016)SEC Announces Agenda and Panelists for the 35th Annual Small Business Forum — November 15, 2016SEC Chair Mary Jo White Announces Departure Plans — November 14, 2016Opening Remarks at the Fintech Forum (Mary Jo White, Chair — November 14, 2016)Statement at Financial Technology Forum (Michael S. Piwowar, Commissioner — November 14, 2016)SEC Names Marc A. Panucci as Deputy Chief Accountant — November 2, 2016SEC Staff Provides Additional Economic Analysis on Proposed Derivatives Rule — November 1, 2016A Vision for Data at the SEC: Keynote Address to Big Data in Finance Conference (Commissioner Kara M. Stein — October 28, 2016) Remarks at the PCAOB Investor Advisory Group Meeting (Mary Jo White, Chair — October 27, 2016)SEC to Hold Annual Government-Business Forum on Small Business Capital Formation on November 17 — October 27, 2016SEC Adopts Final Rules to Facilitate Intrastate and Regional Securities Offerings — October 26, 2016SEC Proposes Amendments to Require Use of Universal Proxy Cards — October 26, 2016Statement at Open Meeting on a Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings (Mary Jo White, Chair — October 26, 2016)Statement at Open Meeting on Adoption of Updated Rules Regarding Intrastate Offerings and Small Business Capital Formation (Michael S. Piwowar, Commissioner — October 26, 2016)Dissenting Statement at Open Meeting on Universal Proxy (Michael S. Piwowar, Commissioner — October 26, 2016)Statement on the Proposed Rule to Require the Use of Universal Proxies (Kara M. Stein, Commissioner — October 26, 2016)Statement on Exemptions to Facilitate Intrastate and Regional Securities Offerings (Kara M. Stein, Commissioner — October 26, 2016) Prioritizing Regulatory Enhancements for the U.S. Treasury Market (Mary Jo White, Chair — October 24, 2016)Improving Disclosure With Smart Data (Rick A. Fleming, Investor Advocate — October 24, 2016)Remarks at 2016 Conference on Auditing and Capital Markets (Michael S. Piwowar, Commissioner — October 21, 2016)Remarks at the National Society of Compliance Professionals 2016 National Conference (Andrew J. Donohue, Chief of Staff — October 19, 2016)Inside the National Exam Program in 2016 (Marc Wyatt, Director, Office of Compliance Inspections and Examinations — October 17, 2016)Melissa Hodgman Named Associate Director in SEC Enforcement Division — October 14, 2016Statement at Open Meeting: Modernizing and Enhancing Investment Company and Investment Adviser Reporting (Mary Jo White, Chair — October 13, 2016)Statement at Open Meeting on Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases (Michael S. Piwowar, Commissioner — October 13, 2016)Statement on Adoption of Investment Company Reporting Modernization (Kara M. Stein, Commissioner — October 13, 2016)Statement on Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing (Kara M. Stein, Commissioner — October 13, 2016)SEC Adopts Rules to Modernize Information Reported by Funds, Require Liquidity Risk Management Programs, and Permit Swing Pricing — October 13, 2016The Impact of SEC Enforcement on Public Finance (Andrew J. Ceresney, Director, Division of Enforcement — October 13, 2016)David Saltiel Named to Head Office of Analytics and Research in the Division of Trading and Markets — October 6, 2016Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — October 5, 2016)SEC, FINRA and MSRB to Hold Compliance Outreach Program for Municipal Advisors — October 3, 2016
SEC Names Timothy Husson Associate Director in the Division of Investment Management’s Risk and Examinations Office — December 22, 2016SEC Names Sara P. Crovitz Deputy Chief Counsel in the Division of Investment Management’s Chief Counsel’s Office — December 22, 2016SEC Issues Annual Staff Reports on Credit Rating Agencies — December 21, 2016SEC Approves 2017 PCAOB Budget and Accounting Support Fee — December 14, 2016Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 (Mary Jo White, Chair — December 14, 2016)Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2017 Budget and Accounting Support Fee (Kara M. Stein, Commissioner — December 14, 2016)Statement at Open Meeting on 2017 PCAOB Budget (Michael S. Piwowar, Commissioner — December 14, 2016)SEC Names Dr. Narahari Phatak Associate Director for Policy in the Division of Economic and Risk Analysis — December 12, 2016Enforcement Director Andrew J. Ceresney to Leave SEC — December 8, 2016Remarks to the Investor Advisory Committee (Mary Jo White, Chair — December 8, 2016)Division of Corporation Finance Director Keith Higgins to Leave SEC — December 6, 2016Remarks Before the 2016 AICPA National Conference on Current SEC and PCAOB DevelopmentsChief Economist and Division of Economic and Risk Analysis Director Mark Flannery to Leave SEC — December 2, 2016SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting on December 7 — December 1, 2016Keynote Speech, ACI’s 33rd International Conference on the FCPA (Andrew Ceresney, Director, Division of Enforcement — November 30, 2016)Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — November 29, 2016)SEC Votes to Renew Equity Market Structure Advisory Committee — November 29, 2016SEC Names Wesley R. Bricker as Chief Accountant — November 22, 2016Chief Accountant James Schnurr to Leave SEC — November 22, 2016Trading and Markets Director Stephen Luparello to Leave SEC — November 21, 2016Chief Litigation Counsel Matthew C. Solomon to Leave SEC — November 21, 2016SEC Announces Agenda for December 8 Investor Advisory Committee Meeting — November 21, 2016Moving Forward With the Commission's Disclosure Effectiveness Initiative (Rick A. Fleming, Investor Advocate — November 19, 2016)A New Model for SEC Enforcement: Producing Bold and Unrelenting Results (Mary Jo White, Chair — November 18, 2016)Opening Remarks to the Government-Business Forum on Small Business Capital Formation (Mary Jo White, Chair — November 17, 2016)2016 Government-Business Forum on Small Business Capital Formation Opening Remarks (Kara M. Stein, Commissioner — November 17, 2016)Examining the Dodd-Frank Act and the Future of Financial Regulation (Rick A. Fleming, Investor Advocate — November 16, 2016) Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan (Mary Jo White, Chair — November 15, 2016)Statement at Open Meeting Regarding the Consolidated Audit Trail NMS Plan (Michael S. Piwowar, Commissioner — November 15, 2016) Statement on the Joint Industry Plan on the Consolidated Audit Trail (“CAT”) (Kara M. Stein, Commissioner — November 15, 2016)SEC Approves Plan to Create Consolidated Audit Trail — November 15, 2016Testimony on “Examining the SEC’s Agenda, Operations, and FY 2018 Budget Request” (Mary Jo White, Chair — November 15, 2016)SEC Announces Agenda and Panelists for the 35th Annual Small Business Forum — November 15, 2016SEC Chair Mary Jo White Announces Departure Plans — November 14, 2016Opening Remarks at the Fintech Forum (Mary Jo White, Chair — November 14, 2016)Statement at Financial Technology Forum (Michael S. Piwowar, Commissioner — November 14, 2016)SEC Names Marc A. Panucci as Deputy Chief Accountant — November 2, 2016SEC Staff Provides Additional Economic Analysis on Proposed Derivatives Rule — November 1, 2016A Vision for Data at the SEC: Keynote Address to Big Data in Finance Conference (Commissioner Kara M. Stein — October 28, 2016) Remarks at the PCAOB Investor Advisory Group Meeting (Mary Jo White, Chair — October 27, 2016)SEC to Hold Annual Government-Business Forum on Small Business Capital Formation on November 17 — October 27, 2016SEC Adopts Final Rules to Facilitate Intrastate and Regional Securities Offerings — October 26, 2016SEC Proposes Amendments to Require Use of Universal Proxy Cards — October 26, 2016Statement at Open Meeting on a Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings (Mary Jo White, Chair — October 26, 2016)Statement at Open Meeting on Adoption of Updated Rules Regarding Intrastate Offerings and Small Business Capital Formation (Michael S. Piwowar, Commissioner — October 26, 2016)Dissenting Statement at Open Meeting on Universal Proxy (Michael S. Piwowar, Commissioner — October 26, 2016)Statement on the Proposed Rule to Require the Use of Universal Proxies (Kara M. Stein, Commissioner — October 26, 2016)Statement on Exemptions to Facilitate Intrastate and Regional Securities Offerings (Kara M. Stein, Commissioner — October 26, 2016) Prioritizing Regulatory Enhancements for the U.S. Treasury Market (Mary Jo White, Chair — October 24, 2016)Improving Disclosure With Smart Data (Rick A. Fleming, Investor Advocate — October 24, 2016)Remarks at 2016 Conference on Auditing and Capital Markets (Michael S. Piwowar, Commissioner — October 21, 2016)Remarks at the National Society of Compliance Professionals 2016 National Conference (Andrew J. Donohue, Chief of Staff — October 19, 2016)Inside the National Exam Program in 2016 (Marc Wyatt, Director, Office of Compliance Inspections and Examinations — October 17, 2016)Melissa Hodgman Named Associate Director in SEC Enforcement Division — October 14, 2016Statement at Open Meeting: Modernizing and Enhancing Investment Company and Investment Adviser Reporting (Mary Jo White, Chair — October 13, 2016)Statement at Open Meeting on Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases (Michael S. Piwowar, Commissioner — October 13, 2016)Statement on Adoption of Investment Company Reporting Modernization (Kara M. Stein, Commissioner — October 13, 2016)Statement on Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing (Kara M. Stein, Commissioner — October 13, 2016)SEC Adopts Rules to Modernize Information Reported by Funds, Require Liquidity Risk Management Programs, and Permit Swing Pricing — October 13, 2016The Impact of SEC Enforcement on Public Finance (Andrew J. Ceresney, Director, Division of Enforcement — October 13, 2016)David Saltiel Named to Head Office of Analytics and Research in the Division of Trading and Markets — October 6, 2016Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chair — October 5, 2016)SEC, FINRA and MSRB to Hold Compliance Outreach Program for Municipal Advisors — October 3, 2016