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Fee Rate Advisory #2 for Fiscal Year 2017 — September 30, 2016SEC Announces Agenda for October 5 Meeting of the Advisory Committee on Small and Emerging Companies — September 29, 2016Jane Norberg Named Chief of SEC Whistleblower Office — September 28, 2016SEC Proposes Rule Amendment to Expedite Process for Settling Securities Transactions — September 28, 2016SEC Adopts Rules for Enhanced Regulatory Framework for Securities Clearing Agencies — September 28, 2016Statement at Open Meeting: Covered Clearing Agencies and Shortening the Settlement Cycle (Mary Jo White, Chair — September 28, 2016)Statement of Commissioner Piwowar at Open Meeting Regarding Proposal to Shorten the Trade Settlement Cycle (Michael S. Piwowar, Commissioner — September 28, 2016)Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle (Kara M. Stein, Commissioner — September 28, 2016)Statement of Commissioner Piwowar at Open Meeting Regarding Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions (Michael S. Piwowar, Commissioner — September 28, 2016)Statement on Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions (Kara M. Stein, Commissioner — September 28, 2016)SEC to Hold Forum to Discuss Fintech Innovation in the Financial Services Industry — September 27, 2016The SEC Enforcement Division’s Focus on Auditors and Auditing (Andrew Ceresney, Director, Division of Enforcement — September 22, 2016)Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities (Jessica S. Kane, Director, Office of Municipal Securities — September 22, 2016)Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities (Wesley R. Bricker, Interim Chief Accountant — September 22, 2016)Securities Regulation in the Interconnected, Global Marketplace (Mary Jo White, Chair — September 21, 2016)Remarks Before the AICPA National Conference on Banks & Savings Institutions (Wesley R. Bricker, Interim Chief Accountant — September 21, 2016)Adoption of Updated EDGAR Filer Manual — September 20, 2016Statement Regarding Publication of List of Rules to Be Reviewed Pursuant to the Regulatory Flexibility Act (Michael S. Piwowar, Commissioner — September 15, 2016)Jennifer Marietta-Westberg, Deputy Director and Deputy Chief Economist of the Division of Economic and Risk Analysis, to Leave SEC After Ten Years of Service — September 15, 2016Equity Market Structure in 2016 and for the Future (Mary Jo White, Chair — September 14, 2016)The SEC’s Whistleblower Program: The Successful Early Years (Andrew Ceresney, Director, Division of Enforcement — September 14, 2016)Remarks at FINRA’s 2016 Fixed Income Conference (Michael S. Piwowar, Commissioner — September 7, 2016)SEC Names Sarah G. ten Siethoff Deputy Associate Director in the Division of Investment Management’s Rulemaking Office — September 7, 2016SEC Proposes Amendments to Require Hyperlinks to Exhibits in Filings — August 31, 2016Fee Rate Advisory #1 for Fiscal Year 2017 — August 31, 2016SEC Adopts Amendments Providing Authorities Access to Data Obtained by Security-Based Swap Data Repositories — August 29, 2016Investor Protection in the Municipal Securities Markets (Rick A. Fleming, Investor Advocate — August 25, 2016)SEC Seeks Public Comment on Disclosure Requirements Relating to Management, Security Holders and Corporate Governance Matters — August 25, 2016SEC Adopts Rules to Enhance Information Reported by Investment Advisers — August 25, 2016Kristin Snyder Named Co-Head of SEC’s Investment Adviser/Investment Company Examination Program — August 10, 2016Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — August 2, 2016)Remarks at the Equity Market Structure Advisory Committee Meeting (Michael S. Piwowar, Commissioner — August 2, 2016)Statement Regarding Progress on the Review of the U.S. Treasury Market Structure Since the July 2015 Joint Staff Report — August 2, 2016SEC Announces Agenda for August 2 Meeting of the Equity Market Structure Advisory Committee — July 28, 2016Vincente L. Martinez, Chief of Office of Market Intelligence, to Leave SEC — July 22, 2016Deputy Chief Accountant Brian T. Croteau to Leave SEC — July 22, 2016Wesley R. Bricker Named Interim Chief Accountant — July 21, 2016Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG (Michael S. Piwowar, Commissioner — July 20, 2016)Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chairman — July 19, 2016)Opening Remarks to the Investor Advisory Committee (Mary Jo White, Chair — July 14, 2016)Statement at Meeting of the Investor Advisory Committee (Michael S. Piwowar, Commissioner — July 14, 2016)SEC Announces Agenda for July 19 Meeting of the Advisory Committee on Small and Emerging Companies — July 14, 2016Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification (Mary Jo White, Chair — July 13, 2016)Statement at Open Meeting Regarding Amendments to Regulation SBSR — Reporting and Dissemination of Security-Based Swap Information (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information (Kara M. Stein, Commissioner — July 13, 2016)Statement at Open Meeting on Disclosure of Order Handling Information (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on Amendments to Disclosure of Order Handling Information (Kara M. Stein, Commissioner — July 13, 2016)Statement at Open Meeting on Disclosure Update and Simplification (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on the Disclosure Update and Simplification Proposing Release (Kara M. Stein, Commissioner — July 13, 2016)SEC Adopts Amendments to Rules of Practice for Administrative Proceedings — July 13, 2016SEC Proposes Amendments to Update and Simplify Disclosure Requirements As Part of Overall Disclosure Effectiveness Review — July 13, 2016SEC Proposes Rules to Enhance Order Handling Information Available to Investors — July 13, 2016SEC Adopts Additional Rules Related to Security-Based Swap Transaction Reporting — July 13, 2016Remarks at the FINRA Foundation 2015 National Financial Capability Study Release (Mary Jo White, Chair — July 12, 2016)SEC Announces New Investor Advisory Committee Members — July 12, 2016Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle (Michael S. Piwowar, Commissioner — July 8, 2016)Sean McKessy, Chief of Whistleblower Office, to Leave SEC — July 8, 2016
Fee Rate Advisory #2 for Fiscal Year 2017 — September 30, 2016SEC Announces Agenda for October 5 Meeting of the Advisory Committee on Small and Emerging Companies — September 29, 2016Jane Norberg Named Chief of SEC Whistleblower Office — September 28, 2016SEC Proposes Rule Amendment to Expedite Process for Settling Securities Transactions — September 28, 2016SEC Adopts Rules for Enhanced Regulatory Framework for Securities Clearing Agencies — September 28, 2016Statement at Open Meeting: Covered Clearing Agencies and Shortening the Settlement Cycle (Mary Jo White, Chair — September 28, 2016)Statement of Commissioner Piwowar at Open Meeting Regarding Proposal to Shorten the Trade Settlement Cycle (Michael S. Piwowar, Commissioner — September 28, 2016)Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle (Kara M. Stein, Commissioner — September 28, 2016)Statement of Commissioner Piwowar at Open Meeting Regarding Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions (Michael S. Piwowar, Commissioner — September 28, 2016)Statement on Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions (Kara M. Stein, Commissioner — September 28, 2016)SEC to Hold Forum to Discuss Fintech Innovation in the Financial Services Industry — September 27, 2016The SEC Enforcement Division’s Focus on Auditors and Auditing (Andrew Ceresney, Director, Division of Enforcement — September 22, 2016)Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities (Jessica S. Kane, Director, Office of Municipal Securities — September 22, 2016)Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities (Wesley R. Bricker, Interim Chief Accountant — September 22, 2016)Securities Regulation in the Interconnected, Global Marketplace (Mary Jo White, Chair — September 21, 2016)Remarks Before the AICPA National Conference on Banks & Savings Institutions (Wesley R. Bricker, Interim Chief Accountant — September 21, 2016)Adoption of Updated EDGAR Filer Manual — September 20, 2016Statement Regarding Publication of List of Rules to Be Reviewed Pursuant to the Regulatory Flexibility Act (Michael S. Piwowar, Commissioner — September 15, 2016)Jennifer Marietta-Westberg, Deputy Director and Deputy Chief Economist of the Division of Economic and Risk Analysis, to Leave SEC After Ten Years of Service — September 15, 2016Equity Market Structure in 2016 and for the Future (Mary Jo White, Chair — September 14, 2016)The SEC’s Whistleblower Program: The Successful Early Years (Andrew Ceresney, Director, Division of Enforcement — September 14, 2016)Remarks at FINRA’s 2016 Fixed Income Conference (Michael S. Piwowar, Commissioner — September 7, 2016)SEC Names Sarah G. ten Siethoff Deputy Associate Director in the Division of Investment Management’s Rulemaking Office — September 7, 2016SEC Proposes Amendments to Require Hyperlinks to Exhibits in Filings — August 31, 2016Fee Rate Advisory #1 for Fiscal Year 2017 — August 31, 2016SEC Adopts Amendments Providing Authorities Access to Data Obtained by Security-Based Swap Data Repositories — August 29, 2016Investor Protection in the Municipal Securities Markets (Rick A. Fleming, Investor Advocate — August 25, 2016)SEC Seeks Public Comment on Disclosure Requirements Relating to Management, Security Holders and Corporate Governance Matters — August 25, 2016SEC Adopts Rules to Enhance Information Reported by Investment Advisers — August 25, 2016Kristin Snyder Named Co-Head of SEC’s Investment Adviser/Investment Company Examination Program — August 10, 2016Opening Remarks at the Equity Market Structure Advisory Committee Meeting (Mary Jo White, Chair — August 2, 2016)Remarks at the Equity Market Structure Advisory Committee Meeting (Michael S. Piwowar, Commissioner — August 2, 2016)Statement Regarding Progress on the Review of the U.S. Treasury Market Structure Since the July 2015 Joint Staff Report — August 2, 2016SEC Announces Agenda for August 2 Meeting of the Equity Market Structure Advisory Committee — July 28, 2016Vincente L. Martinez, Chief of Office of Market Intelligence, to Leave SEC — July 22, 2016Deputy Chief Accountant Brian T. Croteau to Leave SEC — July 22, 2016Wesley R. Bricker Named Interim Chief Accountant — July 21, 2016Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG (Michael S. Piwowar, Commissioner — July 20, 2016)Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies (Mary Jo White, Chairman — July 19, 2016)Opening Remarks to the Investor Advisory Committee (Mary Jo White, Chair — July 14, 2016)Statement at Meeting of the Investor Advisory Committee (Michael S. Piwowar, Commissioner — July 14, 2016)SEC Announces Agenda for July 19 Meeting of the Advisory Committee on Small and Emerging Companies — July 14, 2016Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification (Mary Jo White, Chair — July 13, 2016)Statement at Open Meeting Regarding Amendments to Regulation SBSR — Reporting and Dissemination of Security-Based Swap Information (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information (Kara M. Stein, Commissioner — July 13, 2016)Statement at Open Meeting on Disclosure of Order Handling Information (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on Amendments to Disclosure of Order Handling Information (Kara M. Stein, Commissioner — July 13, 2016)Statement at Open Meeting on Disclosure Update and Simplification (Michael S. Piwowar, Commissioner — July 13, 2016)Statement on the Disclosure Update and Simplification Proposing Release (Kara M. Stein, Commissioner — July 13, 2016)SEC Adopts Amendments to Rules of Practice for Administrative Proceedings — July 13, 2016SEC Proposes Amendments to Update and Simplify Disclosure Requirements As Part of Overall Disclosure Effectiveness Review — July 13, 2016SEC Proposes Rules to Enhance Order Handling Information Available to Investors — July 13, 2016SEC Adopts Additional Rules Related to Security-Based Swap Transaction Reporting — July 13, 2016Remarks at the FINRA Foundation 2015 National Financial Capability Study Release (Mary Jo White, Chair — July 12, 2016)SEC Announces New Investor Advisory Committee Members — July 12, 2016Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle (Michael S. Piwowar, Commissioner — July 8, 2016)Sean McKessy, Chief of Whistleblower Office, to Leave SEC — July 8, 2016